0001209191-15-059558.txt : 20150706 0001209191-15-059558.hdr.sgml : 20150703 20150706164156 ACCESSION NUMBER: 0001209191-15-059558 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150701 FILED AS OF DATE: 20150706 DATE AS OF CHANGE: 20150706 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ OMX GROUP, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2124018700 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shavel Lee CENTRAL INDEX KEY: 0001521495 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32651 FILM NUMBER: 15973966 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-01 0 0001120193 NASDAQ OMX GROUP, INC. NDAQ 0001521495 Shavel Lee ONE LIBERTY PLAZA NEW YORK NY 10006 0 1 0 0 Executive Vice President Common Stock, par value $0.01 per share 2015-07-01 4 S 0 10231 48.56 D 95630 D Employee Stock Option (Right to Buy) 24.94 2021-05-23 Common Stock 41257 41257 D The sale was effected pursuant to a Rule 10b5-1 trading plan. The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $48.32 to $49.02, inclusive. The reporting person undertakes to provide to Nasdaq, any security holder of Nasdaq, or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Represents (i) 44,795 units of vested restricted stock granted pursuant to Nasdaq's Equity Incentive Plan and (ii) 50,835 vested shares underlying performance share units. Options exercisable. /s/ Edward S. Knight, by power of attorney 2015-07-06