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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

Form 8-K

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): September 6, 2019

(September 2, 2019

 

Nasdaq, Inc.

(Exact name of registrant as specified in its charter)

 

Delaware

 

001-38855

 

52-1165937

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

     

151 W. 42nd Street,

New York, New York

 

10036

(Address of principal executive offices)

 

(Zip Code)

Registrant’s telephone number, including area code: +1 212 401 8700

No change since last report

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

Common Stock, $0.01 par value per share

 

NDAQ

 

The Nasdaq Stock Market

1.75% Senior Notes due 2029

 

NDAQ29

 

The Nasdaq Stock Market

3.875% Senior Notes due 2021

 

NDAQ21

 

The Nasdaq Stock Market

1.750% Senior Notes due 2023

 

NDAQ23

 

The Nasdaq Stock Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 


Item 5.02. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.

(b) On September 5, 2019, Nasdaq, Inc. (“Nasdaq”) announced that Edward S. Knight, Executive Vice President, Global Chief Legal and Policy Officer, will transition from his current role to the role of Vice Chairman on October 1, 2019.

A copy of the press release announcing Mr. Knight’s transition to the role of Vice Chairman is attached as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated by reference.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits.

Exhibit

    No.    

   

Description

         
 

99.1

   

Press release, dated September 5, 2019.

         
 

104

   

Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document.


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

Dated: September 6, 2019

Nasdaq, Inc.

     

By:

 

/s/ Edward S. Knight

 

Edward S. Knight

 

Executive Vice President and

Global Chief Legal and Policy Officer