0001181431-14-012628.txt : 20140313 0001181431-14-012628.hdr.sgml : 20140313 20140313165551 ACCESSION NUMBER: 0001181431-14-012628 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140311 FILED AS OF DATE: 20140313 DATE AS OF CHANGE: 20140313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ OMX GROUP, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2124018700 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wedenborn Lars CENTRAL INDEX KEY: 0001429096 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32651 FILM NUMBER: 14691641 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 4 1 rrd405393.xml FORM 4 - LARS WEDENBORN - 03/11/2014 X0306 4 2014-03-11 0 0001120193 NASDAQ OMX GROUP, INC. NDAQ 0001429096 Wedenborn Lars ONE LIBERTY PLAZA NEW YORK NY 10006 1 0 0 0 Common Stock, par value $0.01 per share 2014-03-11 4 S 0 11116 39.77 D 3713 D Common Stock, par value $0.01 per share 30000 I By Pension Insurance Common Stock, par value $0.01 per share 10000 I By Pension Insurance Represents shares or units of restricted stock granted under The NASDAQ OMX Group, Inc. Equity Incentive Plan, of which none are vested. Represents shares of common stock acquired through purchases. The shares are held by a pension insurance fund in the name of Foundation Asset Management, which is Mr. Wedenborn's employer. The shares are held by a pension insurance fund in the name of Investor AB, which is Mr. Wedenborn's former employer. /s/ Edward S. Knight, by power of attorney 2014-03-13