0001181431-13-032879.txt : 20130605 0001181431-13-032879.hdr.sgml : 20130605 20130605161646 ACCESSION NUMBER: 0001181431-13-032879 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130603 FILED AS OF DATE: 20130605 DATE AS OF CHANGE: 20130605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ OMX GROUP, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2124018700 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Noll Eric CENTRAL INDEX KEY: 0001468651 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32651 FILM NUMBER: 13894449 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 4 1 rrd382135.xml FORM 4 - ERIC NOLL - 06/03/2013 X0306 4 2013-06-03 0 0001120193 NASDAQ OMX GROUP, INC. NDAQ 0001468651 Noll Eric ONE LIBERTY PLAZA NEW YORK NY 10006 0 1 0 0 Executive Vice President Common Stock, par value $0.01 per share 2013-06-03 4 S 0 22483 30.94 D 50128 D Employee Stock Option (Right to Buy) 19.50 2019-07-22 Common Stock 72319 72319 D Employee Stock Option (Right to Buy) 19.75 2020-03-04 Common Stock 28362 28362 D Employee Stock Option (Right to Buy) 25.28 2021-03-28 Common Stock 33995 33995 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2013. The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.56 to $31.35, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4. Represents 50,128 unvested shares underlying PSUs. Options exercisable on July 22, 2013. Options exercisable on March 4, 2014. Options exercisable on March 28, 2014. /s/ Edward S. Knight, by power of attorney 2013-06-05