0001181431-13-032879.txt : 20130605
0001181431-13-032879.hdr.sgml : 20130605
20130605161646
ACCESSION NUMBER: 0001181431-13-032879
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130603
FILED AS OF DATE: 20130605
DATE AS OF CHANGE: 20130605
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ OMX GROUP, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 2124018700
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Noll Eric
CENTRAL INDEX KEY: 0001468651
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-32651
FILM NUMBER: 13894449
MAIL ADDRESS:
STREET 1: ONE LIBERTY PLAZA
CITY: NEW YORK
STATE: NY
ZIP: 10006
4
1
rrd382135.xml
FORM 4 - ERIC NOLL - 06/03/2013
X0306
4
2013-06-03
0
0001120193
NASDAQ OMX GROUP, INC.
NDAQ
0001468651
Noll Eric
ONE LIBERTY PLAZA
NEW YORK
NY
10006
0
1
0
0
Executive Vice President
Common Stock, par value $0.01 per share
2013-06-03
4
S
0
22483
30.94
D
50128
D
Employee Stock Option (Right to Buy)
19.50
2019-07-22
Common Stock
72319
72319
D
Employee Stock Option (Right to Buy)
19.75
2020-03-04
Common Stock
28362
28362
D
Employee Stock Option (Right to Buy)
25.28
2021-03-28
Common Stock
33995
33995
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 2, 2013.
The price reported in this box is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.56 to $31.35, inclusive. The reporting person undertakes to provide to The NASDAQ OMX Group, Inc., any security holder of The NASDAQ OMX Group, Inc. or the staff of the U.S. Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.
Represents 50,128 unvested shares underlying PSUs.
Options exercisable on July 22, 2013.
Options exercisable on March 4, 2014.
Options exercisable on March 28, 2014.
/s/ Edward S. Knight, by power of attorney
2013-06-05