-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MoKzFajvt69ZysFW0KKrPIopPZIp+Xo3K7mmo/9eFWx7tPFoKbYSoFdi28NWTaJa ax7nRT9vWAnbpi/sT62IjQ== 0001181431-11-009042.txt : 20110210 0001181431-11-009042.hdr.sgml : 20110210 20110210155100 ACCESSION NUMBER: 0001181431-11-009042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110209 FILED AS OF DATE: 20110210 DATE AS OF CHANGE: 20110210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HASSEN RONALD CENTRAL INDEX KEY: 0001240177 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32651 FILM NUMBER: 11592376 MAIL ADDRESS: STREET 1: 1801 K STREET, N.W. CITY: WASHINGTON STATE: DC ZIP: 20006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ OMX GROUP, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2124018700 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 rrd300807.xml FORM 4 - RON HASSEN - 2/9/2011 X0303 4 2011-02-09 0 0001120193 NASDAQ OMX GROUP, INC. NDAQ 0001240177 HASSEN RONALD ONE LIBERTY PLAZA NEW YORK NY 10006 0 1 0 0 Senior Vice President Common Stock, par value $0.01 per share 2011-02-09 4 S 0 9121 27.57 D 65095 D Employee Stock Option (Right to Buy) 20.04 2017-08-03 Common Stock 12707 12707 D Employee Stock Option (Right to Buy) 7.35 2014-11-15 Common Stock 50000 50000 D Employee Stock Option (Right to Buy) 8.5 2013-07-29 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 9.15 2014-02-18 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 19.75 2020-03-04 Common Stock 13787 13787 D Employee Stock Option (Right to Buy) 25.07 2018-12-17 Common Stock 15176 15176 D Represents (i) 55,572 shares or units of restricted stock, of which 5,572 are vested, (ii) 7,379 unvested shares underlying PSUs and (iii) 2,144 shares purchased under the Employee Stock Purchase Plan. Options exercisable as to one-third on August 3, 2011, one-third on August 3, 2012 and one-third on August 3, 2013. Options vested as to 100%. Options vested as to 100%. Options vested as to 100%. Options exercisable on March 4, 2014, subject to accelerated vesting on March 4, 2013, or extension of vesting until March 4, 2015, depending on the achievement of performance goals. Options exercisable on December 17, 2012. /s/ Edward S. Knight, by power of attorney 2011-02-10 -----END PRIVACY-ENHANCED MESSAGE-----