-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RE881E1IZehCzKpm1SRCSzPJm+fg1IlI4lOd80UieF3zSFl6Sw3yDOgQODf69poy kIK5geAjqYZR1pvIZfNAWA== 0001181431-09-012238.txt : 20090227 0001181431-09-012238.hdr.sgml : 20090227 20090227182016 ACCESSION NUMBER: 0001181431-09-012238 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090225 FILED AS OF DATE: 20090227 DATE AS OF CHANGE: 20090227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JACOBS JOHN CENTRAL INDEX KEY: 0001240163 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32651 FILM NUMBER: 09644827 BUSINESS ADDRESS: BUSINESS PHONE: 2029123000 MAIL ADDRESS: STREET 1: 1801 K STREET, N.W. CITY: WASHINGTON STATE: DC ZIP: 20006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ OMX GROUP, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2124018700 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 rrd235491.xml FORM 4 - JOHN JACOBS - 2/25/2009 X0303 4 2009-02-25 0 0001120193 NASDAQ OMX GROUP, INC. NDAQ 0001240163 JACOBS JOHN ONE LIBERTY PLAZA NEW YORK NY 10006 0 1 0 0 Executive Vice President Common Stock, par value $0.01 per share 2009-02-25 4 A 0 12396 0 A 57516 D Employee Stock Option (Right to Buy) 7.35 2014-11-15 Common Stock 200000 200000 D Employee Stock Option (Right to Buy) 8.5 2013-07-29 Common Stock 30300 30300 D Employee Stock Option (Right to Buy) 9.15 2014-02-18 Common Stock 100000 100000 D Employee Stock Option (Right to Buy) 13.38 2012-07-24 Common Stock 29700 29700 D Employee Stock Option (Right to Buy) 25.07 2018-12-17 Common Stock 45528 45528 D Employee Stock Option (Right to Buy) 35.92 2016-12-13 Common Stock 32558 32558 D Employee Stock Option (Right to Buy) 45.38 2017-12-12 Common Stock 22564 22564 D Represents the settlement of performance share units (PSUs) that were granted under The NASDAQ OMX Group, Inc. Equity Incentive Plan on December 12, 2007. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a one-year performance period from January 1, 2008 through December 31, 2008. On February 25, 2009, the Management Compensation Committee of NASDAQ OMX's Board of Directors approved the settlement of the PSU grant. The shares underlying the PSUs will vest on December 31, 2011. Represents (i) 14,000 shares acquired upon the exercise of vested stock options, (ii) 17,620 shares of restricted stock, of which 6,750 shares are vested, (iii) 12,396 unvested shares underlying PSUs and (iv) 13,500 shares acquired under the Employee Stock Purchase Plan. Options exercisable as to 100%. Options exercisable as to 100%. Options exercisable as to 100%. Options exercisable as to 100%. Options exercisable on December 17, 2012, subject to accelerated vesting on December 17, 2011, or extension of vesting until December 17, 2013, depending on the achievement of performance goals. Options exercisable as to 50% on December 13, 2009 and as to 50% on December 13, 2010. Options exercisable on December 12, 2010. /s/ Edward S. Knight, by power of attorney 2009-02-27 -----END PRIVACY-ENHANCED MESSAGE-----