-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SpjS1DBbD+FiSPEyaF6yjhMWkCGYYmTWLq26tO/ofrqt8VlaD7zYhLxjeovR3P8F XIWY6BTLfNlrL8U06q1G2A== 0001104659-04-005024.txt : 20040218 0001104659-04-005024.hdr.sgml : 20040218 20040218182208 ACCESSION NUMBER: 0001104659-04-005024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040214 FILED AS OF DATE: 20040218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ STOCK MARKET INC CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2128584750 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HASSEN RONALD CENTRAL INDEX KEY: 0001240177 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32651 FILM NUMBER: 04614227 BUSINESS ADDRESS: STREET 1: 1801 K STREET, N.W. CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2029123000 MAIL ADDRESS: STREET 1: 1801 K STREET, N.W. CITY: WASHINGTON STATE: DC ZIP: 20006 4 1 a4.xml 4 X0201 4 2004-02-14 0 0001120193 NASDAQ STOCK MARKET INC NDAQ 0001240177 HASSEN RONALD ONE LIBERTY PLAZA NEW YORK NY 10006 0 1 0 0 Senior Vice President Common Stock, par value $0.01 per share ("Common Stock") 2004-02-14 4 F 0 410 9.15 D 7028 D Employee Stock Option (Right to Buy) 8.5 2013-07-29 Common Stock 25000 25000 D Employee Stock Option (Right to Buy) 19.7 2012-05-21 Common Stock 50000 50000 D Represents remaining 5,819 shares of restricted stock granted under The Nasdaq Stock Market, Inc. Equity Incentive Plan, of which 1,769 shares have vested, and an additional 1,209 shares of Common Stock purchased pursuant to The Nasdaq Employee Stock Purchase Plan. Option exercisable as to 33% on each of July 29, 2004 and 2005 and as to 34% on July 29, 2006. Option exercisable as to 33% on each of February 14, 2003 and 2004 and as to 34% on February 14, 2005. Edward S. Knight, by power of attorney 2004-02-18 -----END PRIVACY-ENHANCED MESSAGE-----