8-K 1 j9518_8k.htm 8-K

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

 

April 15, 2003 (April 15, 2003)

Date of Report (Date of Earliest Event Reported)

 

 

The Nasdaq Stock Market, Inc.

(Exact Name of Registrant as Specified in Charter)

 

 

Delaware

 

000-32651

 

52-1165937

(State or Other Jurisdiction
of Incorporation

 

(Commission File
File Number)

 

(IRS Employer
Identification No.)

 

 

One Liberty Plaza

New York, New York 10006

(Address of Principal Executive Offices and Zip Code)

 

(866) 745-1825

(Registrant’s Telephone Number, Including Area Code)

 

N/A

(Former Name or Former Address, if Changed Since Last Report)

 



THE NASDAQ STOCK MARKET, INC.
FORM 8-K
Index

 

Item 7. Financial Statements, Pro Forma Financial Information and Exhibits

 

    Financial Statements

 

    None.

 

    Pro Forma Financial Information

 

    None.

 

    Exhibits:

 

Exhibit No.

 

Description

 

Page Number in Filing

99.1

 

Press Release, dated April 15, 2003

 

 

 

Item 9. Regulation FD Disclosure

 

The Nasdaq Stock Market, Inc. (“Nasdaq”) issued a press release, dated April 15, 2003, in the form attached hereto as Exhibit 99.1.  The press release announced the appointment of H. Furlong Baldwin as its non-executive Chairman of the Board of Directors and Robert Greifeld as its Chief Executive Officer and President.  The information in this Form 8-K, including the exhibit, is being “furnished” pursuant to Item 9 and shall not be deemed “filed” with the Securities and Exchange Commission nor incorporated by reference into any registration statement filed by Nasdaq under the Securities Act of 1933.

 

Cautionary Note Regarding Forward-Looking Statements

The matters described herein may contain forward-looking statements that are made pursuant to the Safe Harbor provisions of the Private Securities Litigation Reform Act of 1995. Forward-looking statements involve a number of risks, uncertainties or other factors beyond the control of The NASDAQ Stock Market, Inc. (the “Company”), which could cause actual results to differ materially from historical results, performance or other expectations and from any opinions or statements expressed or implied with respect to future periods. These factors include, but are not limited to, the Company’s ability to implement its strategic initiatives, economic, political and market conditions and fluctuations, government and industry regulation, interest rate risk, U.S. and global competition, and other factors detailed in the Company’s annual report on Form 10-K and periodic reports filed with the U.S. Securities and Exchange Commission. We undertake no obligation to release any revisions to any forward-looking statements.

 

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SIGNATURE

 

         Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date:  April 15, 2003

 

 

THE NASDAQ STOCK MARKET, INC.

 

 

 

 

By:

/s/ Edward S. Knight

 

 

Edward S. Knight

 

 

Executive Vice President

 

 

and General Counsel

 

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