0000950170-24-073153.txt : 20240613 0000950170-24-073153.hdr.sgml : 20240613 20240613172742 ACCESSION NUMBER: 0000950170-24-073153 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240611 FILED AS OF DATE: 20240613 DATE AS OF CHANGE: 20240613 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: YABUKI JEFFERY W CENTRAL INDEX KEY: 0001207371 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 241042259 MAIL ADDRESS: STREET 1: 255 FISERV DRIVE CITY: BROOKFIELD STATE: WI ZIP: 53045 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 ownership.xml 4 X0508 4 2024-06-11 0001120193 NASDAQ, INC. NDAQ 0001207371 YABUKI JEFFERY W 151 W. 42ND STREET NEW YORK NY 10036 true false false false false Common Stock, par value $0.01 per share 2024-06-11 4 A false 6522 0.00 A 16240 D Common Stock, par value $0.01 per share 60 I Held by family trust Restricted stock vests as to 100% on June 11, 2025. Represents (i) 13,740 shares or units of restricted stock, of which none are vested, (ii) 500 shares of common stock acquired through open market purchases and (iii) 2,000 shares that Mr. Yabuki transferred from his family trust to his personal holdings. Reflects shares held in a revocable family trust, of which the reporting person is the trustee. /s/ Alex Kogan, by power of attorney 2024-06-13