0000950170-24-044480.txt : 20240415
0000950170-24-044480.hdr.sgml : 20240415
20240415165902
ACCESSION NUMBER: 0000950170-24-044480
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240401
FILED AS OF DATE: 20240415
DATE AS OF CHANGE: 20240415
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brothers Brendan
CENTRAL INDEX KEY: 0001962512
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38855
FILM NUMBER: 24845289
MAIL ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 1 212 401 8700
MAIL ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC.
DATE OF NAME CHANGE: 20080227
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
4/A
1
ownership.xml
4/A
X0508
4/A
2024-04-01
2024-04-03
0001120193
NASDAQ, INC.
NDAQ
0001962512
Brothers Brendan
151 W. 42ND STREET
NEW YORK
NY
10036
false
true
false
false
Executive Vice President
false
Common Stock, par value $0.01 per share
2024-04-01
4
F
false
9702
62.29
D
43873
D
Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan.
Represents 43,873 shares, of which 28,260 are vested. This amendment to the Form 4 filed on April 3, 2024 (the "Original Form 4") is being filed solely to report the omission of the forfeiture of shares to pay withholding taxes in connection with the equity award of 37,825 shares or units of restricted stock units that was granted, and vested as to 50%, on April 1, 2024, and to report the total securities owned after such transaction. All other information in the Original Form 4 was accurate.
For additional clarity, as of the date hereof, the Reporting Person's ownership is as follows: 39,158 shares or units of restricted stock, of which 32,736 are vested.
/s/ Alex Kogan, by power of attorney
2024-04-15