0000950170-24-044480.txt : 20240415 0000950170-24-044480.hdr.sgml : 20240415 20240415165902 ACCESSION NUMBER: 0000950170-24-044480 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240401 FILED AS OF DATE: 20240415 DATE AS OF CHANGE: 20240415 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brothers Brendan CENTRAL INDEX KEY: 0001962512 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 24845289 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4/A 1 ownership.xml 4/A X0508 4/A 2024-04-01 2024-04-03 0001120193 NASDAQ, INC. NDAQ 0001962512 Brothers Brendan 151 W. 42ND STREET NEW YORK NY 10036 false true false false Executive Vice President false Common Stock, par value $0.01 per share 2024-04-01 4 F false 9702 62.29 D 43873 D Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan. Represents 43,873 shares, of which 28,260 are vested. This amendment to the Form 4 filed on April 3, 2024 (the "Original Form 4") is being filed solely to report the omission of the forfeiture of shares to pay withholding taxes in connection with the equity award of 37,825 shares or units of restricted stock units that was granted, and vested as to 50%, on April 1, 2024, and to report the total securities owned after such transaction. All other information in the Original Form 4 was accurate. For additional clarity, as of the date hereof, the Reporting Person's ownership is as follows: 39,158 shares or units of restricted stock, of which 32,736 are vested. /s/ Alex Kogan, by power of attorney 2024-04-15