0000950170-24-041293.txt : 20240403 0000950170-24-041293.hdr.sgml : 20240403 20240403172114 ACCESSION NUMBER: 0000950170-24-041293 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240401 FILED AS OF DATE: 20240403 DATE AS OF CHANGE: 20240403 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Griggs PC Nelson CENTRAL INDEX KEY: 0001622632 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 24820126 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 ownership.xml 4 X0508 4 2024-04-01 0001120193 NASDAQ, INC. NDAQ 0001622632 Griggs PC Nelson 151 W. 42ND STREET NEW YORK NY 10036 false true false false President, Capital Access Plat false Common Stock, par value $0.01 per share 2024-04-01 4 A false 12843 0.00 A 237024 D Common Stock, par value $0.01 per share 2024-04-01 4 F false 3977 62.29 D 233047 D Represents shares or units of restricted stock (RSUs) granted pursuant to Nasdaq's Equity Incentive Plan, which vest as to 33% on April 1, 2026, 33% on April 1, 2027 and the remainder on April 1, 2028. Represents the surrender of shares to pay withholding taxes in connection with vesting of equity previously granted under Nasdaq's Equity Incentive Plan. Represents (i) 91,096 shares or units of restricted stock, of which 17,558 are vested and (ii) 141,951 shares underlying PSUs, all of which are vested. /s/ Alex Kogan, by power of attorney 2024-04-03