0000950170-24-019339.txt : 20240223
0000950170-24-019339.hdr.sgml : 20240223
20240223160023
ACCESSION NUMBER: 0000950170-24-019339
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240221
FILED AS OF DATE: 20240223
DATE AS OF CHANGE: 20240223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRIEDMAN ADENA T
CENTRAL INDEX KEY: 0001240169
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38855
FILM NUMBER: 24670999
MAIL ADDRESS:
STREET 1: 1801 K STREET, N.W.
CITY: WASHINGTON
STATE: DC
ZIP: 20006
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NASDAQ, INC.
CENTRAL INDEX KEY: 0001120193
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 521165937
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 1 212 401 8700
MAIL ADDRESS:
STREET 1: 151 W. 42ND STREET
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC.
DATE OF NAME CHANGE: 20080227
FORMER COMPANY:
FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC
DATE OF NAME CHANGE: 20010423
4
1
ownership.xml
4
X0508
4
2024-02-21
0001120193
NASDAQ, INC.
NDAQ
0001240169
FRIEDMAN ADENA T
151 W. 42ND STREET
NEW YORK
NY
10036
true
true
false
false
Chair and CEO
false
Common Stock, par value $0.01 per share
2024-02-21
4
A
false
266326
0.00
A
1938644
D
Common Stock, par value $0.01 per share
2024-02-21
4
F
false
133092
56.04
D
1805552
D
Common Stock, par value $0.01 per share
73500
I
Held by The A.T. Friedman Irrevocable Trust No.1
Common Stock, par value $0.01 per share
73500
I
Held by The A.T. Friedman Irrevocable Trust No.2
Employee Stock Option (Right to Buy)
67.48
2032-01-03
Common Stock
306936
306936
D
Employee Stock Option (Right to Buy)
22.22
2027-01-03
Common Stock
806451
806451
D
Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023.
Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above.
Represents (i) 404,213 shares or units of restricted stock, of which 270,820 are vested, (ii) 1,287,986 vested shares underlying PSUs, (iii) 10,000 shares of common stock acquired through open market purchases and (iv) 103,353 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014.
Reflects shares gifted for estate planning purposes to a family trust for the benefit of the reporting person's child, of which the reporting person's spouse is the trustee and the reporting person's brother is the investment advisor.
The option vests on January 3, 2027.
Options exercisable.
/s/ Alex Kogan, by power of attorney
2024-02-23