0000950170-24-019339.txt : 20240223 0000950170-24-019339.hdr.sgml : 20240223 20240223160023 ACCESSION NUMBER: 0000950170-24-019339 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240221 FILED AS OF DATE: 20240223 DATE AS OF CHANGE: 20240223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIEDMAN ADENA T CENTRAL INDEX KEY: 0001240169 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 24670999 MAIL ADDRESS: STREET 1: 1801 K STREET, N.W. CITY: WASHINGTON STATE: DC ZIP: 20006 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 ownership.xml 4 X0508 4 2024-02-21 0001120193 NASDAQ, INC. NDAQ 0001240169 FRIEDMAN ADENA T 151 W. 42ND STREET NEW YORK NY 10036 true true false false Chair and CEO false Common Stock, par value $0.01 per share 2024-02-21 4 A false 266326 0.00 A 1938644 D Common Stock, par value $0.01 per share 2024-02-21 4 F false 133092 56.04 D 1805552 D Common Stock, par value $0.01 per share 73500 I Held by The A.T. Friedman Irrevocable Trust No.1 Common Stock, par value $0.01 per share 73500 I Held by The A.T. Friedman Irrevocable Trust No.2 Employee Stock Option (Right to Buy) 67.48 2032-01-03 Common Stock 306936 306936 D Employee Stock Option (Right to Buy) 22.22 2027-01-03 Common Stock 806451 806451 D Represents the settlement of performance share units (PSUs) that were previously granted under Nasdaq's Equity Incentive Plan. The ultimate amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2021 through December 31, 2023. Represents the surrender of shares to pay withholding taxes in connection with the settlement of PSUs, as described above. Represents (i) 404,213 shares or units of restricted stock, of which 270,820 are vested, (ii) 1,287,986 vested shares underlying PSUs, (iii) 10,000 shares of common stock acquired through open market purchases and (iv) 103,353 shares granted under Nasdaq's Equity Incentive Plan or acquired under Nasdaq's Employee Stock Purchase Plan when Ms. Friedman was previously an employee of Nasdaq prior to returning as President in 2014. Reflects shares gifted for estate planning purposes to a family trust for the benefit of the reporting person's child, of which the reporting person's spouse is the trustee and the reporting person's brother is the investment advisor. The option vests on January 3, 2027. Options exercisable. /s/ Alex Kogan, by power of attorney 2024-02-23