0000950103-24-004179.txt : 20240322 0000950103-24-004179.hdr.sgml : 20240322 20240322163041 ACCESSION NUMBER: 0000950103-24-004179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240322 FILED AS OF DATE: 20240322 DATE AS OF CHANGE: 20240322 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Borse Dubai LTD CENTRAL INDEX KEY: 0001429059 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 24775700 BUSINESS ADDRESS: STREET 1: LEVEL 7, PRECINCT BLDG 5, GATE DISTRICT STREET 2: PO BOX 506690, DUBAI INTL FINANCIAL CTR CITY: DUBAI STATE: C0 ZIP: 00000 BUSINESS PHONE: 971 4 305 5200 MAIL ADDRESS: STREET 1: LEVEL 7, PRECINCT BLDG 5, GATE DISTRICT STREET 2: PO BOX 506690, DUBAI INTL FINANCIAL CTR CITY: DUBAI STATE: C0 ZIP: 00000 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Investment CORP of Dubai CENTRAL INDEX KEY: 0001434326 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38855 FILM NUMBER: 24775699 BUSINESS ADDRESS: STREET 1: P.O. BOX 333888 STREET 2: LEVEL 5&6, GATE VILLAGE 7, DIFC CITY: DUBAI STATE: C0 ZIP: 00000 BUSINESS PHONE: 971 4 707 1333 MAIL ADDRESS: STREET 1: P.O. BOX 333888 STREET 2: LEVEL 5&6, GATE VILLAGE 7, DIFC CITY: DUBAI STATE: C0 ZIP: 00000 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ, INC. CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 02 Finance IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 1 212 401 8700 MAIL ADDRESS: STREET 1: 151 W. 42ND STREET CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ OMX GROUP, INC. DATE OF NAME CHANGE: 20080227 FORMER COMPANY: FORMER CONFORMED NAME: NASDAQ STOCK MARKET INC DATE OF NAME CHANGE: 20010423 4 1 dp208740_4-borse.xml FORM 4 X0508 4 2024-03-22 0 0001120193 NASDAQ, INC. NDAQ 0001429059 Borse Dubai LTD P.O. BOX 506690 LEVEL 8, THE EXCHANGE D.I.F.C., DUBAI C0 00000 UNITED ARAB EMIRATES 0 0 1 0 0001434326 Investment CORP of Dubai P.O. BOX 333888, ONE ZA'ABEEL TOWER A THE OFFICES, ZA'ABEEL FIRST, DUBAI, UAE DUBAI C0 00000 UNITED ARAB EMIRATES 0 0 1 0 0 Common Stock, $0.01 per share 2024-03-22 4 S 0 31000000 57.997 D 58341545 D Reflects shares of Common Stock of the Issuer, par value $0.01 per share ("Common Stock"), sold pursuant to a secondary offering of the Issuer which closed on March 22, 2024 (the "Offering"), including full exercise of the option granted to the underwriters to acquire additional shares. The material terms of the Offering are described in the prospectus supplement, dated March 19, 2024, filed by the Issuer with the Securities and Exchange Commission on March 21, 2024. This amount represents the per share price of Common Stock, as sold to the underwriters in connection with the Offering. The number of shares of Common Stock reported as beneficially owned reflects a 3-for-1 stock split completed by the Issuer on August 26, 2022. Borse Dubai Ltd. has direct beneficial ownership of the reported shares of Common Stock. Investment Corporation of Dubai is the majority shareholder of Borse Dubai Ltd. Investment Corporation of Dubai may, therefore, be deemed to have beneficial ownership of all of the reported shares of Common Stock. Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Exhibit 99.1 (Joint Filing Agreement) is filed herewith and incorporated by reference herein /s/ Khalifa Al Daboos, By: Investment Corporation of Dubai, By: Khalifa Al Daboos, Authorized Signatory 2024-03-22 /s/ Essa Kazim, By: Borse Dubai Limited, By: Essa Kazim, Chairman 2024-03-22 EX-99.1 2 dp208740_ex9901.htm EXHIBIT 99.1

 

Exhibit 99.1

 

Joint Filer Information

 

Each of the following joint filers has designated Borse Dubai Ltd. as the “Designated Filer” for purposes of the attached Form 4:

 

1.

Borse Dubai Limited

P.O. BOX 506690 

Level 8, The Exchange

Dubai International Financial Centre 

Dubai, United Arab Emirates

 

2.

Investment Corporation of Dubai

P.O. Box 333888 

One Za’abeel Tower A, The Offices, Za’abeel First

Dubai, United Arab Emirates

 

 

Date of Event Requiring Statement: March 22, 2024

Issuer Name and Ticker or Trading Symbol: NASDAQ, INC. [NDAQ]

 

BORSE DUBAI LTD.

 

By:

/s/ Essa Kazim 

  
  Name: Essa Kazim  
  Title: Chairman  

 

INVESTMENT CORPORATION OF DUBAI

 

By:

/s/ Khalifa Al Daboos 

  
  Name: Khalifa Al Daboos  
  Title: Authorized Signatory  

 

Date: March 22, 2024