-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VQUvYueSvJA7JRGRjDh0+1UMAbivqlJkpKiFthf5cdBiifj6di7Ddor2xPvuNXPm JprF4hIqrW/vQmwuKElTRw== 0000904454-07-000971.txt : 20071219 0000904454-07-000971.hdr.sgml : 20071219 20071219172101 ACCESSION NUMBER: 0000904454-07-000971 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071217 FILED AS OF DATE: 20071219 DATE AS OF CHANGE: 20071219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ STOCK MARKET INC CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2128584750 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUTCHINS GLENN H CENTRAL INDEX KEY: 0001027038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32651 FILM NUMBER: 071317089 BUSINESS ADDRESS: STREET 1: C/O THE BLACKSTONE GROUP STREET 2: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 650 233 8130 MAIL ADDRESS: STREET 1: C/O SILVER LAKE PARTNERS STREET 2: 2725 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-12-17 0001120193 NASDAQ STOCK MARKET INC NDAQ 0001027038 HUTCHINS GLENN H 9 WEST 57TH STREET 25TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2007-12-17 4 S 0 7287 47.40 D 22250 I By Silver Lake Funds Common Stock 2007-12-17 4 S 0 3100 47.41 D 19150 I By Silver Lake Funds Common Stock 2007-12-17 4 S 0 200 47.415 D 18950 I By Silver Lake Funds Common Stock 2007-12-17 4 S 0 1500 47.42 D 17450 I By Silver Lake Funds Common Stock 2007-12-17 4 S 0 1450 47.43 D 16000 I By Silver Lake Funds Common Stock 2007-12-17 4 S 0 300 47.435 D 15700 I By Silver Lake Funds Common Stock 2007-12-17 4 S 0 400 47.4375 D 15300 I By Silver Lake Funds Common Stock 2007-12-17 4 S 0 1200 47.44 D 14100 I By Silver Lake Funds Common Stock 2007-12-17 4 S 0 100 47.445 D 14000 I By Silver Lake Funds Common Stock 2007-12-17 4 S 0 2900 47.45 D 11100 I By Silver Lake Funds Common Stock 2007-12-17 4 S 0 2200 47.46 D 8900 I By Silver Lake Funds Common Stock 2007-12-17 4 S 0 1400 47.47 D 7500 I By Silver Lake Funds Common Stock 2007-12-17 4 S 0 3200 47.48 D 4300 I By Silver Lake Funds Common Stock 2007-12-17 4 S 0 400 47.485 D 3900 I By Silver Lake Funds Common Stock 2007-12-17 4 S 0 2400 47.49 D 1500 I By Silver Lake Funds Common Stock 2007-12-17 4 S 0 600 47.495 D 900 I By Silver Lake Funds Common Stock 2007-12-17 4 S 0 900 47.50 D 0 I By Silver Lake Funds The Silver Lake Funds referred to herein are (i) Silver Lake Investors, L.P., (ii) Silver Lake Partners TSA, L.P., (iii) Silver Lake Technology Investors II, L.P. and (iv) Silver Lake Partners II TSA, L.P. Mr. Hutchins is a managing director of (i) Silver Lake Technology Associates, L.L.C., which is the general partner of Silver Lake Investors, L.P. and Silver Lake Partners TSA, L.P., and (ii) Silver Lake Technology Associates II, L.L.C., which is the general partner of Silver Lake Technology Investors II, L.P. and Silver Lake Partners II TSA, L.P. Mr. Hutchins disclaims beneficial ownership of the securities of the Issuer held by each such entity, except to the extent of any pecuniary interest he may have therein. Mr. Hutchins also directly beneficially owns 6,130 shares of restricted Common Stock granted to him pursuant to the Issuer's Equity Incentive Plan. Pursuant to his arrangements with Silver Lake Technology Management, L.L.C. with respect to director compensation, such shares or the proceeds therefrom are expected to be assigned to Silver Lake Technology Management, L.L.C. Shares sold pursuant to a Rule 10b5-1 Sales Plan adopted by Silver Lake Investors, L.P., Silver Lake Partners TSA, L.P., Silver Lake Technology Investors II, L.P. and Silver Lake Partners II TSA, L.P. with respect to the Common Stock of the Issuer. Second of Four Forms Karen M. King, Attorney-in-Fact 2007-12-19 -----END PRIVACY-ENHANCED MESSAGE-----