-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NskoAtsGs5fnVerjzGmg90YO8twfDGFbfeE7naBlFOZestGY6rijV0HWwX2IQnJs T7UN4Oqls77YdM4ph9knZQ== 0000904454-07-000963.txt : 20071212 0000904454-07-000963.hdr.sgml : 20071212 20071212175311 ACCESSION NUMBER: 0000904454-07-000963 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071210 FILED AS OF DATE: 20071212 DATE AS OF CHANGE: 20071212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ STOCK MARKET INC CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2128584750 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUTCHINS GLENN H CENTRAL INDEX KEY: 0001027038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32651 FILM NUMBER: 071302792 BUSINESS ADDRESS: STREET 1: C/O THE BLACKSTONE GROUP STREET 2: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 650 233 8130 MAIL ADDRESS: STREET 1: C/O SILVER LAKE PARTNERS STREET 2: 2725 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-12-10 0001120193 NASDAQ STOCK MARKET INC NDAQ 0001027038 HUTCHINS GLENN H 9 WEST 57TH STREET 25TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2007-12-11 4 S 0 800 47.557 D 19543 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 100 47.568 D 19443 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 600 47.57 D 18843 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 300 47.575 D 18543 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 700 47.577 D 17843 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 100 47.5775 D 17743 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 700 47.58 D 17043 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 400 47.597 D 16643 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 900 47.598 D 15743 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 4100 47.60 D 11643 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 1000 47.608 D 10643 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 900 47.61 D 9743 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 100 47.611 D 9643 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 100 47.6125 D 9543 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 700 47.62 D 8843 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 200 47.625 D 8643 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 100 47.63 D 8543 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 100 47.64 D 8443 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 100 47.646 D 8343 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 500 47.648 D 7843 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 1100 47.657 D 6743 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 900 47.659 D 5843 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 100 47.665 D 5743 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 100 47.68 D 5643 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 5600 47.70 D 43 I By Silver Lake Funds Common Stock 2007-12-11 4 S 0 43 47.80 D 0 I By Silver Lake Funds The Silver Lake Funds referred to herein are (i) Silver Lake Investors, L.P., (ii) Silver Lake Partners TSA, L.P., (iii) Silver Lake Technology Investors II, L.P. and (iv) Silver Lake Partners II TSA, L.P. Mr. Hutchins is a managing director of (i) Silver Lake Technology Associates, L.L.C., which is the general partner of Silver Lake Investors, L.P. and Silver Lake Partners TSA, L.P., and (ii) Silver Lake Technology Associates II, L.L.C., which is the general partner of Silver Lake Technology Investors II, L.P. and Silver Lake Partners II TSA, L.P. Mr. Hutchins disclaims beneficial ownership of the securities of the Issuer held by each such entity, except to the extent of any pecuniary interest he may have therein. Mr. Hutchins also directly beneficially owns 6,130 shares of restricted Common Stock granted to him pursuant to the Issuer's Equity Incentive Plan. Pursuant to his arrangements with Silver Lake Technology Management, L.L.C. with respect to director compensation, such shares or the proceeds therefrom are expected to be assigned to Silver Lake Technology Management, L.L.C. Shares sold pursuant to a Rule 10b5-1 Sales Plan adopted by Silver Lake Investors, L.P., Silver Lake Partners TSA, L.P., Silver Lake Technology Investors II, L.P. and Silver Lake Partners II TSA, L.P. with respect to the Common Stock of the Issuer. Thirteenth of Thirteen Forms Karen M. King, Attorney-in-Fact 2007-12-12 -----END PRIVACY-ENHANCED MESSAGE-----