-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TXJxNR7PjbpZD5VphThR0+IHc47X9gUrGV8xrMZdLzDX77k79njzQn6Qwd2xdaaT fLBALQksDTxtYmrjga4DYw== 0000904454-07-000905.txt : 20071204 0000904454-07-000905.hdr.sgml : 20071204 20071204190903 ACCESSION NUMBER: 0000904454-07-000905 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071130 FILED AS OF DATE: 20071204 DATE AS OF CHANGE: 20071204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NASDAQ STOCK MARKET INC CENTRAL INDEX KEY: 0001120193 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 521165937 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 2128584750 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA CITY: NEW YORK STATE: NY ZIP: 10006 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HUTCHINS GLENN H CENTRAL INDEX KEY: 0001027038 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-32651 FILM NUMBER: 071285025 BUSINESS ADDRESS: STREET 1: C/O THE BLACKSTONE GROUP STREET 2: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: 650 233 8130 MAIL ADDRESS: STREET 1: C/O SILVER LAKE PARTNERS STREET 2: 2725 SAND HILL ROAD, SUITE 150 CITY: MENLO PARK STATE: CA ZIP: 94025 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2007-11-30 0001120193 NASDAQ STOCK MARKET INC NDAQ 0001027038 HUTCHINS GLENN H 9 WEST 57TH STREET 25TH FLOOR NEW YORK NY 10019 1 0 0 0 Common Stock 2007-11-30 4 C 0 51700 14.50 A 51700 I By Silver Lake Funds Common Stock 2007-11-30 4 S 0 44500 43.94 D 7200 I By Silver Lake Funds Common Stock 2007-11-30 4 S 0 1200 43.95 D 6000 I By Silver Lake Funds Common Stock 2007-11-30 4 S 0 5000 43.96 D 1000 I By Silver Lake Funds Common Stock 2007-11-30 4 S 0 1000 43.99 D 0 I By Silver Lake Funds Common Stock 2007-12-03 4 C 0 49800 14.50 A 49800 I By Silver Lake Funds Common Stock 2007-12-03 4 S 0 39824 43.94 D 9976 I By Silver Lake Funds Common Stock 2007-12-03 4 S 0 3300 43.948 D 6676 I By Silver Lake Funds Common Stock 2007-12-03 4 S 0 4696 43.95 D 1980 I By Silver Lake Funds Common Stock 2007-12-03 4 S 0 504 43.96 D 1476 I By Silver Lake Funds Common Stock 2007-12-03 4 S 0 1276 43.97 D 200 I By Silver Lake Funds Common Stock 2007-12-03 4 S 0 200 43.98 D 0 I By Silver Lake Funds 3.75% Series A Convertible Notes due 2012 14.50 2007-11-30 4 C 0 749651.00 0 D Common Stock 51700 140221785.00 I By Silver Lake Funds 3.75% Series A Convertible Notes due 2012 14.50 2007-12-03 4 C 0 722101.00 0 D Common Stock 49800 139499684.00 I By Silver Lake Funds The Silver Lake Funds referred to herein are (i) Silver Lake Investors, L.P., (ii) Silver Lake Partners TSA, L.P., (iii) Silver Lake Technology Investors II, L.P. and (iv) Silver Lake Partners II TSA, L.P. Mr. Hutchins is a managing director of (i) Silver Lake Technology Associates, L.L.C., which is the general partner of Silver Lake Investors, L.P. and Silver Lake Partners TSA, L.P., and (ii) Silver Lake Technology Associates II, L.L.C., which is the general partner of Silver Lake Technology Investors II, L.P. and Silver Lake Partners II TSA, L.P. Mr. Hutchins disclaims beneficial ownership of the securities of the Issuer held by each such entity, except to the extent of any pecuniary interest he may have therein. Mr. Hutchins also directly beneficially owns 6,130 shares of restricted Common Stock granted to him pursuant to the Issuer's Equity Incentive Plan. Pursuant to his arrangements with Silver Lake Technology Management, L.L.C. with respect to director compensation, such shares or the proceeds therefrom are expected to be assigned to Silver Lake Technology Management, L.L.C. The number of shares of Common Stock reported in Table I as acquired upon the conversions of the derivative securities reported in Table II are net of fractional interests in shares which, pursuant to the terms of the respective derivative securities, were paid in cash upon the conversions. The 3.75% Series A Convertible Notes due 2012 (the "Series A Notes") are convertible on or after April 22, 2006 and have a maturity date of October 22, 2012. Mr. Hutchins disclaims beneficial ownership of such securities, except to the extent of any pecuniary interest he may have therein. Shares sold pursuant to a Rule 10b5-1 Sales Plan adopted by Silver Lake Investors, L.P., Silver Lake Partners TSA, L.P., Silver Lake Technology Investors II, L.P. and Silver Lake Partners II TSA, L.P. with respect to the Common Stock of the Issuer. Karen M. King, Attorney-in-Fact 2007-12-04 -----END PRIVACY-ENHANCED MESSAGE-----