The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M Corp | Common | 88579Y101 | 223 | 1,500 | SH | DFND | 0 | 0 | 0 | ||
| Activision Blizzard Inc | Common | 00507V109 | 3,204 | 40,000 | SH | DFND | 0 | 0 | 0 | ||
| Aerojet Rocketdyne Inc | Common | 007800105 | 3,485 | 88,563 | SH | DFND | 0 | 0 | 0 | ||
| Alphabet Inc Class C | Common | 02079K107 | 4,539 | 1,625 | SH | DFND | 0 | 0 | 0 | ||
| Chesapeake Energy Corp | Common | 165167735 | 5,334 | 61,315 | SH | DFND | 0 | 0 | 0 | ||
| Civitas Resources Inc | Common | 17888H103 | 1,785 | 29,887 | SH | DFND | 0 | 0 | 0 | ||
| Coherus Biosciences Inc | Bond | 19249HAB1 | 39,394 | 39,700,000 | PRN | DFND | 0 | 0 | 0 | ||
| Crown Castle Intl | Common | 22822V101 | 2,769 | 15,000 | SH | DFND | 0 | 0 | 0 | ||
| Evolent Health Inc | Bond | 30050BAD3 | 8,758 | 7,434,000 | PRN | DFND | 0 | 0 | 0 | ||
| Evolent Health Inc | Common | 30050B101 | 1,176 | 36,410 | SH | DFND | 0 | 0 | 0 | ||
| General Dynamics Corp | Common | 369550108 | 289 | 1,200 | SH | DFND | 0 | 0 | 0 | ||
| Goldman Sachs Physical Gold | Common | 38150K103 | 3,543 | 184,254 | SH | DFND | 0 | 0 | 0 | ||
| Immuron Limited | Warrants | 45254U101 | 224 | 66,570 | SH | DFND | 0 | 0 | 0 | ||
| Intellia Therapeutics Inc | Common | 45826J105 | 291 | 4,000 | SH | DFND | 0 | 0 | 0 | ||
| Intercontinental Exchange Inc | Common | 45866F104 | 3,514 | 26,600 | SH | DFND | 0 | 0 | 0 | ||
| Ishares Gold Trust | Common | 464285204 | 1,031 | 28,000 | SH | DFND | 0 | 0 | 0 | ||
| Johnson & Johnson Inc | Common | 478160104 | 354 | 2,000 | SH | DFND | 0 | 0 | 0 | ||
| Laredo Petroleum Inc | Common | 516806205 | 1,760 | 22,238 | SH | DFND | 0 | 0 | 0 | ||
| Matinas Biopharma Holdings Inc | Common | 576810105 | 804 | 1,000,000 | SH | DFND | 0 | 0 | 0 | ||
| Meta Platforms Inc | Common | 30303M102 | 1,112 | 5,000 | SH | DFND | 0 | 0 | 0 | ||
| Microsoft Corp | Common | 594918104 | 4,890 | 15,861 | SH | DFND | 0 | 0 | 0 | ||
| Northern Oil & Gas Inc | Common | 665531307 | 1,148 | 40,735 | SH | DFND | 0 | 0 | 0 | ||
| Novocure Ltd | Common | G6674U108 | 829 | 10,000 | SH | DFND | 0 | 0 | 0 | ||
| Osisko Gold Royalties Ltd | Common | 68827L101 | 1,950 | 147,843 | SH | DFND | 0 | 0 | 0 | ||
| Pinnacle Financial Partners | Common | 72346Q104 | 368 | 4,000 | SH | DFND | 0 | 0 | 0 | ||
| Proshares Ultrashort 20 Treasury | ETF | 74347B201 | 1,638 | 80,000 | SH | DFND | 0 | 0 | 0 | ||
| SPDR Gold Shares | ETF | 78463V107 | 813 | 4,500 | SH | DFND | 0 | 0 | 0 | ||
| SPDR S&P 500 ETF | ETF | 78462F103 | 1,671 | 3,700 | SH | DFND | 0 | 0 | 0 | ||
| Sprott Physical Gold Trust | ETF | 85207H104 | 938 | 61,000 | SH | DFND | 0 | 0 | 0 | ||
| Vaneck Vectors Junior Gold Miners ETF | ETF | 92189F791 | 1,395 | 29,760 | SH | DFND | 0 | 0 | 0 | ||
| Verizon Inc | Common | 92343V104 | 2,929 | 57,500 | SH | DFND | 0 | 0 | 0 | ||
| Viatris Inc | Common | 92556V106 | 163 | 15,000 | SH | DFND | 0 | 0 | 0 | ||
| VMware Inc | Common | 928563402 | 911 | 8,000 | SH | DFND | 0 | 0 | 0 | ||
| Whiting Petroleum Corp | Common | 966387508 | 1,555 | 19,074 | SH | DFND | 0 | 0 | 0 | ||