The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M Corp | Common | 88579Y101 | 263 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
| Alphabet Inc Class C | Common | 02079K107 | 2,399 | 900 | SH | DFND | 900 | 0 | 0 | ||
| Bonanza Creek Energy | Common | 097793400 | 10,256 | 214,104 | SH | DFND | 214,104 | 0 | 0 | ||
| Caremax Inc | Common | 14171W103 | 5,992 | 620,242 | SH | DFND | 620,242 | 0 | 0 | ||
| Coherus Biosciences Inc | Bond | 19249HAB1 | 44,374 | 40,000,000 | PRN | DFND | 40,000,000 | 0 | 0 | ||
| Crispr Therapeutics AG | Common | H17182108 | 341 | 3,050 | SH | DFND | 3,050 | 0 | 0 | ||
| Crown Castle Intl | Common | 22822V101 | 5,113 | 29,500 | SH | DFND | 29,500 | 0 | 0 | ||
| Editas Inc | Common | 28106W103 | 370 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
| Electronic Arts Inc | Common | 285512109 | 1,423 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Electronic Arts Inc | Put | 285512109 | 1,423 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | |
| Evolent Health Inc | Bond | 30050BAD3 | 15,954 | 13,934,000 | PRN | DFND | 13,934,000 | 0 | 0 | ||
| Evolent Health Inc | Bond | 30050BAF8 | 15,351 | 8,500,000 | PRN | DFND | 8,500,000 | 0 | 0 | ||
| Evolent Health Inc | Common | 30050B101 | 9,300 | 300,000 | SH | DFND | 300,000 | 0 | 0 | ||
| Exelon Corp | Common | 30161N101 | 6,284 | 130,000 | SH | DFND | 130,000 | 0 | 0 | ||
| Facebook Inc Class A | Common | 30303M102 | 2,019 | 5,950 | SH | DFND | 5,950 | 0 | 0 | ||
| General Dynamics Corp | Common | 369550108 | 235 | 1,200 | SH | DFND | 1,200 | 0 | 0 | ||
| Goldman Sachs Physical Gold | Common | 38150K103 | 3,350 | 191,854 | SH | DFND | 191,854 | 0 | 0 | ||
| Goodrich Petroleum | Common | 382410843 | 3,838 | 162,224 | SH | DFND | 162,224 | 0 | 0 | ||
| Homology Medicines Inc | Common | 438083107 | 79 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Immuron Limited | Warrants | 45254U101 | 459 | 115,620 | SH | DFND | 115,620 | 0 | 0 | ||
| Innovage Holding Corp | Common | 45784A104 | 707 | 107,000 | SH | DFND | 107,000 | 0 | 0 | ||
| Intellia Therapeutics Inc | Common | 45826J105 | 537 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
| Intercontinental Exchange Inc | Common | 45866F104 | 4,363 | 38,000 | SH | DFND | 38,000 | 0 | 0 | ||
| Ishares Gold Trust | Common | 464285204 | 935 | 28,000 | SH | DFND | 28,000 | 0 | 0 | ||
| Johnson & Johnson Inc | Common | 478160104 | 323 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
| Matinas Biopharma Holdings Inc | Common | 576810105 | 2,210 | 1,700,000 | SH | DFND | 1,700,000 | 0 | 0 | ||
| Microsoft Corp | Common | 594918104 | 4,472 | 15,861 | SH | DFND | 15,861 | 0 | 0 | ||
| Novocure Ltd | Common | G6674U108 | 1,162 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Osisko Gold Royalties Ltd | Common | 68827L101 | 4,004 | 356,525 | SH | DFND | 356,525 | 0 | 0 | ||
| Pinnacle Financial Partners | Common | 72346Q104 | 376 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
| Proshares Ultrashort 20 Treasury | ETF | 74347B201 | 1,468 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
| Soc Telemed Inc | Common | 78472F101 | 9,017 | 3,990,000 | SH | DFND | 3,990,000 | 0 | 0 | ||
| SPDR Gold Shares | ETF | 78463V107 | 760 | 4,625 | SH | DFND | 4,625 | 0 | 0 | ||
| SPDR S&P 500 ETF | ETF | 78462F103 | 1,588 | 3,700 | SH | DFND | 3,700 | 0 | 0 | ||
| Sprott Physical Gold Trust | ETF | 85207H104 | 842 | 61,000 | SH | DFND | 61,000 | 0 | 0 | ||
| Vaneck Vectors Gold Miners ETF | ETF | 92189F106 | 966 | 32,779 | SH | DFND | 32,779 | 0 | 0 | ||
| Vaneck Vectors Junior Gold Miners ETF | ETF | 92189F791 | 1,141 | 29,760 | SH | DFND | 29,760 | 0 | 0 | ||
| Verizon Inc | Common | 92343V104 | 6,211 | 115,000 | SH | DFND | 115,000 | 0 | 0 | ||
| Viatris Inc | Common | 92556V106 | 7,995 | 590,000 | SH | DFND | 590,000 | 0 | 0 | ||
| Vine Energy Inc | Common | 92735P103 | 7,595 | 461,135 | SH | DFND | 461,135 | 0 | 0 | ||
| VMware Inc | Common | 928563402 | 1,190 | 8,000 | SH | DFND | 8,000 | 0 | 0 | ||