The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| 3M Corp | Common | 88579Y101 | 298 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
| Alphabet Inc Class C | Common | 02079K107 | 2,256 | 900 | SH | DFND | 900 | 0 | 0 | ||
| Cano Health Inc | Common | 13781Y103 | 2,420 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
| Caremax Inc | Common | 14171W103 | 6,647 | 515,242 | SH | DFND | 515,242 | 0 | 0 | ||
| Coherus Biosciences Inc | Bond | 19249HAB1 | 40,883 | 40,000,000 | PRN | DFND | 40,000,000 | 0 | 0 | ||
| Crispr Therapeutics AG | Common | H17182108 | 494 | 3,050 | SH | DFND | 3,050 | 0 | 0 | ||
| Crown Castle Intl | Common | 22822V101 | 5,755 | 29,500 | SH | DFND | 29,500 | 0 | 0 | ||
| Electronic Arts Inc | Put | 285512109 | 719 | 5,000 | SH | Put | DFND | 5,000 | 0 | 0 | |
| Editas Inc | Common | 28106W103 | 510 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
| Electronic Arts Inc | Common | 285512109 | 719 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
| Evolent Health Inc | Bond | 30050BAD3 | 13,263 | 13,934,000 | PRN | DFND | 13,934,000 | 0 | 0 | ||
| Evolent Health Inc | Common | 30050B101 | 10,560 | 500,000 | SH | DFND | 500,000 | 0 | 0 | ||
| Facebook Inc Class A | Common | 30303M102 | 2,069 | 5,950 | SH | DFND | 5,950 | 0 | 0 | ||
| General Dynamics Corp | Common | 369550108 | 226 | 1,200 | SH | DFND | 1,200 | 0 | 0 | ||
| Goldman Sachs Physical Gold | Common | 38150K103 | 4,257 | 241,854 | SH | DFND | 241,854 | 0 | 0 | ||
| Homology Medicines Inc | Common | 438083107 | 73 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Immuron Limited | Warrants | 45254U101 | 136 | 115,620 | SH | DFND | 115,620 | 0 | 0 | ||
| Innovage Holding Corp | Common | 45784A104 | 4,411 | 207,000 | SH | DFND | 207,000 | 0 | 0 | ||
| Intellia Therapeutics Inc | Common | 45826J105 | 648 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
| Intercontinental Exchange Inc | Common | 45866F104 | 4,511 | 38,000 | SH | DFND | 38,000 | 0 | 0 | ||
| Ishares Gold Trust | Common | 464285204 | 944 | 28,000 | SH | DFND | 28,000 | 0 | 0 | ||
| Johnson & Johnson Inc | Common | 478160104 | 329 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
| Marathon Digital Holdings Inc | Common | 565788106 | 536 | 17,100 | SH | DFND | 17,100 | 0 | 0 | ||
| Matinas Biopharma Holdings Inc | Common | 576810105 | 1,162 | 1,500,000 | SH | DFND | 1,500,000 | 0 | 0 | ||
| Microsoft Corp | Common | 594918104 | 4,297 | 15,861 | SH | DFND | 15,861 | 0 | 0 | ||
| Novocure Ltd | Common | G6674U108 | 2,218 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Oasis Petroleum Inc | Common | 674215207 | 12,290 | 122,227 | SH | DFND | 122,227 | 0 | 0 | ||
| Osisko Gold Royalties Ltd | Common | 68827L101 | 4,884 | 356,525 | SH | DFND | 356,525 | 0 | 0 | ||
| Pinnacle Financial Partners | Common | 72346Q104 | 353 | 4,000 | SH | DFND | 4,000 | 0 | 0 | ||
| SPDR Gold Shares ETF | Common | 78463V107 | 2,422 | 14,625 | SH | DFND | 14,625 | 0 | 0 | ||
| SPDR S&P 500 ETF | ETF | 78462F103 | 1,584 | 3,700 | SH | DFND | 3,700 | 0 | 0 | ||
| Spoptt Physical Gold Trust | ETF | 85207H104 | 856 | 61,000 | SH | DFND | 61,000 | 0 | 0 | ||
| Soc Telemed Inc | Common | 78472F101 | 5,690 | 1,000,000 | SH | DFND | 1,000,000 | 0 | 0 | ||
| Vaneck Vectors Gold Miners ETF | ETF | 92189F106 | 1,114 | 32,779 | SH | DFND | 32,779 | 0 | 0 | ||
| Vaneck Vectors Junior Gold Miners ETF | ETF | 92189F791 | 1,391 | 29,760 | SH | DFND | 29,760 | 0 | 0 | ||
| Verizon Inc | Common | 92343V104 | 6,443 | 115,000 | SH | DFND | 115,000 | 0 | 0 | ||
| Viatris Inc | Common | 92556V106 | 8,431 | 590,000 | SH | DFND | 590,000 | 0 | 0 | ||
| Vine Energy Inc | Common | 92735P103 | 10,215 | 655,229 | SH | DFND | 655,229 | 0 | 0 | ||
| VMware Inc | Common | 928563402 | 1,280 | 8,000 | SH | DFND | 8,000 | 0 | 0 | ||