The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE
OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8
COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
3M CO Common 88579Y101 289 1,500 SH   DFND   1,500 0 0
ALPHABET INC-CL C Equity Common 02079K107 1,862 900 SH   DFND   900 0 0
ALTRIA GROUP INC Common 02209S103 205 4,000 SH   DFND   4,000 0 0
AMEREN CORPORATION Equity Common 023608102 936 11,500 SH   DFND   11,500 0 0
CENTENE CORP Equity Common 15135B101 6,391 100,000 SH   DFND   100,000 0 0
CHESAPEAKE ENERGY CORP Equity Common 165167735 15,181 349,878 SH   DFND   349,878 0 0
CRISPR THERAPEUTICS AG Equity Common H17182108 372 3,050 SH   DFND   3,050 0 0
CROWN CASTLE INTL CORP Equity Common 22822V101 7,660 44,500 SH   DFND   44,500 0 0
DTE ENERGY COMPANY Equity Common 233331107 937 7,037 SH   DFND   7,037 0 0
DUKE ENERGY CORP Equity Common 26441C204 965 10,000 SH   DFND   10,000 0 0
EASTERLY GOVERNMENT PROPERTI Equity Common 27616P103 1,244 60,000 SH   DFND   60,000 0 0
EDISON INTERNATIONAL Equity Common 281020107 1,758 30,000 SH   DFND   30,000 0 0
EDITAS MEDICINE INC Equity Common 28106W103 210 5,000 SH   DFND   5,000 0 0
ENTERGY CORP Equity Common 29364G103 995 10,000 SH   DFND   10,000 0 0
EVOLENT HEALTH INC - A Equity Common 30050B101 7,435 368,091 SH   DFND   368,091 0 0
EVOLENT HEALTH INC Bond 30050BAE1 11,305 8,500,000 PRN   DFND   8,500,000 0 0
EVOLENT HEALTH INC Bond 30050BAD3 13,107 13,934,000 PRN   DFND   13,934,000 0 0
FACEBOOK INC-CLASS A Equity Common 30303M102 1,752 5,950 SH   DFND   5,950 0 0
FIRSTENERGY CORP Equity Common 337932107 1,457 42,000 SH   DFND   42,000 0 0
GENERAL DYNAMICS CORP COM USD1.00 Common 369550108 218 1,200 SH   DFND   1,200 0 0
GOLDMAN SACHS PHYSICAL GOLD Equity Common 38150K103 1,617 95,154 SH   DFND   95,154 0 0
HOMOLOGY MEDICINES INC Equity Common 438083107 94 10,000 SH   DFND   10,000 0 0
IMRNW Warrants 45254U101 694 115,620 SH   DFND   115,620 0 0
INNOVAGE HOLDING CORP Equity Common 45784A104 5,339 207,000 SH   DFND   207,000 0 0
INTELLIA THERAPEUTICS INC Equity Common 45826J105 482 6,000 SH   DFND   6,000 0 0
INTERCONTINENTALEXCHANGE INC Equity Common 45866F104 4,244 38,000 SH   DFND   38,000 0 0
ISHARES GOLD TRUST ISHARES ISIN #US4642851053 SEDOL B0SF3S5 ETF 464285105 911 56,000 SH   DFND   56,000 0 0
JOHNSON &JOHNSON COM USD1.00 Common 478160104 329 2,000 SH   DFND   2,000 0 0
MICROSOFT CORP Equity Common 594918104 1,768 7,500 SH   DFND   7,500 0 0
NOVOCURE LTD Equity Common G6674U108 1,322 10,000 SH   DFND   10,000 0 0
OASIS PETROLEUM INC Equity Common 674215207 19,898 335,042 SH   DFND   335,042 0 0
OSISKO GOLD ROYALTIES LTD Equity Common 68827L101 1,637 148,525 SH   DFND   148,525 0 0
PINNACLE FINANCIAL PARTNERS COM USD1.00 Common 72346Q104 443 5,000 SH   DFND   5,000 0 0
SEAGATE TECHNOLOGY Equity Common G7945M107 1,689 22,000 SH   DFND   22,000 0 0
SPDR GOLD SHARES Equity Common 78463V107 2,339 14,625 SH   DFND   14,625 0 0
SPDR S&P500 ETF TRUST TRUST UNIT DEPOSITARY RECEIPT ETF 78462F103 1,466 3,700 SH   DFND   3,700 0 0
VANECK VECTORS GOLD MINERS ETF Equity ETF 92189F106 1,065 32,779 SH   DFND   32,779 0 0
VANECK VECTORS JUNIOR GOLD MINERS ETF Equity ETF 92189F791 2,311 51,340 SH   DFND   51,340 0 0
VERIZON COMMUNICATIONS INC Equity Common 92343V104 6,687 115,000 SH   DFND   115,000 0 0
VIATRIS INC COM Common 92556V106 8,242 590,000 SH   DFND   590,000 0 0