The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
3M Corp | Common | 88579Y901 | 262 | 1,500 | SH | DFND | 1,500 | 0 | 0 | ||
Alphabet Inc Class C | Common | 02079K107 | 1,577 | 900 | SH | DFND | 900 | 0 | 0 | ||
Ameren Corp | Common | 023608102 | 898 | 11,500 | SH | DFND | 11,500 | 0 | 0 | ||
Centene Corp | Common | 15135B901 | 4,802 | 80,000 | SH | DFND | 80,000 | 0 | 0 | ||
Crispr Therapeutics AG | Common | H17182108 | 467 | 3,050 | SH | DFND | 3,050 | 0 | 0 | ||
Crown Castle Intl | Common | 22822V101 | 8,437 | 53,000 | SH | DFND | 53,000 | 0 | 0 | ||
DTE Energy Corp | Common | 233331107 | 854 | 7,037 | SH | DFND | 7,037 | 0 | 0 | ||
Duke Energy Corp | Common | 26441C204 | 916 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
Edison Intl | Common | 281020107 | 1,885 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
Editas Inc | Common | 28106W103 | 351 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
Entergy Corp | Common | 29364G103 | 998 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
Evolent Health Inc | Bond | 30050BAD3 | 11,878 | 13,934,000 | PRN | DFND | 13,934,000 | 0 | 0 | ||
Evolent Health Inc | Common | 30050B101 | 5,900 | 368,091 | SH | DFND | 368,091 | 0 | 0 | ||
Facebook Inc Class A | Common | 30303M102 | 1,625 | 5,950 | SH | DFND | 5,950 | 0 | 0 | ||
FirstEnergy Corp | Common | 337932107 | 1,286 | 42,000 | SH | DFND | 42,000 | 0 | 0 | ||
Immuron Limited | Warrants | 45254U101 | 736 | 115,620 | SH | DFND | 115,620 | 0 | 0 | ||
Intellia Therapeutics Inc | Common | 45826J105 | 326 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
Ishares Gold Trust | ETF | 464285105 | 1,015 | 56,000 | SH | DFND | 56,000 | 0 | 0 | ||
Johnson & Johnson Inc | Common | 478160104 | 315 | 2,000 | SH | DFND | 2,000 | 0 | 0 | ||
Jones long Lasalle Inc | Common | 48020Q107 | 529 | 3,568 | SH | DFND | 3,568 | 0 | 0 | ||
Microsoft Corp | Common | 594918904 | 1,668 | 7,500 | SH | DFND | 7,500 | 0 | 0 | ||
Novocure Ltd | Common | G6674U108 | 1,730 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
Oasis Petroleum Inc | Common | 674215207 | 13,271 | 358,094 | SH | DFND | 358,094 | 0 | 0 | ||
Pinnacle Financial Partners | Common | 72346Q104 | 322 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
Seagate Technology | Common | G7945M107 | 1,368 | 22,000 | SH | DFND | 22,000 | 0 | 0 | ||
SPDR S&P 500 ETF | ETF | 78462F103 | 449 | 1,200 | SH | DFND | 1,200 | 0 | 0 | ||
SPDR S&P 500 ETF | Option | 78462F103 | 13,834 | 37,000 | SH | Put | DFND | 37,000 | 0 | 0 | |
SPDR Gold Shares ETF | ETF | 78463V107 | 2,609 | 14,625 | SH | DFND | 14,625 | 0 | 0 | ||
Vaneck Vectors Gold Miners ETF | ETF | 92189F791 | 2,246 | 62,359 | SH | DFND | 62,359 | 0 | 0 | ||
Vaneck Vectors Junior Gold Miners ETF | ETF | 92189F106 | 2,785 | 51,340 | SH | DFND | 51,340 | 0 | 0 | ||
Verizon Inc | Common | 92343V104 | 3,819 | 65,000 | SH | DFND | 65,000 | 0 | 0 | ||
Viatris Inc | Common | 92556V106 | 10,776 | 575,000 | SH | DFND | 575,000 | 0 | 0 | ||
W&T Offshore Inc | Option | 92922P106 | 434 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 |