The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Acadia Healthcare Inc. | Common | 00404A109 | 1,130 | 45,000 | SH | DFND | 45,000 | 0 | 0 | ||
| Alphabet Inc. Class C | Common | 02079K107 | 1,272 | 900 | SH | DFND | 900 | 0 | 0 | ||
| Anthem Inc. | Common | 036752103 | 1,315 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
| Centene Corp. | Common | 15135B901 | 2,542 | 40,000 | SH | DFND | 40,000 | 0 | 0 | ||
| Crispr Therapeutics AG | Common | H17182108 | 279 | 3,800 | SH | DFND | 3,800 | 0 | 0 | ||
| Crown Castle Intl | Common | 22822V101 | 5,523 | 33,000 | SH | DFND | 33,000 | 0 | 0 | ||
| Edison International | Common | 281020107 | 3,041 | 56,000 | SH | DFND | 56,000 | 0 | 0 | ||
| Evolent Health Inc | Bond | 30050VAD3 | 6,232 | 9,834,000 | PRN | DFND | 9,834,000 | 0 | 0 | ||
| Evolent Health Inc | Common | 30050B101 | 1,424 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
| Facebook Inc. Class A | Common | 30303M102 | 1,351 | 5,950 | SH | DFND | 5,950 | 0 | 0 | ||
| Hanger Inc. | Common | 41043F208 | 3,399 | 205,263 | SH | DFND | 205,263 | 0 | 0 | ||
| HCA Healthcare Inc. | Common | 40412C101 | 5,096 | 52,500 | SH | DFND | 52,500 | 0 | 0 | ||
| Immuron Limited | Warrants | 45254U101 | 870 | 117,101 | SH | DFND | 117,101 | 0 | 0 | ||
| Ishares Gold Trust | ETF | 464285105 | 951 | 56,000 | SH | DFND | 56,000 | 0 | 0 | ||
| Microsoft Corp. | Common | 594918904 | 1,526 | 7,500 | SH | DFND | 7,500 | 0 | 0 | ||
| Mylan NV | Common | N59465109 | 6,432 | 400,000 | SH | DFND | 400,000 | 0 | 0 | ||
| Novocure | Common | G6674U108 | 593 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Perth Mint Physical Gold ETF | ETF | 715426102 | 1,401 | 78,803 | SH | DFND | 78,803 | 0 | 0 | ||
| Pinnacle Financial Partners | Common | 72346Q104 | 210 | 5,000 | SH | DFND | 5,000 | 0 | 0 | ||
| SPDR S&P 500 ETF | ETF | 78462F103 | 370 | 1,200 | SH | DFND | 1,200 | 0 | 0 | ||
| SPDR Gold Shares ETF | ETF | 78463V107 | 2,157 | 12,885 | SH | DFND | 12,885 | 0 | 0 | ||
| Universal Health Services Class B | Common | 913903100 | 1,208 | 13,000 | SH | DFND | 13,000 | 0 | 0 | ||
| Vaneck Vectors Gold Miners ETF | ETF | 92189F106 | 3,162 | 63,776 | SH | DFND | 63,776 | 0 | 0 | ||
| Vaneck Vectors Junior Gold Miners ETF | ETF | 92189F791 | 2,841 | 77,464 | SH | DFND | 77,464 | 0 | 0 | ||