The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Acadia Healthcare | Common | 00404A109 | 17,072 | 485,000 | SH | DFND | 485,000 | 0 | 0 | ||
| Alphabet Inc. Class C | Common | 02079K107 | 7,161 | 6,000 | SH | DFND | 6,000 | 0 | 0 | ||
| Altaba | Common | 021346101 | 51,090 | 750,000 | SH | DFND | 750,000 | 0 | 0 | ||
| Conatus Pharmaceuticals | Common | 20600T108 | 870 | 150,050 | SH | DFND | 150,050 | 0 | 0 | ||
| DBV Technologies | Common | 23306J101 | 461 | 20,545 | SH | DFND | 20,545 | 0 | 0 | ||
| Common | 30303M102 | 4,901 | 29,800 | SH | DFND | 29,800 | 0 | 0 | |||
| Option | 30303M102 | 1,645 | 10,000 | SH | Put | DFND | 10,000 | 0 | 0 | ||
| Hanger | Common | 41043F208 | 52,240 | 2,507,923 | SH | DFND | 2,507,923 | 0 | 0 | ||
| Homology Medicines | Common | 438083107 | 229 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Immuron Limited | Warrants | 45254U101 | 1,022 | 107,101 | SH | DFND | 107,101 | 0 | 0 | ||
| Intellia Therapeutics | Common | 45826J105 | 200 | 7,000 | SH | DFND | 7,000 | 0 | 0 | ||
| Ishares Gold Trust | ETF | 464285105 | 1,280 | 112,000 | SH | DFND | 112,000 | 0 | 0 | ||
| Michael Kors | Common | G60754101 | 5,656 | 82,500 | SH | DFND | 82,500 | 0 | 0 | ||
| Michael Kors | Option | G60754101 | 3,428 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
| Michaels Companies | Common | 59408Q106 | 5,346 | 329,379 | SH | DFND | 329,379 | 0 | 0 | ||
| Novocure | Common | G6674U108 | 6,288 | 120,000 | SH | DFND | 120,000 | 0 | 0 | ||
| Novocure | Option | G6674U108 | 6,288 | 120,000 | SH | Put | DFND | 120,000 | 0 | 0 | |
| SPDR Financial ETF | ETF | 81369Y605 | 469 | 17,000 | SH | DFND | 17,000 | 0 | 0 | ||
| SPDR Gold Shares ETF | ETF | 78463V107 | 1,297 | 11,500 | SH | DFND | 11,500 | 0 | 0 | ||
| SPDR S&P 500 ETF | ETF | 78462F103 | 347 | 1,194 | SH | DFND | 1,194 | 0 | 0 | ||
| Ubiquiti Networks | Option | 90347A100 | 1,977 | 20,000 | SH | Put | DFND | 20,000 | 0 | 0 | |
| Vanguard Scottsdale Bond Fund | ETF | 92206C870 | 468 | 5,600 | SH | DFND | 5,600 | 0 | 0 | ||
| Vereit | Common | 92339V100 | 14,339 | 1,975,000 | SH | DFND | 1,975,000 | 0 | 0 | ||
| Walmart Stores | Common | 931142103 | 521 | 5,550 | SH | DFND | 5,550 | 0 | 0 | ||