The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Alphabet Inc. Class C Ord Shs | Common | 02079K107 | 8,152 | 8,500 | SH | DFND | 8,500 | 0 | 0 | ||
| Altaba Ord Shs | Common | 021346101 | 92,736 | 1,400,000 | SH | DFND | 1,400,000 | 0 | 0 | ||
| Conatus Pharmaceuticals Ord Shs | Common | 20600T108 | 1,098 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
| DBV Technologies Ord Shs | Common | 23306J101 | 1,910 | 45,000 | SH | DFND | 45,000 | 0 | 0 | ||
| DSW Ord Shs | Common | 23334L102 | 537 | 25,000 | SH | Call | DFND | 25,000 | 0 | 0 | |
| Facebook Ord Shs | Common | 30303M102 | 1,538 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
| Fiesta Restaurant Group Ord Shs | Common | 31660B101 | 2,146 | 112,925 | SH | DFND | 112,925 | 0 | 0 | ||
| Galectin Therapeutics Ord Shs | Common | 363225202 | 278 | 130,000 | SH | DFND | 130,000 | 0 | 0 | ||
| Immuron Ord Shs | ADR | 45254U101 | 53 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Immuron Warrants | ADR | Q4867H223 | 50 | 45,297 | SH | DFND | 45,297 | 0 | 0 | ||
| Ishares Russell 2000 Index ETF | ETF | 464287655 | 17,782 | 120,000 | SH | DFND | 120,000 | 0 | 0 | ||
| Michael Kors Ord Shs | Common | G60754101 | 2,393 | 50,000 | SH | Put | DFND | 50,000 | 0 | 0 | |
| Novocure Ord Shs | Common | G6674U108 | 1,489 | 75,000 | SH | DFND | 75,000 | 0 | 0 | ||
| SPDR Gold Shares ETF | ETF | 78463V107 | 2,872 | 23,625 | SH | DFND | 23,625 | 0 | 0 | ||
| SPDR S&P 500 ETF | ETF | 78462F103 | 300 | 1,194 | SH | DFND | 1,194 | 0 | 0 | ||
| Vaneck Vectors Gold Miners ETF | ETF | 92189F106 | 1,295 | 56,400 | SH | DFND | 56,400 | 0 | 0 | ||
| Vanguard Scottsdale Bond Fund | ETF | 92206C870 | 493 | 5,600 | SH | DFND | 5,600 | 0 | 0 | ||
| Vereit Ord Shs | Common | 92339V100 | 13,679 | 1,650,000 | SH | DFND | 1,650,000 | 0 | 0 | ||
| Walmart Stores Ord Shs | Common | 931142103 | 434 | 5,550 | SH | DFND | 5,550 | 0 | 0 | ||
| Web.com Group | Bond | 94733AAA2 | 248 | 250,000 | PRN | DFND | 250,000 | 0 | 0 | ||