The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| Amazon Ord Shs | Common | 023135106 | 1,074 | 1,110 | SH | DFND | 1,110 | 0 | 0 | ||
| Alphabet Inc. Class C Ord Shs | Common | 02079K107 | 9,653 | 10,623 | SH | DFND | 10,623 | 0 | 0 | ||
| Altaba Ord Shs | Common | 021346101 | 76,272 | 1,400,000 | SH | DFND | 1,400,000 | 0 | 0 | ||
| Brookdale Senior Living Ord Shs | Common | 112463104 | 2,942 | 200,000 | SH | Call | DFND | 200,000 | 0 | 0 | |
| Charter Communications Ord Shs | Common | 16119P108 | 3,099 | 9,200 | SH | DFND | 9,200 | 0 | 0 | ||
| Conatus Pharmaceuticals Ord Shs | Common | 20600T108 | 1,152 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
| DBV Technologies Ord Shs | Common | 23306J101 | 1,071 | 30,000 | SH | DFND | 30,000 | 0 | 0 | ||
| Facebook Ord Shs | Common | 30303M102 | 1,359 | 9,000 | SH | DFND | 9,000 | 0 | 0 | ||
| Fiesta Restaurant Group Ord Shs | Common | 31660B101 | 3,806 | 184,333 | SH | DFND | 184,333 | 0 | 0 | ||
| Galectin Therapeutics Ord Shs | Common | 363225202 | 320 | 130,000 | SH | DFND | 130,000 | 0 | 0 | ||
| Immuron Ord Shs | ADR | 45254U101 | 86 | 10,000 | SH | DFND | 10,000 | 0 | 0 | ||
| Novocure Ord Shs | Common | G6674U108 | 2,595 | 150,000 | SH | DFND | 150,000 | 0 | 0 | ||
| SPDR Gold Shares ETF | ETF | 78463V107 | 2,788 | 23,625 | SH | DFND | 23,625 | 0 | 0 | ||
| SPDR S&P 500 ETF | ETF | 78462F103 | 289 | 1,194 | SH | DFND | 1,194 | 0 | 0 | ||
| SPDR S&P 500 ETF | ETF | 78462F103 | 73,749 | 305,000 | SH | Put | DFND | 305,000 | 0 | 0 | |
| Vaneck Vectors Gold Miners ETF | ETF | 92189F106 | 1,245 | 56,400 | SH | DFND | 56,400 | 0 | 0 | ||
| Vanguard Scottsdale Bond Fund | ETF | 92206C870 | 490 | 5,600 | SH | DFND | 5,600 | 0 | 0 | ||
| Vereit Ord Shs | Common | 92339V100 | 11,803 | 1,450,000 | SH | DFND | 1,450,000 | 0 | 0 | ||
| Walmart Stores Ord Shs | Common | 931142103 | 420 | 5,550 | SH | DFND | 5,550 | 0 | 0 | ||
| Web.com Group | Bond | 94733AAA2 | 250 | 250,000 | PRN | DFND | 250,000 | 0 | 0 | ||