The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Alphabet Inc Class C Non-voting | Common | 02079K107 | 6,246 | 8,093 | SH | DFND | 6,246 | 0 | 0 | ||
BJ's restaurants Ord Shs | Common | 09180C106 | 3,239 | 82,415 | SH | DFND | 3,239 | 0 | 0 | ||
Conatus Pharmaceuticals Ord Shs | Common | 20600T108 | 527 | 100,000 | SH | DFND | 527 | 0 | 0 | ||
Deutsche Bank Ors Shs | Common | D18190898 | 5,430 | 300,000 | SH | Put | DFND | 5,430 | 0 | 0 | |
Facebook Ord Shs | Common | 30303M102 | 1,035 | 9,000 | SH | DFND | 1,035 | 0 | 0 | ||
Fiesta Restaurant Group Ord Shs | Common | 31660B101 | 8,370 | 280,400 | SH | DFND | 8,370 | 0 | 0 | ||
Galectin Therapeutics Ord Shs | Common | 363225202 | 127 | 130,000 | SH | DFND | 127 | 0 | 0 | ||
Novocure Ord Shs | Common | G6674U108 | 21,576 | 160,000 | SH | DFND | 21,576 | 0 | 0 | ||
Ishares Rusell 2000 Index ETF | ETF | 464287655 | 3,925 | 500,000 | SH | Put | DFND | 3,925 | 0 | 0 | |
SPDR Gold Shares ETF | ETF | 78463V107 | 884 | 50,000 | SH | DFND | 884 | 0 | 0 | ||
SPDR S&P 500 ETF | ETF | 78462F103 | 2,590 | 23,625 | SH | DFND | 2,590 | 0 | 0 | ||
SPDR S&P 500 ETF | ETF | 78462F103 | 267 | 1,194 | SH | Put | DFND | 267 | 0 | 0 | |
Vaneck Vectors Gold Miners ETF | ETF | 92189F106 | 48,618 | 217,500 | SH | DFND | 48,618 | 0 | 0 | ||
Vanguard Scottsdale Bond Fund | ETF | 92206C870 | 1,180 | 56,400 | SH | DFND | 1,180 | 0 | 0 | ||
Vereit Ord Shs | Common | 92339V100 | 480 | 5,600 | SH | DFND | 480 | 0 | 0 | ||
WalMart Stores Ord Shs | Common | 931142103 | 9,306 | 1,100,000 | SH | DFND | 9,306 | 0 | 0 | ||
Westmoreland Coal Companay Ord Shs | Common | 960878106 | 384 | 5,550 | SH | Put | DFND | 384 | 0 | 0 | |
Yahoo Ord Shs | Common | 984332106 | 47,371 | 1,225,000 | SH | DFND | 47,371 | 0 | 0 |