The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Alphabet Inc Class C Non-voting | Common | 02079K107 | 3,810 | 4,902 | SH | DFND | 3,810 | 0 | 0 | ||
Antares Pharmaceuticals Ord Shs | Common | 036642106 | 1,570 | 934,462 | SH | DFND | 1,570 | 0 | 0 | ||
BJ's restaurants Ord Shs | Common | 09180C106 | 2,930 | 82,415 | SH | DFND | 2,930 | 0 | 0 | ||
Conatus Pharmaceuticals Ord Shs | Common | 20600T108 | 200 | 100,000 | SH | DFND | 200 | 0 | 0 | ||
Facebook Ord Shs | Common | 30303M102 | 1,154 | 9,000 | SH | DFND | 1,154 | 0 | 0 | ||
Fiesta Restaurant Group Ord Shs | Common | 31660B101 | 7,200 | 300,000 | SH | DFND | 7,200 | 0 | 0 | ||
Forbes Energy Services Ord Shs | Common | 345143101 | 42 | 293,059 | SH | DFND | 42 | 0 | 0 | ||
Galectin Therapeutics Ord Shs | Common | 363225202 | 147 | 130,000 | SH | DFND | 147 | 0 | 0 | ||
Novocure Ord Shs | Common | G6674U108 | 4,270 | 500,000 | SH | DFND | 4,270 | 0 | 0 | ||
SPDR Gold Shares ETF | ETF | 78463V107 | 2,968 | 23,625 | SH | DFND | 2,968 | 0 | 0 | ||
SPDR S&P 500 ETF | ETF | 78462F103 | 258 | 1,194 | SH | DFND | 258 | 0 | 0 | ||
SPDR S&P 500 ETF | ETF | 78462F103 | 150,869 | 697,500 | SH | Put | DFND | 150,869 | 0 | 0 | |
Vaneck Vectors Gold Miners ETF | ETF | 92189F106 | 1,491 | 56,400 | SH | DFND | 1,491 | 0 | 0 | ||
Vanguard Scottsdale Bond Fund | ETF | 92206C870 | 502 | 5,600 | SH | DFND | 502 | 0 | 0 | ||
Vereit Ord Shs | Common | 92339V100 | 3,956 | 381,500 | SH | DFND | 3,956 | 0 | 0 | ||
WalMart Stores Ord Shs | Common | 931142103 | 400 | 5,550 | SH | DFND | 400 | 0 | 0 | ||
Yahoo Ord Shs | Common | 984332106 | 77,580 | 1,800,000 | SH | DFND | 77,580 | 0 | 0 |