0001104659-23-005616.txt : 20230123
0001104659-23-005616.hdr.sgml : 20230123
20230123090304
ACCESSION NUMBER: 0001104659-23-005616
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20221231
FILED AS OF DATE: 20230123
DATE AS OF CHANGE: 20230123
EFFECTIVENESS DATE: 20230123
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOODWIN DANIEL L
CENTRAL INDEX KEY: 0001119191
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13434
FILM NUMBER: 23542654
MAIL ADDRESS:
STREET 1: 2901 BUTTERFIELD RD
CITY: OAK BROOK
STATE: IL
ZIP: 60523
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
false
0001119191
XXXXXXXX
12-31-2022
12-31-2022
false
GOODWIN DANIEL L
2901 BUTTERFIELD RD
Oak Brook
IL
60523
13F HOLDINGS REPORT
028-13434
N
Goodwin Daniel L
Authorized Signatory
630-218-8000
/s/ Daniel L. Goodwin
Oak Brook
IL
01-23-2023
3
158
197427915
1
0000926972
028-13432
INLAND GROUP INC
2
0001633071
028-16494
Investment Management Group, LLC
3
0001428796
028-13252
000109933
801-60053
Ensenia Wealth, LLC
INFORMATION TABLE
2
a22-21521_1informationtable.xml
ALEXANDRIA REAL ESTATE EQ IN
COM
015271109
307364
2110
SH
DFND
1,2,3
2110
0
0
ALPHABET INC
CAP STK CL C
02079K107
976030
11000
SH
DFND
1,2,3
11000
0
0
ALPHABET INC
CAP STK CL C
02079K107
2372641
26740
SH
OTR
1,2,3
0
26740
0
AMAZON COM INC
COM
023135106
1782480
21220
SH
DFND
1,2,3
21220
0
0
AMAZON COM INC
COM
023135106
1060080
12620
SH
OTR
1,2,3
0
12620
0
GREYSTONE HOUSING IMPACT INV
BEN UNIT CTF
02364V206
526750
30273
SH
DFND
1,2,3
30273
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
158100
2500
SH
DFND
1,2,3
2500
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
79050
1250
SH
OTR
1,2,3
0
1250
0
APARTMENT INCOME REIT CORP
COM
03750L109
1862416
54282
SH
DFND
1,2,3
54282
0
0
APARTMENT INCOME REIT CORP
COM
03750L109
85260
2485
SH
OTR
1,2,3
0
2485
0
APPLE INC
COM
037833100
617168
4750
SH
DFND
1,2,3
4750
0
0
APPLE INC
COM
037833100
1153259
8876
SH
OTR
1,2,3
0
8876
0
AVALONBAY CMNTYS INC
COM
053484101
306888
1900
SH
DFND
1,2,3
1900
0
0
AVALONBAY CMNTYS INC
COM
053484101
215306
1333
SH
OTR
1,2,3
0
1333
0
BNY MELLON STRATEGIC MUNS IN
COM
05588W108
519515
85027
SH
DFND
1,2,3
85027
0
0
BNY MELLON STRATEGIC MUNS IN
COM
05588W108
116701
19100
SH
OTR
1,2,3
0
19100
0
BNY MELLON MUN INCOME INC
COM
05589T104
82363
13157
SH
DFND
1,2,3
13157
0
0
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
696000
600
SH
DFND
1,2,3
600
0
0
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
1202920
1037
SH
OTR
1,2,3
0
1037
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
463350
1500
SH
OTR
1,2,3
0
1500
0
BLACKROCK MUN INCOME QUALITY
COM
092479104
448631
39527
SH
DFND
1,2,3
39527
0
0
BLACKROCK MUN INCOME QUALITY
COM
092479104
90800
8000
SH
OTR
1,2,3
0
8000
0
BLACKROCK MUNIHOLDINGS FD IN
COM
09253N104
760583
62651
SH
DFND
1,2,3
62651
0
0
BLACKROCK MUNIHOLDINGS FD IN
COM
09253N104
463797
38204
SH
OTR
1,2,3
0
38204
0
BLACKROCK MUNIVEST FD INC
COM
09253R105
143004
20400
SH
DFND
1,2,3
20400
0
0
BLACKROCK MUNIVEST FD INC
COM
09253R105
128984
18400
SH
OTR
1,2,3
0
18400
0
BLACKROCK MUNICIPAL INCOME
COM
09253X102
220425
19455
SH
DFND
1,2,3
19455
0
0
BLACKROCK MUNICIPAL INCOME
COM
09253X102
116699
10300
SH
OTR
1,2,3
0
10300
0
BLACKROCK MUNIHOLDINGS QUALI
COM
09254C107
118375
11897
SH
DFND
1,2,3
11897
0
0
BLACKROCK MUNIHOLDINGS QUALI
COM
09254C107
109450
11000
SH
OTR
1,2,3
0
11000
0
BLACKROCK MUNIYIELD QUALITY
COM
09254E103
695133
62010
SH
DFND
1,2,3
62010
0
0
BLACKROCK MUNIYIELD QUALITY
COM
09254E103
430465
38400
SH
OTR
1,2,3
0
38400
0
BLACKROCK MUNIYIELD QUALITY
COM
09254G108
137970
13500
SH
DFND
1,2,3
13500
0
0
BLACKROCK MUNIYIELD QUALITY
COM
09254G108
112420
11000
SH
OTR
1,2,3
0
11000
0
BLACKROCK TCP CAPITAL CORP
COM
09259E108
64700
5000
SH
DFND
1,2,3
5000
0
0
BLACKROCK TCP CAPITAL CORP
COM
09259E108
161750
12500
SH
OTR
1,2,3
0
12500
0
BLACKSTONE INC
COM
09260D107
504492
6800
SH
DFND
1,2,3
6800
0
0
BLACKSTONE INC
COM
09260D107
244827
3300
SH
OTR
1,2,3
0
3300
0
CSX CORP
COM
126408103
204468
6600
SH
OTR
1,2,3
0
6600
0
CVS HEALTH CORP
COM
126650100
326166
3500
SH
DFND
1,2,3
3500
0
0
CVS HEALTH CORP
COM
126650100
372296
3995
SH
OTR
1,2,3
0
3995
0
CATERPILLAR INC
COM
149123101
249142
1040
SH
OTR
1,2,3
0
1040
0
CISCO SYS INC
COM
17275R102
262020
5500
SH
DFND
1,2,3
5500
0
0
COCA COLA CO
COM
191216100
254440
4000
SH
OTR
1,2,3
0
4000
0
CONOCOPHILLIPS
COM
20825C104
672600
5700
SH
DFND
1,2,3
5700
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
231750
1000
SH
DFND
1,2,3
1000
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
13442
58
SH
OTR
1,2,3
0
58
0
COSTCO WHSL CORP NEW
COM
22160K105
205425
450
SH
DFND
1,2,3
450
0
0
COSTCO WHSL CORP NEW
COM
22160K105
600299
1315
SH
OTR
1,2,3
0
1315
0
CROWN CASTLE INC
COM
22822V101
67820
500
SH
DFND
1,2,3
500
0
0
CROWN CASTLE INC
COM
22822V101
271280
2000
SH
OTR
1,2,3
0
2000
0
DEERE & CO
COM
244199105
261544
610
SH
DFND
1,2,3
610
0
0
DEERE & CO
COM
244199105
291129
679
SH
OTR
1,2,3
0
679
0
DIAMONDBACK ENERGY INC
COM
25278X109
246204
1800
SH
DFND
1,2,3
1800
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
54712
400
SH
OTR
1,2,3
0
400
0
EATON VANCE MUNI INCOME TRUS
SH BEN INT
27826U108
275126
27875
SH
DFND
1,2,3
27875
0
0
EATON VANCE MUNI INCOME TRUS
SH BEN INT
27826U108
227750
23075
SH
OTR
1,2,3
0
23075
0
EATON VANCE MUN BD FD
COM
27827X101
477410
45949
SH
DFND
1,2,3
45949
0
0
EATON VANCE MUN BD FD
COM
27827X101
212808
20482
SH
OTR
1,2,3
0
20482
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
1386500
23500
SH
DFND
1,2,3
23500
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
325326
5514
SH
OTR
1,2,3
0
5514
0
META PLATFORMS INC
CL A
30303M102
240680
2000
SH
DFND
1,2,3
2000
0
0
META PLATFORMS INC
CL A
30303M102
98679
820
SH
OTR
1,2,3
0
820
0
GOLDMAN SACHS GROUP INC
COM
38141G104
2060280
6000
SH
DFND
1,2,3
6000
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
367417
1070
SH
OTR
1,2,3
0
1070
0
GOLDMAN SACHS BDC INC
SHS
38147U107
42532
3100
SH
DFND
1,2,3
3100
0
0
GOLDMAN SACHS BDC INC
SHS
38147U107
158466
11550
SH
OTR
1,2,3
0
11550
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
205180
2000
SH
DFND
1,2,3
2000
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
187727
705
SH
DFND
1,2,3
705
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
611113
2295
SH
OTR
1,2,3
0
2295
0
INVENTRUST PPTYS CORP
COM NEW
46124J201
1088063
45968
SH
OTR
1,2,3
0
45968
0
INVESCO VALUE MUN INCOME TR
COM
46132P108
1318306
109403
SH
DFND
1,2,3
109403
0
0
INVESCO VALUE MUN INCOME TR
COM
46132P108
45597
3784
SH
OTR
1,2,3
0
3784
0
INVESCO EXCHANGE TRADED FD T
HIG YLD EQ DIV
46137V563
585527
28300
SH
DFND
1,2,3
28300
0
0
INVESCO EXCHANGE TRADED FD T
HIG YLD EQ DIV
46137V563
235866
11400
SH
OTR
1,2,3
0
11400
0
JPMORGAN CHASE & CO
COM
46625H100
3352500
25000
SH
DFND
1,2,3
25000
0
0
JPMORGAN CHASE & CO
COM
46625H100
476055
3550
SH
OTR
1,2,3
0
3550
0
KKR REAL ESTATE FIN TR INC
COM
48251K100
34900
2500
SH
DFND
1,2,3
2500
0
0
KKR REAL ESTATE FIN TR INC
COM
48251K100
111680
8000
SH
OTR
1,2,3
0
8000
0
KITE RLTY GROUP TR
COM NEW
49803T300
30136822
1431678
SH
DFND
1,2,3
1431678
0
0
KITE RLTY GROUP TR
COM NEW
49803T300
77932151
3702240
SH
OTR
1,2,3
0
3702240
0
LILLY ELI & CO
COM
532457108
256088
700
SH
OTR
1,2,3
0
700
0
LOWES COS INC
COM
548661107
555880
2790
SH
DFND
1,2,3
2790
0
0
LOWES COS INC
COM
548661107
201233
1010
SH
OTR
1,2,3
0
1010
0
MAINSTAY MACKAY DEFINEDTERM
COM
56064K100
305301
19010
SH
DFND
1,2,3
19010
0
0
MAINSTAY MACKAY DEFINEDTERM
COM
56064K100
59422
3700
SH
OTR
1,2,3
0
3700
0
MARATHON PETE CORP
COM
56585A102
2898111
24900
SH
DFND
1,2,3
24900
0
0
MCKESSON CORP
COM
58155Q103
262584
700
SH
OTR
1,2,3
0
700
0
MEDICAL PPTYS TRUST INC
COM
58463J304
1220944
109600
SH
DFND
1,2,3
109600
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
523580
47000
SH
OTR
1,2,3
0
47000
0
MICROSOFT CORP
COM
594918104
624732
2605
SH
DFND
1,2,3
2605
0
0
MICROSOFT CORP
COM
594918104
1438919
6000
SH
OTR
1,2,3
0
6000
0
MORGAN STANLEY
COM NEW
617446448
1870440
22000
SH
DFND
1,2,3
22000
0
0
NETFLIX INC
COM
64110L106
619248
2100
SH
OTR
1,2,3
0
2100
0
RITHM CAPITAL CORP
COM NEW
64828T201
122550
15000
SH
DFND
1,2,3
15000
0
0
RITHM CAPITAL CORP
COM NEW
64828T201
150329
18400
SH
OTR
1,2,3
0
18400
0
NIKE INC
CL B
654106103
269123
2300
SH
OTR
1,2,3
0
2300
0
NORFOLK SOUTHN CORP
COM
655844108
258741
1050
SH
OTR
1,2,3
0
1050
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
1519510
133642
SH
DFND
1,2,3
133642
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
212506
18690
SH
OTR
1,2,3
0
18690
0
NUVEEN MUN CR OPPORTUNITIES
COM
670663103
94514
8600
SH
DFND
1,2,3
8600
0
0
NUVEEN MUN CR OPPORTUNITIES
COM
670663103
188479
17150
SH
OTR
1,2,3
0
17150
0
NVIDIA CORPORATION
COM
67066G104
116912
800
SH
DFND
1,2,3
800
0
0
NVIDIA CORPORATION
COM
67066G104
701472
4800
SH
OTR
1,2,3
0
4800
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
1073776
90998
SH
DFND
1,2,3
90998
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
352856
29903
SH
OTR
1,2,3
0
29903
0
NUVEEN MUN HIGH INCOME OPPOR
COM
670682103
36190
3500
SH
DFND
1,2,3
3500
0
0
NUVEEN MUN HIGH INCOME OPPOR
COM
670682103
146828
14200
SH
OTR
1,2,3
0
14200
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
887750
73489
SH
DFND
1,2,3
73489
0
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
449205
37185
SH
OTR
1,2,3
0
37185
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
2809172
231398
SH
DFND
1,2,3
231398
0
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
368873
30385
SH
OTR
1,2,3
0
30385
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
51525
7500
SH
DFND
1,2,3
7500
0
0
OAKTREE SPECIALTY LENDING CO
COM
67401P108
218466
31800
SH
OTR
1,2,3
0
31800
0
OMEGA HEALTHCARE INVS INC
COM
681936100
396890
14200
SH
DFND
1,2,3
14200
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
39130
1400
SH
OTR
1,2,3
0
1400
0
ONE LIBERTY PPTYS INC
COM
682406103
437112
19672
SH
DFND
1,2,3
19672
0
0
PALO ALTO NETWORKS INC
COM
697435105
313965
2250
SH
DFND
1,2,3
2250
0
0
PALO ALTO NETWORKS INC
COM
697435105
1091063
7819
SH
OTR
1,2,3
0
7819
0
PIONEER MUNICIPAL HIGH INCOM
COM
723762100
89100
11000
SH
OTR
1,2,3
0
11000
0
PIONEER MUNICIPAL HIGH INCOM
COM SHS
723763108
187044
21800
SH
OTR
1,2,3
0
21800
0
PROSHARES TR
RUSS 2000 DIVD
74347B698
266960
4350
SH
DFND
1,2,3
4350
0
0
PROSHARES TR
RUSS 2000 DIVD
74347B698
85920
1400
SH
OTR
1,2,3
0
1400
0
PUTNAM MANAGED MUN INCOME TR
COM
746823103
506243
80612
SH
DFND
1,2,3
80612
0
0
PUTNAM MANAGED MUN INCOME TR
COM
746823103
97340
15500
SH
OTR
1,2,3
0
15500
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
437971
40366
SH
DFND
1,2,3
40366
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
124775
11500
SH
OTR
1,2,3
0
11500
0
QUALCOMM INC
COM
747525103
3066337
27891
SH
DFND
1,2,3
27891
0
0
QUALCOMM INC
COM
747525103
239889
2182
SH
OTR
1,2,3
0
2182
0
REALTY INCOME CORP
COM
756109104
71549
1128
SH
DFND
1,2,3
1128
0
0
REALTY INCOME CORP
COM
756109104
223591
3525
SH
OTR
1,2,3
0
3525
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4008632
10482
SH
DFND
1,2,3
10482
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4438100
11605
SH
OTR
1,2,3
0
11605
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
379041
1144
SH
DFND
1,2,3
1144
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
1941594
5860
SH
OTR
1,2,3
0
5860
0
SCIENCE APPLICATIONS INTL CO
COM
808625107
310604
2800
SH
DFND
1,2,3
2800
0
0
SOUTHERN CO
COM
842587107
14282
200
SH
DFND
1,2,3
200
0
0
SOUTHERN CO
COM
842587107
388829
5445
SH
OTR
1,2,3
0
5445
0
STARBUCKS CORP
COM
855244109
198400
2000
SH
DFND
1,2,3
2000
0
0
STARBUCKS CORP
COM
855244109
446400
4500
SH
OTR
1,2,3
0
4500
0
TESLA INC
COM
88160R101
471164
3825
SH
OTR
1,2,3
0
3825
0
UNITEDHEALTH GROUP INC
COM
91324P102
4999597
9430
SH
DFND
1,2,3
9430
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
397635
750
SH
OTR
1,2,3
0
750
0
UNIVERSAL HEALTH RLTY INCOME
SH BEN INT
91359E105
745208
15613
SH
DFND
1,2,3
15613
0
0
VENTAS INC
COM
92276F100
450500
10000
SH
DFND
1,2,3
10000
0
0
VENTAS INC
COM
92276F100
450500
10000
SH
OTR
1,2,3
0
10000
0
VERIZON COMMUNICATIONS INC
COM
92343V104
78800
2000
SH
DFND
1,2,3
2000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
459010
11650
SH
OTR
1,2,3
0
11650
0
VMWARE INC
CL A COM
928563402
24552
200
SH
DFND
1,2,3
200
0
0
VMWARE INC
CL A COM
928563402
184140
1500
SH
OTR
1,2,3
0
1500
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
30360
3000
SH
DFND
1,2,3
3000
0
0
VODAFONE GROUP PLC NEW
SPONSORED ADR
92857W308
79644
7870
SH
OTR
1,2,3
0
7870
0
WALMART INC
COM
931142103
56716
400
SH
DFND
1,2,3
400
0
0
WALMART INC
COM
931142103
204178
1440
SH
OTR
1,2,3
0
1440
0
WELLS FARGO CO NEW
COM
949746101
1052895
25500
SH
DFND
1,2,3
25500
0
0
WELLS FARGO CO NEW
COM
949746101
20646
500
SH
OTR
1,2,3
0
500
0
XENIA HOTELS & RESORTS INC
COM
984017103
13180
1000
SH
DFND
1,2,3
1000
0
0
XENIA HOTELS & RESORTS INC
COM
984017103
727826
55222
SH
OTR
1,2,3
0
55222
0