0001104659-19-002871.txt : 20190123
0001104659-19-002871.hdr.sgml : 20190123
20190123102028
ACCESSION NUMBER: 0001104659-19-002871
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20181231
FILED AS OF DATE: 20190123
DATE AS OF CHANGE: 20190123
EFFECTIVENESS DATE: 20190123
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOODWIN DANIEL L
CENTRAL INDEX KEY: 0001119191
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13434
FILM NUMBER: 19536692
MAIL ADDRESS:
STREET 1: 2901 BUTTERFIELD RD
CITY: OAK BROOK
STATE: IL
ZIP: 60523
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001119191
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12-31-2018
12-31-2018
false
Goodwin Daniel L
2901 Butterfield Rd
Oak Brook
IL
60523
13F HOLDINGS REPORT
028-13434
N
Goodwin Daniel L
Authorized Signatory
630-218-8000
/s/ Daniel L. Goodwin
Oak Brook
IL
01-23-2019
3
159
190576
false
1
0000926972
028-13432
INLAND GROUP INC
2
0001633071
028-16494
Investment Management Group, LLC
3
0001428796
028-13252
Ensenia Wealth, LLC
INFORMATION TABLE
2
a19-3276_1informationtable.xml
INFORMATION TABLE
ALEXANDRIA REAL ESTATE EQ IN
PFD CONV SER D
015271505
22
650
SH
OTR
1,2,3
0
650
0
ALEXANDRIA REAL ESTATE EQ IN
PFD CONV SER D
015271505
269
8000
SH
DFND
1,2,3
8000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
864
6300
SH
OTR
1,2,3
0
6300
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
6991
51000
SH
DFND
1,2,3
51000
0
0
ALPHABET INC
CAP STK CL C
02079K107
1038
1002
SH
OTR
1,2,3
0
1002
0
AMAZON COM INC
COM
023135106
459
305
SH
OTR
1,2,3
0
305
0
AMERICA FIRST MULTIFAMILY IN
BEN UNIT CTF
02364V107
253
45000
SH
DFND
1,2,3
45000
0
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
71
1700
SH
OTR
1,2,3
0
1700
0
AMERICAN CAMPUS CMNTYS INC
COM
024835100
178
4300
SH
DFND
1,2,3
4300
0
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
160
2400
SH
OTR
1,2,3
0
2400
0
ANHEUSER BUSCH INBEV SA/NV
SPONSORED ADR
03524A108
343
5200
SH
DFND
1,2,3
5200
0
0
APARTMENT INVT & MGMT CO
CL A
03748R101
2175
49560
SH
DFND
1,2,3
49560
0
0
APPLE INC
COM
037833100
324
2050
SH
OTR
1,2,3
0
2050
0
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
12
3400
SH
OTR
1,2,3
0
3400
0
ASHFORD HOSPITALITY TR INC
COM SHS
044103109
162
40523
SH
DFND
1,2,3
40523
0
0
BP PLC
SPONSORED ADR
055622104
259
6800
SH
OTR
1,2,3
0
6800
0
BP PLC
SPONSORED ADR
055622104
1069
28200
SH
DFND
1,2,3
28200
0
0
BANK AMER CORP
COM
060505104
758
30753
SH
OTR
1,2,3
0
30753
0
BANK AMER CORP
COM
060505104
148
6000
SH
DFND
1,2,3
6000
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
1299
1037
SH
OTR
1,2,3
0
1037
0
BANK AMER CORP
7.25%CNV PFD L
060505682
752
600
SH
DFND
1,2,3
600
0
0
BLACKROCK MUNICIPL INC QLTY
COM
092479104
62
5000
SH
OTR
1,2,3
0
5000
0
BLACKROCK MUNICIPL INC QLTY
COM
092479104
394
31622
SH
DFND
1,2,3
31622
0
0
BLACKROCK MUNIHLDGS FD II IN
COM
09253P109
214
16500
SH
OTR
1,2,3
0
16500
0
BLACKROCK MUNIHLDGS FD II IN
COM
09253P109
24
1887
SH
DFND
1,2,3
1887
0
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
183
6100
SH
OTR
1,2,3
0
6100
0
BLACKSTONE GROUP L P
COM UNIT LTD
09253U108
131
4400
SH
DFND
1,2,3
4400
0
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
73
5800
SH
OTR
1,2,3
0
5800
0
BLACKROCK MUNI INTER DR FD I
COM
09253X102
183
14500
SH
DFND
1,2,3
14500
0
0
BLACKROCK MUNIHOLDNGS QLTY I
COM
09254A101
145
12815
SH
OTR
1,2,3
0
12815
0
BLACKROCK MUNIHOLDNGS QLTY I
COM
09254A101
489
43217
SH
DFND
1,2,3
43217
0
0
BLACKROCK MUNIHOLDNGS QLTY I
COM
09254C107
57
5000
SH
OTR
1,2,3
0
5000
0
BLACKROCK MUNIHOLDNGS QLTY I
COM
09254C107
133
11597
SH
DFND
1,2,3
11597
0
0
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
18
1500
SH
OTR
1,2,3
0
1500
0
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
382
31665
SH
DFND
1,2,3
31665
0
0
BLACKROCK MUNIY QUALITY FD I
COM
09254G108
57
5000
SH
OTR
1,2,3
0
5000
0
BLACKROCK MUNIY QUALITY FD I
COM
09254G108
90
7900
SH
DFND
1,2,3
7900
0
0
CITIGROUP INC
COM NEW
172967424
104
2000
SH
OTR
1,2,3
0
2000
0
CITIGROUP INC
COM NEW
172967424
536
10300
SH
DFND
1,2,3
10300
0
0
COLONY CAP INC NEW
CL A COM
19626G108
3
549
SH
OTR
1,2,3
0
549
0
COLONY CAP INC NEW
CL A COM
19626G108
274
58459
SH
DFND
1,2,3
58459
0
0
CONCHO RES INC
COM
20605P101
66
640
SH
OTR
1,2,3
0
640
0
CONCHO RES INC
COM
20605P101
263
2560
SH
DFND
1,2,3
2560
0
0
CONOCOPHILLIPS
COM
20825C104
237
3800
SH
OTR
1,2,3
0
3800
0
CONOCOPHILLIPS
COM
20825C104
355
5700
SH
DFND
1,2,3
5700
0
0
CYRUSONE INC
COM
23283R100
904
17100
SH
OTR
1,2,3
0
17100
0
CYRUSONE INC
COM
23283R100
856
16200
SH
DFND
1,2,3
16200
0
0
DREYFUS STRATEGIC MUNS INC
COM
261932107
8
1100
SH
OTR
1,2,3
0
1100
0
DREYFUS STRATEGIC MUNS INC
COM
261932107
337
46922
SH
DFND
1,2,3
46922
0
0
DREYFUS MUN INCOME INC
COM
26201R102
100
13157
SH
DFND
1,2,3
13157
0
0
EQM MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
307
7100
SH
OTR
1,2,3
0
7100
0
EQM MIDSTREAM PARTNERS LP
UNIT LTD PARTN
26885B100
182
4200
SH
DFND
1,2,3
4200
0
0
EATON VANCE MUN BD FD
COM
27827X101
120
10600
SH
OTR
1,2,3
0
10600
0
EATON VANCE MUN BD FD
COM
27827X101
887
78565
SH
DFND
1,2,3
78565
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
125
5100
SH
OTR
1,2,3
0
5100
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
196
8000
SH
DFND
1,2,3
8000
0
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
266
4014
SH
OTR
1,2,3
0
4014
0
EQUITY RESIDENTIAL
SH BEN INT
29476L107
1459
22100
SH
DFND
1,2,3
22100
0
0
EXXON MOBIL CORP
COM
30231G102
353
5200
SH
OTR
1,2,3
0
5200
0
EXXON MOBIL CORP
COM
30231G102
294
4300
SH
DFND
1,2,3
4300
0
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
274
9500
SH
DFND
1,2,3
9500
0
0
GENERAL ELECTRIC CO
COM
369604103
93
12292
SH
OTR
1,2,3
0
12292
0
GENERAL ELECTRIC CO
COM
369604103
447
59000
SH
DFND
1,2,3
59000
0
0
GILEAD SCIENCES INC
COM
375558103
378
6050
SH
OTR
1,2,3
0
6050
0
GILEAD SCIENCES INC
COM
375558103
745
11900
SH
DFND
1,2,3
11900
0
0
GLOBAL MED REIT INC
COM NEW
37954A204
372
41723
SH
OTR
1,2,3
0
41723
0
GLOBAL MED REIT INC
COM NEW
37954A204
522
58667
SH
DFND
1,2,3
58667
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1002
6000
SH
DFND
1,2,3
6000
0
0
HERSHA HOSPITALITY TR
PR SHS BEN INT
427825500
13
750
SH
OTR
1,2,3
0
750
0
HERSHA HOSPITALITY TR
PR SHS BEN INT
427825500
228
13006
SH
DFND
1,2,3
13006
0
0
HUNT COS FIN TR INC
COM
44558T100
143
50000
SH
DFND
1,2,3
50000
0
0
INTEL CORP
COM
458140100
188
4000
SH
OTR
1,2,3
0
4000
0
INTEL CORP
COM
458140100
188
4000
SH
DFND
1,2,3
4000
0
0
INVESCO VALUE MUN INCOME TR
COM
46132P108
4
284
SH
OTR
1,2,3
0
284
0
INVESCO VALUE MUN INCOME TR
COM
46132P108
1668
123403
SH
DFND
1,2,3
123403
0
0
IRON MTN INC NEW
COM
46284V101
260
8100
SH
OTR
1,2,3
0
8100
0
IRON MTN INC NEW
COM
46284V101
337
10400
SH
DFND
1,2,3
10400
0
0
JPMORGAN CHASE & CO
COM
46625H100
171
1750
SH
OTR
1,2,3
0
1750
0
JPMORGAN CHASE & CO
COM
46625H100
2421
24800
SH
DFND
1,2,3
24800
0
0
JD COM INC
SPON ADR CL A
47215P106
209
10000
SH
OTR
1,2,3
0
10000
0
KIMCO RLTY CORP
COM
49446R109
73
5000
SH
OTR
1,2,3
0
5000
0
KIMCO RLTY CORP
COM
49446R109
103
7000
SH
DFND
1,2,3
7000
0
0
KITE RLTY GROUP TR
COM NEW
49803T300
639
45379
SH
OTR
1,2,3
0
45379
0
KROGER CO
COM
501044101
404
14600
SH
OTR
1,2,3
0
14600
0
KROGER CO
COM
501044101
414
15000
SH
DFND
1,2,3
15000
0
0
LTC PPTYS INC
COM
502175102
255
6108
SH
DFND
1,2,3
6108
0
0
LEXINGTON REALTY TRUST
COM
529043101
13
1650
SH
OTR
1,2,3
0
1650
0
LEXINGTON REALTY TRUST
COM
529043101
74
9000
SH
DFND
1,2,3
9000
0
0
MPLX LP
COM UNIT REP LTD
55336V100
323
10700
SH
OTR
1,2,3
0
10700
0
MPLX LP
COM UNIT REP LTD
55336V100
770
25400
SH
DFND
1,2,3
25400
0
0
MARATHON PETE CORP
COM
56585A102
622
10500
SH
OTR
1,2,3
0
10500
0
MARATHON PETE CORP
COM
56585A102
1293
21900
SH
DFND
1,2,3
21900
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
952
59250
SH
OTR
1,2,3
0
59250
0
MEDICAL PPTYS TRUST INC
COM
58463J304
1762
109600
SH
DFND
1,2,3
109600
0
0
MICROSOFT CORP
COM
594918104
406
4000
SH
OTR
1,2,3
0
4000
0
MORGAN STANLEY
COM NEW
617446448
872
22000
SH
DFND
1,2,3
22000
0
0
NETFLIX INC
COM
64110L106
562
2100
SH
OTR
1,2,3
0
2100
0
NOODLES & CO
COM CL A
65540B105
84
12000
SH
OTR
1,2,3
0
12000
0
NOODLES & CO
COM CL A
65540B105
1398
200000
SH
DFND
1,2,3
200000
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
88
7190
SH
OTR
1,2,3
0
7190
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
1762
143142
SH
DFND
1,2,3
143142
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
250
19942
SH
OTR
1,2,3
0
19942
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
833
66398
SH
DFND
1,2,3
66398
0
0
NUVEEN MUN HIGH INCOME OPP F
COM
670682103
124
10700
SH
OTR
1,2,3
0
10700
0
NUVEEN MUN HIGH INCOME OPP F
COM
670682103
23
2000
SH
DFND
1,2,3
2000
0
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
391
29169
SH
OTR
1,2,3
0
29169
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
455
33939
SH
DFND
1,2,3
33939
0
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
376
26885
SH
OTR
1,2,3
0
26885
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
3435
245698
SH
DFND
1,2,3
245698
0
0
NUTRIEN LTD
COM
67077M108
799
17000
SH
DFND
1,2,3
17000
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
244
6900
SH
OTR
1,2,3
0
6900
0
OMEGA HEALTHCARE INVS INC
COM
681936100
499
14200
SH
DFND
1,2,3
14200
0
0
ONE LIBERTY PPTYS INC
COM
682406103
68
2799
SH
OTR
1,2,3
0
2799
0
ONE LIBERTY PPTYS INC
COM
682406103
1196
49375
SH
DFND
1,2,3
49375
0
0
PALO ALTO NETWORKS INC
COM
697435105
433
2300
SH
OTR
1,2,3
0
2300
0
PALO ALTO NETWORKS INC
COM
697435105
415
2200
SH
DFND
1,2,3
2200
0
0
PFIZER INC
COM
717081103
163
3733
SH
OTR
1,2,3
0
3733
0
PFIZER INC
COM
717081103
44
1000
SH
DFND
1,2,3
1000
0
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
125
3000
SH
OTR
1,2,3
0
3000
0
PHILLIPS 66 PARTNERS LP
COM UNIT REP INT
718549207
252
6000
SH
DFND
1,2,3
6000
0
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
122
6100
SH
OTR
1,2,3
0
6100
0
PLAINS ALL AMERN PIPELINE L
UNIT LTD PARTN
726503105
86
4300
SH
DFND
1,2,3
4300
0
0
PROLOGIS INC
COM
74340W103
721
12276
SH
DFND
1,2,3
12276
0
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
74
11000
SH
OTR
1,2,3
0
11000
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
606
90112
SH
DFND
1,2,3
90112
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
129
11500
SH
OTR
1,2,3
0
11500
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
509
45366
SH
DFND
1,2,3
45366
0
0
QTS RLTY TR INC
COM CL A
74736A103
750
20300
SH
OTR
1,2,3
0
20300
0
QTS RLTY TR INC
COM CL A
74736A103
870
23500
SH
DFND
1,2,3
23500
0
0
RETAIL PPTYS AMER INC
CL A
76131V202
70965
6540530
SH
OTR
1,2,3
0
6540530
0
RETAIL PPTYS AMER INC
CL A
76131V202
31669
2918843
SH
DFND
1,2,3
2918843
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
649
11100
SH
OTR
1,2,3
0
11100
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
2471
42400
SH
DFND
1,2,3
42400
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
230
922
SH
DFND
1,2,3
922
0
0
SITE CENTERS CORP
COM
82981J109
298
26875
SH
DFND
1,2,3
26875
0
0
SPIRIT RLTY CAP INC NEW
COM NEW
84860W300
44
5700
SH
OTR
1,2,3
0
5700
0
SPIRIT RLTY CAP INC NEW
COM NEW
84860W300
54
7000
SH
DFND
1,2,3
7000
0
0
STARBUCKS CORP
COM
855244109
225
3500
SH
OTR
1,2,3
0
3500
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
14
1000
SH
OTR
1,2,3
0
1000
0
STMICROELECTRONICS N V
NY REGISTRY
861012102
264
19000
SH
DFND
1,2,3
19000
0
0
SYMANTEC CORP
COM
871503108
92
4800
SH
OTR
1,2,3
0
4800
0
SYMANTEC CORP
COM
871503108
98
5200
SH
DFND
1,2,3
5200
0
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
206
2000
SH
OTR
1,2,3
0
2000
0
TAKE-TWO INTERACTIVE SOFTWAR
COM
874054109
309
3000
SH
DFND
1,2,3
3000
0
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
119
5900
SH
OTR
1,2,3
0
5900
0
TANGER FACTORY OUTLET CTRS I
COM
875465106
115
5700
SH
DFND
1,2,3
5700
0
0
UNIVERSAL HEALTH RLTY INCM T
SH BEN INT
91359E105
958
15613
SH
DFND
1,2,3
15613
0
0
VENTAS INC
COM
92276F100
100
1700
SH
OTR
1,2,3
0
1700
0
VENTAS INC
COM
92276F100
117
2000
SH
DFND
1,2,3
2000
0
0
VEREIT INC
COM
92339V100
1366
191146
SH
OTR
1,2,3
0
191146
0
VEREIT INC
COM
92339V100
10332
1444968
SH
DFND
1,2,3
1444968
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
741
13200
SH
OTR
1,2,3
0
13200
0
VERIZON COMMUNICATIONS INC
COM
92343V104
1208
21500
SH
DFND
1,2,3
21500
0
0
VMWARE INC
CL A COM
928563402
206
1500
SH
OTR
1,2,3
0
1500
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
248
3625
SH
OTR
1,2,3
0
3625
0
WELLS FARGO CO NEW
COM
949746101
151
3300
SH
OTR
1,2,3
0
3300
0
WELLS FARGO CO NEW
COM
949746101
1175
25500
SH
DFND
1,2,3
25500
0
0
XENIA HOTELS & RESORTS INC
COM
984017103
1138
66160
SH
OTR
1,2,3
0
66160
0
XENIA HOTELS & RESORTS INC
COM
984017103
17
1000
SH
DFND
1,2,3
1000
0
0