0001104659-14-010216.txt : 20140214
0001104659-14-010216.hdr.sgml : 20140214
20140214093132
ACCESSION NUMBER: 0001104659-14-010216
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140214
DATE AS OF CHANGE: 20140214
EFFECTIVENESS DATE: 20140214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: GOODWIN DANIEL L
CENTRAL INDEX KEY: 0001119191
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13434
FILM NUMBER: 14611181
MAIL ADDRESS:
STREET 1: 2901 BUTTERFIELD RD
CITY: OAK BROOK
STATE: IL
ZIP: 60523
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001119191
XXXXXXXX
12-31-2013
12-31-2013
false
Goodwin Daniel L
2901 Butterfield Rd
Oak Brook
IL
60523
13F HOLDINGS REPORT
028-13434
N
Daniel L. Goodwin
Authorized Signatory
630-218-8000
/s/ Daniel L. Goodwin
Oak Brook
IL
02-14-2014
5
209
528383
false
1
0000926972
028-13432
INLAND GROUP INC
2
0000814655
028-13457
INLAND REAL ESTATE INVESTMENT CORP
3
0001428796
028-13252
Inland Investment Advisors, Inc.
4
0001307748
028-13253
Inland American Real Estate Trust, Inc.
5
0001456273
028-13435
Inland Investment Stock Holding Co
INFORMATION TABLE
2
a14-5440_1informationtable.xml
INFORMATION TABLE
AG MTG INVT TR INC
COM
001228105
78
5000
SH
DFND
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5000
0
0
AG MTG INVT TR INC
COM
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391
25000
SH
OTR
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25000
0
AMERICA FIRST MULTIFAMILY IN
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45000
SH
DFND
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45000
0
0
AMERICAN CAPITAL AGENCY CORP
COM
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10000
SH
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10000
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AMERICAN CAPITAL AGENCY CORP
COM
02503X105
96
5000
SH
OTR
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5000
0
AMERICAN RLTY CAP PPTYS INC
COM
02917T104
1542
120000
SH
DFND
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120000
0
0
AMREIT INC NEW
CL B
03216B208
1813
107893
SH
OTR
1,2,3,4
0
107893
0
ANNALY CAP MGMT INC
COM
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60
6000
SH
DFND
1,2,3
6000
0
0
ANNALY CAP MGMT INC
COM
035710409
125
12500
SH
OTR
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ANNALY CAP MGMT INC
COM
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1456
146000
SH
OTR
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146000
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APARTMENT INVT & MGMT CO
CL A
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1258
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SH
DFND
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COM SHS
044103109
289
34923
SH
DFND
1,2,3
34923
0
0
ASHFORD HOSPITALITY TR INC
9% CUM PFD SER E
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716
27000
SH
OTR
1,2,3,4
0
27000
0
ATLAS PIPELINE PARTNERS LP
UNIT L P INT
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123
3500
SH
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3500
0
0
ATLAS PIPELINE PARTNERS LP
UNIT L P INT
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332
9500
SH
OTR
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COM UNT LTD
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82
4000
SH
DFND
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4000
0
0
ATLAS RESOURCE PARTNERS LP
COM UNT LTD
04941A101
123
6000
SH
OTR
1,2,3
0
6000
0
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2785
SH
DFND
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2785
0
0
BANK OF AMERICA CORPORATION
7.25%CNV PFD L
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OTR
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1537
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BANK OF AMERICA CORPORATION
COM
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SH
OTR
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BARCLAYS PLC
ADR
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725
40000
SH
DFND
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40000
0
0
BARCLAYS PLC
ADR
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430
23700
SH
OTR
1,2,3
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0
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COM
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215
15500
SH
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0
0
BLACKROCK MUNI INTER DR FD I
COM
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81
5800
SH
OTR
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5800
0
BLACKROCK MUNICIPL INC QLTY
COM
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508
40070
SH
DFND
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BLACKROCK MUNICIPL INC QLTY
COM
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63
5000
SH
OTR
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5000
0
BLACKROCK MUNIHLDGS FD II IN
COM
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132
9887
SH
DFND
1,2,3
9887
0
0
BLACKROCK MUNIHLDGS FD II IN
COM
09253P109
220
16500
SH
OTR
1,2,3
0
16500
0
BLACKROCK MUNIHLDNGS QLTY II
COM
09254C107
146
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SH
DFND
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12097
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BLACKROCK MUNIHOLDNGS QLTY I
COM
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637
53677
SH
DFND
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BLACKROCK MUNIHOLDNGS QLTY I
COM
09254A101
93
7815
SH
OTR
1,2,3
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7815
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BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
401
31665
SH
DFND
1,2,3
31665
0
0
BLACKROCK MUNIYIELD QLTY FD
COM
09254E103
19
1500
SH
OTR
1,2,3
0
1500
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
81
3000
SH
DFND
1,2,3
3000
0
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
54
2000
SH
OTR
1,2,3
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2000
0
BLACKSTONE MTG TR INC
COM CL A
09257W100
376
13850
SH
OTR
1,2,3,4
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13850
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
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10000
SH
DFND
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10000
0
0
BOARDWALK PIPELINE PARTNERS
UT LTD PARTNER
096627104
128
5000
SH
OTR
1,2,3
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5000
0
BROOKDALE SR LIVING INC
COM
112463104
258
9500
SH
DFND
1,2,3
9500
0
0
CEDAR REALTY TRUST INC
COM NEW
150602209
6
1000
SH
DFND
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1000
0
0
CEDAR REALTY TRUST INC
COM NEW
150602209
38406
6135088
SH
OTR
1,2,3,4
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6135088
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CITIGROUP INC
COM NEW
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537
10300
SH
DFND
1,2,3
10300
0
0
CITIGROUP INC
COM NEW
172967424
227
4350
SH
OTR
1,2,3
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4350
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COMMONWEALTH REIT
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203233408
102
5000
SH
DFND
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5000
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COMMONWEALTH REIT
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OTR
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COMMONWEALTH REIT
6.50% PFD CUM CO
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CROSS TIMBERS RTY TR
TR UNIT
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0
0
CROSS TIMBERS RTY TR
TR UNIT
22757R109
152
5190
SH
OTR
1,2,3
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5190
0
CYS INVTS INC
COM
12673A108
74
10000
SH
OTR
1,2,3,4
0
10000
0
DDR CORP
COM
23317H102
980
63750
SH
DFND
1,2,3
63750
0
0
DDR CORP
COM
23317H102
157
10244
SH
OTR
1,2,3
0
10244
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
620
10900
SH
DFND
1,2,3
10900
0
0
DIAMOND OFFSHORE DRILLING IN
COM
25271C102
40
700
SH
OTR
1,2,3
0
700
0
DIAMONDROCK HOSPITALITY CO
COM
252784301
490
42412
SH
OTR
1,2,3,4
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42412
0
DREYFUS MUN INCOME INC
COM
26201R102
111
13157
SH
DFND
1,2,3
13157
0
0
EATON VANCE MUN BD FD
COM
27827X101
882
78065
SH
DFND
1,2,3
78065
0
0
EATON VANCE MUN BD FD
COM
27827X101
57
5000
SH
OTR
1,2,3
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5000
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
373
12500
SH
DFND
1,2,3
12500
0
0
ENBRIDGE ENERGY PARTNERS L P
COM
29250R106
78
2600
SH
OTR
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2600
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UNIT LTD PARTN
29273R109
1420
24800
SH
DFND
1,2,3
24800
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29273R109
475
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OTR
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493
9500
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DFND
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EQUITY RESIDENTIAL
SH BEN INT
29476L107
34
664
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OTR
1,2,3
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EQUITY RESIDENTIAL
SH BEN INT
29476L107
519
10000
SH
OTR
1,2,3,4
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10000
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FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
166
9500
SH
DFND
1,2,3
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0
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
79
4500
SH
OTR
1,2,3
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4500
0
FIRST INDUSTRIAL REALTY TRUS
COM
32054K103
35
2000
SH
OTR
1,2,3,4
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2000
0
FRANKLIN STREET PPTYS CORP
COM
35471R106
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SH
OTR
1,2,3,4
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0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
75
2000
SH
DFND
1,2,3
2000
0
0
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
226
6000
SH
OTR
1,2,3
0
6000
0
FRONTLINE LTD
SHS
G3682E127
43
11600
SH
DFND
1,2,3
11600
0
0
GENERAL ELECTRIC CO
COM
369604103
4205
150000
SH
DFND
1,2,3
150000
0
0
GENERAL ELECTRIC CO
COM
369604103
477
17005
SH
OTR
1,2,3
0
17005
0
GETTY RLTY CORP NEW
COM
374297109
312
17000
SH
OTR
1,2,3
0
17000
0
GETTY RLTY CORP NEW
COM
374297109
1295
70470
SH
OTR
1,2,3,4
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70470
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1064
6000
SH
DFND
1,2,3
6000
0
0
GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
38376A103
87
3500
SH
DFND
1,2,3
3500
0
0
GOVERNMENT PPTYS INCOME TR
COM SHS BEN INT
38376A103
724
29140
SH
OTR
1,2,3,4
0
29140
0
HCP INC
COM
40414L109
545
15000
SH
OTR
1,2,3,4
0
15000
0
HEALTH CARE REIT INC
COM
42217K106
402
7500
SH
DFND
1,2,3
7500
0
0
HEALTH CARE REIT INC
PFD PER CON I
42217K601
1717
33500
SH
OTR
1,2,3
0
33500
0
HEALTH CARE REIT INC
COM
42217K106
6096
113800
SH
OTR
1,2,3,4
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HEALTH CARE REIT INC
PFD PER CON I
42217K601
3366
65659
SH
OTR
1,2,3,4
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65659
0
HEALTHCARE RLTY TR
COM
421946104
21
1000
SH
DFND
1,2,3
1000
0
0
HEALTHCARE RLTY TR
COM
421946104
64
3000
SH
OTR
1,2,3
0
3000
0
HEALTHCARE RLTY TR
COM
421946104
3058
143500
SH
OTR
1,2,3,4
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143500
0
HERSHA HOSPITALITY TR
SH BEN INT A
427825104
720
129224
SH
DFND
1,2,3
129224
0
0
HERSHA HOSPITALITY TR
SH BEN INT A
427825104
267
48000
SH
OTR
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48000
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HERSHA HOSPITALITY TR
SH BEN INT A
427825104
9944
1785211
SH
OTR
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170
22610
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DFND
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HUGOTON RTY TR TEX
UNIT BEN INT
444717102
169
22500
SH
OTR
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22500
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INLAND REAL ESTATE CORP
COM NEW
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96
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SH
DFND
1
9091
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INLAND REAL ESTATE CORP
COM NEW
457461200
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137110
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INLAND REAL ESTATE CORP
COM NEW
457461200
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1,2,3
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INLAND REAL ESTATE CORP
COM NEW
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INLAND REAL ESTATE CORP
COM NEW
457461200
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INLAND REAL ESTATE CORP
COM NEW
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COM NEW
457461200
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SH
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7212118
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INLAND REAL ESTATE CORP
NOTE 5.000%11/1
457461AC5
37
33000
PRN
OTR
1,2,3
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33000
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INTEL CORP
COM
458140100
104
4000
SH
DFND
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4000
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INTEL CORP
COM
458140100
156
6000
SH
OTR
1,2,3
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6000
0
INVESCO VALUE MUN INCOME TR
COM
46132P108
1717
127199
SH
DFND
1,2,3
127199
0
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INVESCO VALUE MUN INCOME TR
COM
46132P108
4
284
SH
OTR
1,2,3
0
284
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INVESTORS REAL ESTATE TR
SH BEN INT
461730103
137
16000
SH
DFND
1,2,3
16000
0
0
INVESTORS REAL ESTATE TR
SH BEN INT
461730103
223
26000
SH
OTR
1,2,3
0
26000
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INVESTORS REAL ESTATE TR
SH BEN INT
461730103
9323
1086624
SH
OTR
1,2,3,4
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1086624
0
JPMORGAN CHASE & CO
COM
46625H100
6400
109431
SH
DFND
1,2,3
109431
0
0
JPMORGAN CHASE & CO
COM
46625H100
523
8950
SH
OTR
1,2,3
0
8950
0
LEXINGTON REALTY TRUST
PFD CONV SER C
529043309
88
2000
SH
DFND
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2000
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LEXINGTON REALTY TRUST
PFD CONV SER C
529043309
132
3000
SH
OTR
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3000
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LINN ENERGY LLC
UNIT LTD LIAB
536020100
964
31300
SH
DFND
1,2,3
31300
0
0
LINN ENERGY LLC
UNIT LTD LIAB
536020100
398
12915
SH
OTR
1,2,3
0
12915
0
LTC PPTYS INC
COM
502175102
216
6108
SH
DFND
1,2,3
6108
0
0
LTC PPTYS INC
COM
502175102
212
6000
SH
OTR
1,2,3
0
6000
0
LTC PPTYS INC
COM
502175102
11616
328216
SH
OTR
1,2,3,4
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328216
0
MANAGED HIGH YIELD PLUS FD I
COM
561911108
25
12200
SH
OTR
1,2,3
0
12200
0
MEDICAL PPTYS TRUST INC
COM
58463J304
3237
264900
SH
DFND
1,2,3
264900
0
0
MEDICAL PPTYS TRUST INC
COM
58463J304
6912
565610
SH
OTR
1,2,3
0
565610
0
MEDICAL PPTYS TRUST INC
COM
58463J304
40743
3334143
SH
OTR
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3334143
0
MESA RTY TR
UNIT BEN INT
590660106
240
11300
SH
DFND
1,2,3
11300
0
0
MFS INTERMEDIATE HIGH INC FD
SH BEN INT
59318T109
42
14500
SH
OTR
1,2,3
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14500
0
MORGAN STANLEY
COM NEW
617446448
690
22000
SH
DFND
1,2,3
22000
0
0
NATIONAL RETAIL PPTYS INC
COM
637417106
413
13633
SH
DFND
1,2,3
13633
0
0
NATIONAL RETAIL PPTYS INC
COM
637417106
370
12200
SH
OTR
1,2,3
0
12200
0
NATIONAL RETAIL PPTYS INC
COM
637417106
3183
104936
SH
OTR
1,2,3,4
0
104936
0
NEW RESIDENTIAL INVT CORP
COM
64828T102
170
25430
SH
OTR
1,2,3,4
0
25430
0
NEWCASTLE INVT CORP
COM
65105M108
146
25430
SH
OTR
1,2,3,4
0
25430
0
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
276
8000
SH
DFND
1,2,3
8000
0
0
NGL ENERGY PARTNERS LP
COM UNIT REPST
62913M107
70
2000
SH
OTR
1,2,3
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2000
0
NORTHSTAR RLTY FIN CORP
COM
66704R100
1150
85491
SH
DFND
1,2,3
85491
0
0
NORTHSTAR RLTY FIN CORP
COM
66704R100
87
6466
SH
OTR
1,2,3
0
6466
0
NORTHSTAR RLTY FIN CORP
COM
66704R100
686
51000
SH
OTR
1,2,3,4
0
51000
0
NUVEEN AMT-FREE MUN INCOME F
COM
670657105
1775
147431
SH
DFND
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147431
0
0
NUVEEN AMT-FREE MUN INCOME F
COM
670657105
68
5667
SH
OTR
1,2,3
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5667
0
NUVEEN DIV ADV MUNI FD 5
COM SH BEN INT
67070X101
398
32200
SH
DFND
1,2,3
32200
0
0
NUVEEN DIV ADV MUNI FD 6
COM SH BEN INT
67070X101
219
17750
SH
OTR
1,2,3
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17750
0
NUVEEN DIVID ADVANTAGE MUN F
COM
67066V101
70
5597
SH
DFND
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5597
0
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NUVEEN DIVID ADVANTAGE MUN F
COM
67066V101
240
19101
SH
OTR
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NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
24
2000
SH
DFND
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2000
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NUVEEN MUN ADVANTAGE FD INC
COM
67062H106
182
15000
SH
OTR
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15000
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1265
95666
SH
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95666
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NUVEEN MUN OPPORTUNITY FD IN
COM
670984103
93
7000
SH
OTR
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7000
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NUVEEN QUALITY MUN FD INC
COM
67062N103
2315
191598
SH
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191598
0
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NUVEEN QUALITY MUN FD INC
COM
67062N103
286
23653
SH
OTR
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23653
0
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COM
670973106
607
48933
SH
DFND
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48933
0
0
NUVEEN SELECT QUALITY MUN FD
COM
670973106
10
825
SH
OTR
1,2,3
0
825
0
OMEGA HEALTHCARE INVS INC
COM
681936100
328
11000
SH
DFND
1,2,3
11000
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
441
14800
SH
OTR
1,2,3
0
14800
0
OMEGA HEALTHCARE INVS INC
COM
681936100
4951
166153
SH
OTR
1,2,3,4
0
166153
0
ONE LIBERTY PPTYS INC
COM
682406103
994
49375
SH
DFND
1,2,3
49375
0
0
ONE LIBERTY PPTYS INC
COM
682406103
56
2799
SH
OTR
1,2,3
0
2799
0
ONE LIBERTY PPTYS INC
COM
682406103
4519
224486
SH
OTR
1,2,3,4
0
224486
0
PIEDMONT OFFICE REALTY TR IN
COM CL A
720190206
165
10000
SH
DFND
1,2,3
10000
0
0
PIEDMONT OFFICE REALTY TR IN
COM CL A
720190206
539
32600
SH
OTR
1,2,3,4
0
32600
0
POTASH CORP SASK INC
COM
73755L107
494
15000
SH
DFND
1,2,3
15000
0
0
POTASH CORP SASK INC
COM
73755L107
165
5000
SH
OTR
1,2,3
0
5000
0
PROLOGIS INC
COM
74340W103
454
12276
SH
DFND
1,2,3
12276
0
0
PROLOGIS INC
COM
74340W103
33
892
SH
OTR
1,2,3
0
892
0
PROSHARES TR
PSHS ULTSH 20YRS
74347B201
204
2575
SH
DFND
1,2,3
2575
0
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
731
110112
SH
DFND
1,2,3
110112
0
0
PUTNAM MANAGED MUN INCOM TR
COM
746823103
73
11000
SH
OTR
1,2,3
0
11000
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
498
46366
SH
DFND
1,2,3
46366
0
0
PUTNAM MUN OPPORTUNITIES TR
SH BEN INT
746922103
124
11500
SH
OTR
1,2,3
0
11500
0
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
558
35440
SH
DFND
1,2,3
35440
0
0
RAMCO-GERSHENSON PPTYS TR
PERP PFD-D CV
751452608
146
2500
SH
DFND
1,2,3
2500
0
0
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
118
7500
SH
OTR
1,2,3
0
7500
0
RAMCO-GERSHENSON PPTYS TR
PERP PFD-D CV
751452608
2811
48006
SH
OTR
1,2,3
0
48006
0
RAMCO-GERSHENSON PPTYS TR
COM SH BEN INT
751452202
10574
671763
SH
OTR
1,2,3,4
0
671763
0
RAMCO-GERSHENSON PPTYS TR
PERP PFD-D CV
751452608
4080
69664
SH
OTR
1,2,3,4
0
69664
0
REALTY INCOME CORP
COM
756109104
75
2000
SH
DFND
1,2,3
2000
0
0
REALTY INCOME CORP
COM
756109104
131
3500
SH
OTR
1,2,3
0
3500
0
REALTY INCOME CORP
COM
756109104
1755
47000
SH
OTR
1,2,3,4
0
47000
0
REGENCY ENERGY PARTNERS L P
COM UNITS L P
75885Y107
368
14000
SH
DFND
1,2,3
14000
0
0
REGENCY ENERGY PARTNERS L P
COM UNITS L P
75885Y107
158
6000
SH
OTR
1,2,3
0
6000
0
RETAIL PPTYS AMER INC
CL A
76131V202
46767
3676684
SH
DFND
1,2,3
3676684
0
0
RETAIL PPTYS AMER INC
PUT
76131V952
1463
115000
SH
Put
DFND
1,2,3
115000
0
0
RETAIL PPTYS AMER INC
CALL
76131V902
636
50000
SH
Call
DFND
1,2,3
50000
0
0
RETAIL PPTYS AMER INC
CL A
76131V202
86472
6798122
SH
OTR
1,2,3
0
6798122
0
ROSE ROCK MIDSTREAM L P
COM U REP LTD
777149105
271
7000
SH
DFND
1,2,3
7000
0
0
ROSE ROCK MIDSTREAM L P
COM U REP LTD
777149105
350
9052
SH
OTR
1,2,3
0
9052
0
SABINE ROYALTY TR
UNIT BEN INT
785688102
326
6450
SH
OTR
1,2,3
0
6450
0
SABRA HEALTH CARE REIT INC
COM
78573L106
610
23334
SH
OTR
1,2,3,4
0
23334
0
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
1261
56738
SH
OTR
1,2,3,4
0
56738
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
148
15000
SH
DFND
1,2,3
15000
0
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
614
62503
SH
OTR
1,2,3
0
62503
0
SPIRIT RLTY CAP INC NEW
COM
84860W102
442
45000
SH
OTR
1,2,3,4
0
45000
0
STRATEGIC HOTELS & RESORTS I
COM
86272T106
2154
227900
SH
DFND
1,2,3
227900
0
0
SUNSTONE HOTEL INVS INC NEW
CV 8% CUM PFD-D
867892507
75
3000
SH
DFND
1,2,3
3000
0
0
SUNSTONE HOTEL INVS INC NEW
CV 8% CUM PFD-D
867892507
25
1000
SH
OTR
1,2,3
0
1000
0
SUNSTONE HOTEL INVS INC NEW
CV 8% CUM PFD-D
867892507
473
19000
SH
OTR
1,2,3,4
0
19000
0
TCP CAP CORP
COM
87238Q103
159
9500
SH
DFND
1,2,3
9500
0
0
TCP CAP CORP
COM
87238Q103
8
500
SH
OTR
1,2,3
0
500
0
TEEKAY TANKERS LTD
CL A
Y8565N102
59
15000
SH
DFND
1,2,3
15000
0
0
UNIVERSAL HEALTH RLTY INCM T
SH BEN INT
91359E105
625
15613
SH
DFND
1,2,3
15613
0
0
UNIVERSAL HEALTH RLTY INCM T
SH BEN INT
91359E105
290
7242
SH
OTR
1,2,3,4
0
7242
0
WALGREEN CO
COM
931422109
201
3500
SH
OTR
1,2,3
0
3500
0
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
58
2500
SH
DFND
1,2,3
2500
0
0
WASHINGTON REAL ESTATE INVT
SH BEN INT
939653101
222
9500
SH
OTR
1,2,3
0
9500
0
WELLS FARGO & CO NEW
COM
949746101
2225
49000
SH
DFND
1,2,3
49000
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
610
550
SH
DFND
1,2,3
550
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
56
50
SH
OTR
1,2,3
0
50
0
WELLS FARGO & CO NEW
COM
949746101
341
7500
SH
OTR
1,2,3,4
0
7500
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
1110
1000
SH
OTR
1,2,3,4
0
1000
0
WESTERN ASSET MTG CAP CORP
COM
95790D105
149
10000
SH
DFND
1,2,3
10000
0
0
WESTERN ASSET MTG CAP CORP
COM
95790D105
376
25300
SH
OTR
1,2,3
0
25300
0
WILLIAMS PARTNERS L P
COM UNIT L P
96950F104
381
7500
SH
DFND
1,2,3
7500
0
0
WILLIAMS PARTNERS L P
COM UNIT L P
96950F104
381
7500
SH
OTR
1,2,3
0
7500
0
WINDSTREAM HLDGS INC
COM
97382A101
31
4000
SH
DFND
1,2,3
4000
0
0
WINDSTREAM HLDGS INC
COM
97382A101
47
6000
SH
OTR
1,2,3
0
6000
0