0001209191-20-061930.txt : 20201207
0001209191-20-061930.hdr.sgml : 20201207
20201207161009
ACCESSION NUMBER: 0001209191-20-061930
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201203
FILED AS OF DATE: 20201207
DATE AS OF CHANGE: 20201207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KATZ SAMUEL L
CENTRAL INDEX KEY: 0001118957
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00891
FILM NUMBER: 201372832
MAIL ADDRESS:
STREET 1: 9 WEST 57TH ST
CITY: NEW YORK
STATE: NY
ZIP: 10019
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PennantPark Floating Rate Capital Ltd.
CENTRAL INDEX KEY: 0001504619
IRS NUMBER: 273794690
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 905-1000
MAIL ADDRESS:
STREET 1: 590 MADISON AVENUE
STREET 2: 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
FORMER COMPANY:
FORMER CONFORMED NAME: PennantPark Senior Floating Rate Fund Inc.
DATE OF NAME CHANGE: 20101029
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-12-03
0
0001504619
PennantPark Floating Rate Capital Ltd.
PFLT
0001118957
KATZ SAMUEL L
C/O PENNANTPARK
590 MADISON AVENUE, 15TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2020-12-03
4
J
0
120300
10.91
D
86500
D
Common Stock
2020-12-03
4
J
0
120300
10.91
A
120600
I
Held by various related trusts
On December 3, 2020, a family trust of which the reporting person is trustee acquired 120,300 shares of common stock of PennantPark Floating Rate Capital Ltd from the reporting person at a price of $10.91 per share, the closing price traded on the Nasdaq Stock Market on such date.
/s/ Samuel L. Katz
2020-12-07