0001209191-20-061930.txt : 20201207 0001209191-20-061930.hdr.sgml : 20201207 20201207161009 ACCESSION NUMBER: 0001209191-20-061930 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201203 FILED AS OF DATE: 20201207 DATE AS OF CHANGE: 20201207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KATZ SAMUEL L CENTRAL INDEX KEY: 0001118957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00891 FILM NUMBER: 201372832 MAIL ADDRESS: STREET 1: 9 WEST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PennantPark Floating Rate Capital Ltd. CENTRAL INDEX KEY: 0001504619 IRS NUMBER: 273794690 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 905-1000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: PennantPark Senior Floating Rate Fund Inc. DATE OF NAME CHANGE: 20101029 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-03 0 0001504619 PennantPark Floating Rate Capital Ltd. PFLT 0001118957 KATZ SAMUEL L C/O PENNANTPARK 590 MADISON AVENUE, 15TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2020-12-03 4 J 0 120300 10.91 D 86500 D Common Stock 2020-12-03 4 J 0 120300 10.91 A 120600 I Held by various related trusts On December 3, 2020, a family trust of which the reporting person is trustee acquired 120,300 shares of common stock of PennantPark Floating Rate Capital Ltd from the reporting person at a price of $10.91 per share, the closing price traded on the Nasdaq Stock Market on such date. /s/ Samuel L. Katz 2020-12-07