0000899243-19-022825.txt : 20190905 0000899243-19-022825.hdr.sgml : 20190905 20190905160546 ACCESSION NUMBER: 0000899243-19-022825 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190904 FILED AS OF DATE: 20190905 DATE AS OF CHANGE: 20190905 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KATZ SAMUEL L CENTRAL INDEX KEY: 0001118957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00891 FILM NUMBER: 191077251 MAIL ADDRESS: STREET 1: 9 WEST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PennantPark Floating Rate Capital Ltd. CENTRAL INDEX KEY: 0001504619 IRS NUMBER: 273794690 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 905-1000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: PennantPark Senior Floating Rate Fund Inc. DATE OF NAME CHANGE: 20101029 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2019-09-04 0 0001504619 PennantPark Floating Rate Capital Ltd. PFLT 0001118957 KATZ SAMUEL L C/O PENNANTPARK FLOATING RATE CAP. LTD 590 MADISON AVENUE 15TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2019-09-04 4 P 0 25000 11.4163 A 191800 D Common Stock 300 I Held by various related trusts /s/ Samuel L. Katz 2019-09-05