0000899243-18-005794.txt : 20180228 0000899243-18-005794.hdr.sgml : 20180228 20180228160747 ACCESSION NUMBER: 0000899243-18-005794 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180227 FILED AS OF DATE: 20180228 DATE AS OF CHANGE: 20180228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KATZ SAMUEL L CENTRAL INDEX KEY: 0001118957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00891 FILM NUMBER: 18651156 MAIL ADDRESS: STREET 1: 9 WEST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PennantPark Floating Rate Capital Ltd. CENTRAL INDEX KEY: 0001504619 IRS NUMBER: 273794690 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 905-1000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: PennantPark Senior Floating Rate Fund Inc. DATE OF NAME CHANGE: 20101029 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-02-27 0 0001504619 PennantPark Floating Rate Capital Ltd. PFLT 0001118957 KATZ SAMUEL L C/O PENNANTPARK FLOATING RATE CAP. LTD 590 MADISON AVENUE 15TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2018-02-27 4 P 0 10000 12.73 A 146800 D Common Stock 300 I Held by various related trusts /s/ Samuel L. Katz 2017-02-28