0000899243-16-012973.txt : 20160210 0000899243-16-012973.hdr.sgml : 20160210 20160210103646 ACCESSION NUMBER: 0000899243-16-012973 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160208 FILED AS OF DATE: 20160210 DATE AS OF CHANGE: 20160210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PENNANTPARK INVESTMENT CORP CENTRAL INDEX KEY: 0001383414 IRS NUMBER: 208250744 FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-905-1000 MAIL ADDRESS: STREET 1: 590 MADISON AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: Pennant Investment CORP DATE OF NAME CHANGE: 20061229 FORMER COMPANY: FORMER CONFORMED NAME: Peninsula Private Capital CORP DATE OF NAME CHANGE: 20061212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KATZ SAMUEL L CENTRAL INDEX KEY: 0001118957 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00736 FILM NUMBER: 161403375 MAIL ADDRESS: STREET 1: 9 WEST 57TH ST CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-02-08 0 0001383414 PENNANTPARK INVESTMENT CORP PNNT 0001118957 KATZ SAMUEL L C/O PENNANTPARK FLOATING RATE CAP. LTD 590 MADISON AVENUE 15TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2016-02-08 4 P 0 7454 5.2798 A 176445 D Common Stock 2016-02-09 4 P 0 3400 5.0974 A 179845 D Common Stock 300 I Held by Various related trusts /s/ Samuel L. Katz 2016-02-10