-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HbIzBXKAhkHuK14aHPg0eHPeIqeDAJZYPCdmGRlQUHS4Tj8sam996adE7D6op7r2 9re0ZytMKqoiw3mHFoChww== 0000950152-01-001099.txt : 20010223 0000950152-01-001099.hdr.sgml : 20010223 ACCESSION NUMBER: 0000950152-01-001099 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ENDWAVE CORP CENTRAL INDEX KEY: 0001118941 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 954333817 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-60995 FILM NUMBER: 1544701 BUSINESS ADDRESS: STREET 1: 321 SOQUEL WAY CITY: SUNNYVALE STATE: CA ZIP: 94086 BUSINESS PHONE: 4087377300 MAIL ADDRESS: STREET 1: 321 SEQUEL WAY CITY: SUNNYVALE STATE: CA ZIP: 94088 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TRW INC CENTRAL INDEX KEY: 0000100030 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 340575430 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1900 RICHMOND RD CITY: CLEVELAND STATE: OH ZIP: 44124 BUSINESS PHONE: 2162917000 MAIL ADDRESS: STREET 1: 1900 RICHMOND ROAD CITY: CLEVELAND STATE: OH ZIP: 44124 SC 13G/A 1 l86450asc13ga.htm TRW, INC./ENDWAVE CORPORATION--SCHEDULE 13G/A sc13ga
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13G
Signatures


SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c) and (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
(Amendment No.   )(1)

      Endwave Corporation      
(Name of Issuer)

           Common Stock           
(Title of Class of Securities)

            29264A 10 7            
(CUSIP Number)

         October 17, 2000         
(Date of Event Which Requires Filing of this Statement)

      Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

      [_] Rule 13d-1(b)

      [_] Rule 13d-1(c)

      [X] Rule 13d-1(d)


            (1)   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form
      with respect to the subject class of securities, and for any subsequent amendment containing information
      which would alter the disclosures provided in a prior cover page.

            The information required in the remainder of this cover page shall not be deemed to be “filed” for the
      purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of
      that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Page 1 of 5 Pages


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13G

         CUSIP No. 29264A 10 7                                                                                            Page 2 of 5 Pages

                         
 
(1) Name of Reporting Persons
I.R.S. Identification No. of Above Persons (Entities Only)
 
TRW Inc.
I.R.S. No. 34-0575430
 
(2) Check the Appropriate Box if a Member of a Group
(a)   [___]
(b)   [___]
 
(3) SEC USE ONLY
 
(4) Citizenship or Place of Organization
Ohio
 
NUMBER OF (5) Sole Voting Power 13,963,063
SHARES
BENEFICIALLY (6) Shared Voting Power
OWNED BY
EACH (7) Sole Dispositive Power
REPORTING
PERSON (8) Shared Dispositive Power 13,963,063  (1)
WITH
 
(9) Aggregate Amount Beneficially Owned by Each Reporting Person 13,963,063

(10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares ____
(11) Percent of Class Represented by Amount in Row (9) 40.9 %

(12) Type of Reporting Person CO


(1)   Such shares are subject to certain restrictions on transfer contained in an agreement between TRW Inc. and Deutsche Bank Securities Inc. entered into in connection with Endwave's initial public offering. Under that agreement, TRW agreed that it will not offer, sell or agree to sell, directly or indirectly, or otherwise dispose of any shares of common stock of Endwave without the prior written consent of Deutsche Bank Securities Inc. for a period of 180 days from October 17, 2000, the date of the initial public offering.


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Page 3 of 5 Pages

   
Item 1(a). Name of Issuer:
Endwave Corporation
 
Item 1(b). Address of Issuer’s Principal Executive Offices:
321 Soquel Way
Sunnyvale, California 94085
 
Item 2(a). Name of Person Filing:
TRW Inc.
 
Item 2(b). Address of Principal Business Office or, if None, Residence:
1900 Richmond Road
Cleveland, Ohio 44124
 
Item 2(c). Citizenship:
Ohio
 
Item 2(d). Title of Class of Securities:
Endwave Corporation Common Stock, $0.001 par value
 
Item 2(e). CUSIP Number:
29264A 10 7
 
Item 3. If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:
(a)   [ ]   Broker or dealer registered under Section 15 of the Exchange Act.
(b)   [ ]   Bank as defined in Section 3(a)(6) of the Exchange Act.
(c)   [ ]   Insurance company as defined in Section 3(a)(19) of the Exchange Act.
(d)   [ ]   Investment company registered under Section 8 of the Investment Company Act.
(e)   [ ]   An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E).
(f)    [ ]   An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F).
(g)   [ ]   A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G).
(h)   [ ]   A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act.
(i)    [ ]   A church plan that is excluded from the definition of an investment company under
              Section 3(c)(14) of the Investment Company Act.
(j)    [ ]   Group, in accordance with Rule 13d-1(b)(1)(ii)(J).


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Page 4 of 5 Pages

             
Item 4. Ownership:
 
(a) Amount beneficially owned:
13,963,063
 
(b) Percent of class:
40.9%
 
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote:  13,963,063
(ii) Shared power to vote or to direct the vote:
(iii) Sole power to dispose or to direct the disposition of:
(iv) Shared power to dispose or to direct the disposition of:  13,963,063 (1)
 
Item 5. Ownership of Five Percent or Less of a Class:
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
 
Item 6. Ownership of More than Five Percent on Behalf of Another Person:
Not applicable.
 
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company:
Not applicable.
 
Item 8. Identification and Classification of Members of the Group:
Not applicable.
 
Item 9. Notice of Dissolution of Group:
Not applicable.
 
Item 10. Certifications:
Not applicable.


(1)   Such shares are subject to certain restrictions on transfer contained in an agreement between TRW Inc. and Deutsche Bank Securities Inc. entered into in connection with Endwave's initial public offering. Under that agreement, TRW agreed that it will not offer, sell or agree to sell, directly or indirectly, or otherwise dispose of any shares of common stock of Endwave without the prior written consent of Deutsche Bank Securities Inc. for a period of 180 days from October 17, 2000, the date of the initial public offering.


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Page 5 of 5 Pages

Signatures

      After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in
      this statement is true, complete and correct.

         
Date: February 14, 2001 TRW INC.
 
/s/ Kathleen A. Weigand                            
Kathleen A. Weigand
Vice President, Assistant General Counsel
and Assistant Secretary
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