0001564590-18-014173.txt : 20180523 0001564590-18-014173.hdr.sgml : 20180523 20180523080549 ACCESSION NUMBER: 0001564590-18-014173 CONFORMED SUBMISSION TYPE: SD PUBLIC DOCUMENT COUNT: 2 13p-1 1.01 20171231 1.02 20171231 FILED AS OF DATE: 20180523 DATE AS OF CHANGE: 20180523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CHINA MOBILE LTD /ADR/ CENTRAL INDEX KEY: 0001117795 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE COMMUNICATIONS (NO RADIO TELEPHONE) [4813] IRS NUMBER: 000000000 STATE OF INCORPORATION: K3 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SD SEC ACT: 1934 Act SEC FILE NUMBER: 333-12222 FILM NUMBER: 18854109 BUSINESS ADDRESS: STREET 1: 60TH FLOOR THE CENTER 99 QUEENS ROAD CEN CITY: HONG KONG STATE: F4 ZIP: 00000 BUSINESS PHONE: 85231218888 MAIL ADDRESS: STREET 1: 60TH FLOOR THE CENTER STREET 2: 99 QUEENS ROAD CENTRAL CITY: HONG KONG STATE: F4 ZIP: 00000 FORMER COMPANY: FORMER CONFORMED NAME: CHINA MOBILE HONG KONG LTD /ADR/ DATE OF NAME CHANGE: 20001127 SD 1 chl-sd.htm FORM SD CMR 20180523 chl-sd.htm

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM SD

Specialized Disclosure Report

 

 

 

China Mobile Limited

(Exact name of registrant as specified in its charter)

 

 

 

Hong Kong, China

1-14696

Not Applicable

(State or other jurisdiction

(Commission

(IRS Employer

of incorporation or organization)

File Number)

Identification No.)

 

 

 

60th Floor, The Center

99 Queen’s Road Central

Hong Kong, China

 

N/A

(Address of principal executive offices)

(Postal Code)

 

 

 

Grace Wong

Company Secretary

Telephone: (852) 3121-8888

(Name and telephone number, including area code, of the person to contact in connection with this report.)

 

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

 

__ X__ Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2017.

 

 

 

 

 

 


 

 

Section 1 – Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

 

Conflict Minerals Disclosure

 

China Mobile Limited (“China Mobile”) is filing a Conflict Minerals Report, attached as Exhibit 1.01 to this Form SD. China Mobile has also posted the Conflict Minerals Report to its corporate website at http://www.chinamobileltd.com/en/ir/sec.php. The content of such website is not a part of this Form SD. The reasonable country of origin inquiry and related due diligence procedures employed by China Mobile, and the results thereof, are described in the Conflict Minerals Report, which report is incorporated into this Item 1.01 by reference.

 

Item 1.02 Exhibit

China Mobile has filed, as an exhibit to this Form SD, the Conflict Minerals Report required by Item 1.01.

 

Section 2 – Exhibits

Item 2.01 Exhibits

The following exhibit is filed as part of this Form:

 

EXHIBIT 1.01 – CONFLICT MINERALS REPORT, as required by Items 1.01 and 1.02 of this Form.

 


-1-

 

 

 

 


 

 

 

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

 

CHINA MOBILE LIMITED

 

 

 

(Registrant)

 

 

By: 

 

 

/s/ LI Yue

 

Date: May 23, 2018

 

LI Yue

Executive Director & Chief Executive Officer

 

 

 

-2-

 

 

EX-1.01 2 chl-ex101_36.htm EX-1.01 chl-ex101_36.htm

 

Exhibit 1.01

EXHIBIT 1.01 – CONFLICT MINERALS REPORT

China Mobile Limited

Conflict Minerals Report

For The Year Ended December 31, 2017

 

This Conflict Minerals Report for China Mobile Limited (together with its consolidated subsidiaries, “China Mobile,” “we,” or “our”) is provided in accordance with Rule 13p-1 under the Securities Exchange Act of 1934, as amended (“Rule 13p-1”), for the reporting period from January 1 to December 31, 2017 (the “Reporting Period”).

I.

Background

 

A.

Identification of Products Containing Conflict Minerals

 

Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act and the rules promulgated by the United States Securities and Exchange Commission (“SEC”) thereunder (collectively, the “Conflict Minerals Rule”) impose disclosure and due diligence requirements on SEC-reporting issuers that manufacture or contract to manufacture products that contain “conflict minerals” that are necessary to the functionality or production of those products. Conflict minerals are defined under the Conflict Minerals Rule to include tin, tantalum, tungsten and gold.

China Mobile is a telecommunications services provider, operating mainly in the People’s Republic of China. In its ordinary course of business, China Mobile and its subsidiaries engage in the sale of certain telecommunications equipment and terminals (“Products”). No Products are manufactured by China Mobile, but some Products are contracted by China Mobile Group Device Company Limited (“China Mobile Device”), China Mobile IoT Company Limited (“China Mobile IoT”) and China Mobile (Hangzhou) Information Technology Company Limited (“Hangzhou R&D”), Government and Enterprise Service Company (“G&E”) and MIGU Co., Ltd. (“MIGU”), all of which are our wholly-owned subsidiaries, together, “Device Subsidiaries,” to be manufactured by third parties. See “Product Description.” China Mobile has determined that “conflict minerals” (also referred to herein as “3TG”) are necessary to the functionality or production of certain Products contracted by China Mobile to be manufactured by third parties on or after January 1, 2017.

 

B.

Reasonable Country of Origin Inquiry

 

China Mobile has conducted an inquiry that was designed to determine whether any of the 3TG in Products originated in the Democratic Republic of the Congo (the “DRC”) or an adjoining country as defined in the instructions to Form SD (collectively together with the DRC, the “Covered Countries”) or is from recycled or scrap sources. If, based on such inquiry, China Mobile knows or has reason to believe that any of the necessary conflict minerals contained in Products originated or may have originated in a Covered Country, and knows or has reason to believe that those necessary conflict minerals may not be solely from recycled or scrap sources, China Mobile will conduct due diligence to determine if the necessary conflict minerals contained in those Products did or did not directly or indirectly finance or benefit armed groups in the Covered Countries. Products which do not contain necessary conflict minerals that directly or indirectly finance or benefit armed groups in the Covered Countries are considered “DRC conflict free” by China Mobile after conducting its due diligence inquiry. As China Mobile is a downstream supplier of finished products and does not purchase from, and has no established commercial relationships with, smelters or refiners of conflict minerals, China Mobile’s reasonable country of origin inquiry (“RCOI”) focused on its direct suppliers. China Mobile was able to identify all of its direct suppliers of Products containing 3TG that have been contracted out by China Mobile to third party manufacturers. There were 69 direct suppliers identified in such inquiry during the Reporting Period.

For the RCOI survey, China Mobile adopted the Conflict Minerals Reporting Template (the “Conflict Minerals Reporting Template”) published by the Conflict-Free Sourcing Initiative (“CFSI”). China Mobile sent the template to the 69 identified direct suppliers and received responses from 62 of them. China Mobile further checked the

-1-

 


 

names of the smelters and refiners identified in such responses against the CFSI Smelter Reference List and the list of smelters that have received a “conflict free” designation from the Conflict Free Smelter Program (“CFSP”) of CFSI (“CFSP-compliant Smelter List”) to determine whether any of the conflict minerals might originate in a Covered Country. The result of the RCOI survey did not reveal any conflict minerals that are used in Products and originated in a Covered Country and that are not from recycled or scrap sources.  However, there was a risk that conflict minerals used in Products may have originated in a Covered Country and may not be from recycled or scrap sources. Therefore, as required by Item 1.01(c) of Form SD, we conducted due diligence on the source and chain of custody of the conflict minerals contained in Products supplied to us by our direct suppliers for the Reporting Period.

II.

Due Diligence

 

A.

Design of Due Diligence

 

China Mobile has undertaken due diligence measures to investigate the source and chain of custody of the 3TG in Products. China Mobile’s conflict minerals due diligence measures are being designed in conformance with the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, Third Edition (2016) (the “OECD Guidance”), an internationally recognized due diligence framework, as applicable for tin, tantalum, tungsten, gold and “downstream companies,” as such term is defined in the OECD Guidance.

The OECD Guidance sets forth the following five steps for establishing a responsible supply chain: (i) establishing strong company management systems, (ii) identifying and assessing risks in the supply chain, (iii) designing and implementing a strategy to respond to identified risks, (iv) carrying out independent third party audit of supply chain due diligence at identified points in the supply chain, and (v) reporting annually on supply chain due diligence.

 

B.

Due Diligence Measures

 

 

(i)

Establish strong company management systems:

 

 

a.

China Mobile published the Policy for a Responsible Supply Chain of Conflict Minerals and Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas in 2016, aiming at responsible procurement. The policy sets forth China Mobile’s goal to procure and use materials free from conflict minerals originated from Covered Countries and to achieve such goal by conducting source-tracing supply chain inquiries and strengthening cooperation with suppliers. The guidelines lay out certain detailed steps and specific measures China Mobile is required to undertake to carry out conflict minerals due diligence.

 

 

b.

Since February 2016, the discipline, inspection and audit department of China Mobile Device has become a member of the conflict minerals working group and led the relevant due diligence work in order to streamline the conflict minerals due diligence procedures. In addition, since February 2016, conflict minerals research briefings have become part of the regular agenda at the general managers’ meeting and the reports of briefings are submitted regularly for the review and approval by the management of China Mobile Device. In March 2017 China Mobile also established a dedicated team of personnel for handling this conflict minerals matter. This team comprises of personnel from China Mobile’s Legal and Regulatory Department, procurement division and the Device Subsidiaries. As the lead department in charge of compliance management, the Legal and Regulatory Department formulated China Mobile’s compliance management planning in 2017 and required the relevant subsidiaries to initiate the process of establishing its conflict minerals compliance mechanism in accordance with the Conflict Minerals Rule as soon as practicable.

 

 

c.

China Mobile gathers information using the CFSI Conflict Minerals Reporting Template sent to its direct suppliers to determine the chain of custody of 3TG contained in Products.

 

-2-

 


 

 

d.

The Device Subsidiaries communicated and will continue to communicate to their suppliers that China Mobile based on its policy does not purchase nor support use of conflict minerals originated in Covered Countries, and required its suppliers not to purchase conflict minerals originated in Covered Countries and to commit to extending such requirements to their suppliers. Moreover, China Mobile Device and Hangzhou R&D have incorporated a term on conflict minerals into their supplier contracts whereby the suppliers represent to China Mobile that their products and packaging do not contain any conflict minerals originated in any Covered Country. G&E, China Mobile IoT and MIGU intend to incorporate such term to their supplier contracts.

 

 

e.

China Mobile communicated with and educated relevant personnel from China Mobile group companies and suppliers regarding the SEC conflict minerals disclosure requirements and China Mobile’s conflict minerals policy. China Mobile also communicated its guidelines for conflict minerals due diligence procedures to China Mobile group companies.

 

 

(ii)

Identify and assess risks in the supply chain:

 

 

a.

China Mobile Device is an entity engaging in the procurement and distribution of mobile telephones, tablets and other devices. China Mobile IoT is an entity that operates IoT network and OneNET, an IoT open platform, designs and develops IoT modules and chips, develops IoT solutions and featured IoT products such as Internet of vehicle, smart home devices and smart wearables. Hangzhou R&D is an entity that engages in developing network equipment as well as providing information technology support for mobile terminals, software and related services. G&E mainly engages in the sales of information technology products to, and providing end-to-end services for, corporate customers such as governmental agencies and large enterprises, and nationwide corporate product integration and promotion. MIGU is established for the provision, operation and service integration of digital content products, which includes music, video, reading, games and animation businesses. China Mobile has requested the direct suppliers from which the Device Subsidiaries procured any Product containing 3TG that have been contracted by China Mobile to be manufactured by third parties to respond to the supply chain survey.

 

 

b.

China Mobile adopted the Conflict Minerals Reporting Template published by CFSI for purposes of the supply chain survey. China Mobile followed up with direct suppliers to obtain complete responses to the supply chain survey, verified the collected responses, and inquired about any discrepancies in the response provided. The status of the supply chain survey and due diligence has been reported to China Mobile’s Legal and Regulatory Department, which is considering actions to mitigate the supply chain risks identified, such as those described in “– Risk Mitigation Steps China Mobile Takes”. In assessing the risk in its supply chain, China Mobile concluded that because suppliers of certain Products containing 3TG may have provided incomplete information regarding metal origins and conflict-free sourcing to China Mobile and the reliability of the information provided has yet to be verified, there could be risks that certain 3TG used in the manufacturing might have originated in the Covered Countries and may not have originated from recycled or scrap sources.

 

 

(iii)

Design and implement a strategy to respond to identified risks:

 

 

a.

In accordance with China Mobile’s guidelines for conflict minerals due diligence procedures, findings of the supply chain risk assessment are reported annually to the designated senior management and the Audit Committee of China Mobile.

 

 

b.

To evaluate and respond to identified risks, China Mobile relies on the suppliers’ responses to the Conflict Minerals Reporting Template, CFSI Smelter Reference List and the CFSP-compliant Smelter List. Since 2015, China Mobile has compared the names of the smelters and refiners identified in such responses against the CFSI Smelter Reference List and the CFSP-compliant Smelter List to identify the smelters and refiners that had not received a “conflict free” designation from CFSP and followed up with the suppliers to obtain further information on the identified smelters and refiners.

 

 

c.

Pursuant to its Policy for a Responsible Supply chain of Conflict Minerals and its guidelines for

-3-

 


 

 

conflict minerals due diligence procedures, China Mobile shall temporarily suspend trade in order to achieve measurable risk mitigation, or terminate its relationship with a supplier after risk mitigation attempts fail or where risk mitigation is not feasible, and terminate as soon as commercially practicable a procurement plan if China Mobile becomes aware of any procured material containing conflict minerals originated from Covered Countries. As of the filing date of this report, we have not identified any such suppliers.

 

 

(iv)

Carry out independent third party audit of supply chain due diligence at identified points in the supply chain:

 

 

a.

As a downstream supplier of finished products, China Mobile has no direct commercial relationships with smelters. In addition, for production completed during the Reporting Period, China Mobile did not receive sufficient information from its direct suppliers regarding the identity of smelters from which the minerals were derived.

 

 

b.

China Mobile’s due diligence efforts rely on cross-industry initiatives, such as the CFSI, to conduct audits of the due diligence practices of the smelters and refiners.

 

 

(v)

Report annually on supply chain due diligence:

 

a.

China Mobile is reporting annually on its supply chain due diligence by preparing this Conflict Minerals Report to disclose the description of the measures taken to determine the source and chain of custody of any of the necessary conflict minerals contained in China Mobile’s products, as well as the results of China Mobile’s due diligence. This Conflict Minerals Report is available on China Mobile’s corporate website (http://www.chinamobileltd.com/en/ir/sec.php). The information contained in such website is not a part of this Form SD.

 

C.

Risk Mitigation Steps China Mobile Takes

 

The due diligence process discussed above is an ongoing process. At this time, China Mobile takes the following actions to improve the due diligence conducted to further mitigate any risk that conflict minerals in Products necessary to the functionality or production of Products could benefit or finance armed groups in the Covered Countries.

 

(i)

China Mobile supports cross-industry initiatives to define and improve industry best practices and improve China Mobile’s influence and leverage over the supply chain in accordance with the OECD Guidance.

 

(ii)

China Mobile works with its direct suppliers and direct them to obtain responses from all lower tier suppliers subject to the RCOI survey, and to improve the content of the RCOI survey responses.

 

(iii)

China Mobile communicates its policy regarding conflict minerals to its suppliers and strives to incorporate such policy into future contract terms and specifications with its suppliers. China Mobile also explains the procedures of its RCOI survey in the supplier meetings and requests suppliers to cooperate with its effort to identify the source of the necessary conflict minerals.

III.

Product Description

 

Based on the due diligence efforts as described above in this report, China Mobile has determined the following Products to be “DRC conflict free” for the Reporting Period:

Product/Model

 

Description

F1/ F1s

 

Mobile Phone

-4-

 


 

Product/Model

 

Description

CM101s/ CM101s-2

 

Set-Top Box

CM201-2/ CM201s-2/ CM201z

 

Set-Top Box

CM301

 

Set-Top Box

MG100

 

Set-Top Box

MGTV55UKA

 

LCD TV

MGTV43UKA

 

LCD TV

MGTV32QKA

 

LCD TV

HB151

 

Assistant Speaker

2P-2E-2G-V01

 

Smart Road Lamp Control

M820G-RS/ M830G-RS

 

Module

CMIOT-AF-BJ-Y-01

 

One-Touch Alarm

CMIOT-SC-EB-CC-01

 

Smart Internet Gateway

CMIOT-SC-EB-CC-02

 

Smart Charging Terminal

CMIOT-SC-EB-CC-03

 

Smart Internet Gateway

CMIOT-DW-CD-A-01

 

Smart Navigation Assistance System for Special Population

CMIOT-SC-EB-CC-04

 

Smart Charging Terminal for Electric Bicycles

M5310

 

Module

M6220-Hokuto/ M6220-STD

 

Module

M6211/ M6311

 

Module

GM219-S

 

GPON ONU

GM619/ GM619-H

 

GPON ONU

ZY-365/366/368/369

 

Router

M301

 

Smart Set-Top Box

S20

 

Car Rearview Mirror

C12e

 

IP Camera

CM01/CM02/ CM21

 

Cloud-mirror Driving Recorder

GM219-S

 

Smart Internet Gateway III

GM619

 

Smart Internet Gateway II

GM619-H

 

Smart Internet Gateway I

CR01/ CR02

 

Driving Recorder

HM201

 

Smart Set-Top Box

M301H

 

Smart Set-Top Box

ZNCZ11LM

 

Smart Socket

MCCGQ11LM

 

Door Sensor

RTCGQ11LM

 

Human Sensor

WSDCGQ11LM

 

Environmental Sensor

-5-

 


 

Product/Model

 

Description

WXKG11LM

 

Wireless Switch

DGNWG02LM

 

ZigBee Gateway

XCWS-D02-XD

 

Car Navigation System

DMU

 

Vehicle Datalogic

 

The suppliers of the Products listed above have identified the smelters and refiners in the supply chain that are sources of the necessary conflict minerals for the Products listed above. All of these smelters and refiners have received a “conflict free” designation from CFSP, and as a result of this finding, China Mobile came to its reasonable determination that the Products listed above are DRC conflict free.

China Mobile is unable to determine the source of the conflict minerals used in the following Products:

Product/Model

 

Description

MG101

 

Set-Top Box

CM101h/ CM102

 

Set-Top Box

CM201-1

 

Set-Top Box

CM113-H/ CM113-Z

 

Smart Home Gateway

CM111Z/ CM112Z

 

Smart Home Gateway

GS3202

 

Smart Home Gateway

C1/C2/C3

 

Smart Watch for Kids

C12/C13/C13c/C15/C20/C21

 

Camera

A3s

 

Mobile Phone

F2

 

Mobile Phone

N3

 

Mobile Phone

T1

 

Television

T01CM16

 

4G T-Box

M101

 

Smart Set-Top box

M6312/ M6311-R

 

Module

R611

 

Smart Rear-View Mirror

XCWS-D02

 

Car Navigation System

 

China Mobile’s efforts to determine the mine or location of origin with the greatest possible specificity are part of its due diligence, as described above in this report. Based on the information provided by suppliers, China Mobile believes that the facilities used to process the necessary conflict minerals in Products include the smelters and refiners listed in Annex I below.

Based on the due diligence efforts as described above in this report, China Mobile was not able to obtain sufficient information to conclusively determine the countries of origin of the necessary conflict minerals in its 28 Products mentioned above or whether such necessary conflict minerals are from recycled or scrap sources. However, based on the information provided by suppliers, China Mobile believes that the countries of origin of the necessary conflict minerals contained in its products include those countries listed in Annex II below.

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Annex I

 

METAL

 

SMELTER OR REFINER NAME

 

FACILITY LOCATION

 

CONFLICT-FREE STATUS1

Gold

 

Abington Reldan Metals, LLC

 

USA

 

Unknown

Gold

 

Advanced Chemical Company

 

USA

 

Conflict-Free

Gold

 

Aida Chemical Industries Co., Ltd.

 

Japan

 

Conflict-Free

Gold

 

Al Etihad Gold LLC

 

United Arab Emirates

 

Conflict-Free

Gold

 

Allgemeine Gold-und Silberscheideanstalt A.G.

 

Germany

 

Conflict-Free

Gold

 

Almalyk Mining and Metallurgical Complex (AMMC)

 

Uzbekistan

 

Conflict-Free

Gold

 

AngloGold Ashanti Corrego do Sitio Mineracao

 

Brazil

 

Conflict-Free

Gold

 

Argor-Heraeus S.A.

 

Switzerland

 

Conflict-Free

Gold

 

Asahi Pretec Corp.

 

Japan

 

Conflict-Free

Gold

 

Asahi Refining Canada Ltd.

 

Canada

 

Conflict-Free

Gold

 

Asahi Refining USA Inc.

 

USA

 

Conflict-Free

Gold

 

Asaka Riken Co., Ltd.

 

Japan

 

Conflict-Free

Gold

 

Atasay Kuyumculuk Sanayi Ve Ticaret A.S.

 

Turkey

 

Unknown

Gold

 

Aurubis AG

 

Germany

 

Conflict-Free

Gold

 

AU Traders and Refiners

 

South Africa

 

Conflict-Free

Gold

 

Bangalore Refinery

 

India

 

Unknown

Gold

 

Bangko Sentral ng Pilipinas (Central Bank of the Philippines)

 

Philippines

 

Conflict-Free

Gold

 

Boliden AB

 

Sweden

 

Conflict-Free

Gold

 

Caridad

 

Mexico

 

Unknown

Gold

 

Cendres + Metaux S.A.

 

Switzerland

 

Conflict-Free

Gold

 

C. Hafner GmbH + Co. KG

 

Germany

 

Conflict-Free

Gold

 

CCR Refinery - Glencore Canada Corporation

 

Canada

 

Conflict-Free

Gold

 

Chimet S.p.A.

 

Italy

 

Conflict-Free

Gold

 

Chugai Mining

 

Japan

 

Unknown

Gold

 

Daejin Indus Co., Ltd.

 

Korea

 

Conflict-Free

Gold

 

Daye Non-Ferrous Metals Mining Ltd.

 

China

 

Unknown

Gold

 

DSC (Do Sung Corporation)

 

Korea

 

Conflict-Free

Gold

 

DODUCO Contacts and Refining GmbH

 

Germany

 

Conflict-Free

Gold

 

Dowa

 

Japan

 

Conflict-Free

Gold

 

DSC (Do Sung Corporation)

 

Korea

 

Conflict-Free

 

1 

This categorization is based on the CFSP standards. All CFSP-compliant smelters or refiners are listed here as conflict-free.

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METAL

 

SMELTER OR REFINER NAME

 

FACILITY LOCATION

 

CONFLICT-FREE STATUS1

Gold

 

Eco-System Recycling Co., Ltd.

 

Japan

 

Conflict-Free

Gold

 

Elemetal Refining, LLC

 

USA

 

Unknown

Gold

 

Emirates Gold DMCC

 

United Arab Emirates

 

Conflict-Free

Gold

 

GCC Gujrat Gold Centre Pvt. Ltd.

 

India

 

Unknown

Gold

 

Geib Refining Corporation

 

USA

 

Conflict-Free

Gold

 

Great Wall Precious Metals Co., Ltd. of CBPM

 

China

 

Unknown

Gold

 

Gold Refinery of Zijin Mining Group Co., Ltd.

 

China

 

Conflict-Free

Gold

 

Guangdong Jinding Gold Limited

 

China

 

Unknown

Gold

 

Guoda Safina High-Tech Environmental Refinery Co., Ltd.

 

China

 

Unknown

Gold

 

Hangzhou Fuchunjiang Smelting Co., Ltd.

 

China

 

Unknown

Gold

 

HeeSung Metal Ltd.

 

Korea

 

Conflict-Free

Gold

 

Heimerle + Meule GmbH

 

Germany

 

Conflict-Free

Gold

 

Heraeus Metals Hong Kong Ltd.

 

China

 

Conflict-Free

Gold

 

Heraeus Precious Metals GmbH & Co. KG

 

Germany

 

Conflict-Free

Gold

 

Hunan Chenzhou Mining Co., Ltd.

 

China

 

Unknown        

Gold

 

HwaSeong CJ CO., LTD.

 

Korea

 

Unknown                                                                              

Gold

 

Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.

 

China

 

Conflict-Free

Gold

 

Ishifuku Metal Industry Co., Ltd.

 

Japan

 

Conflict-Free

Gold

 

Istanbul Gold Refinery

 

Turkey

 

Conflict-Free

Gold

 

Italpreziosi

 

Italy

 

Conflict-Free

Gold

 

Japan Mint

 

Japan

 

Conflict-Free

Gold

 

Jiangxi Copper Co., Ltd.

 

China

 

Conflict-Free

Gold

 

JSC Ekaterinburg Non-Ferrous Metal Processing Plant

 

Russian Federation

 

Conflict-Free

Gold

 

JSC Uralelectromed

 

Russian Federation

 

Conflict-Free

Gold

 

JX Nippon Mining & Metals Co., Ltd.

 

Japan

 

Conflict-Free

Gold

 

Kaloti Precious Metals

 

United Arab Emirates

 

Unknown        

Gold

 

Kazakhmys Smelting LLC

 

Kazakhstan

 

Unknown        

Gold

 

Kazzinc

 

Kazakhstan

 

Conflict-Free

Gold

 

Kennecott Utah Copper LLC

 

USA

 

Conflict-Free

Gold

 

KGHM Polska Miedz Spolka Akcyjna

 

Poland

 

Unknown        

Gold

 

Kojima Chemicals Co., Ltd.

 

Japan

 

Conflict-Free

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METAL

 

SMELTER OR REFINER NAME

 

FACILITY LOCATION

 

CONFLICT-FREE STATUS1

Gold

 

Korea Zinc Co., Ltd.

 

Korea

 

Conflict-Free

Gold

 

Kyrgyzaltyn JSC

 

Kyrgyzstan

 

Conflict-Free

Gold

 

Kyshtym Copper-Electrolytic Plant ZAO

 

Russian Federation

 

Unknown        

Gold

 

L'azurde Company For Jewelry

 

Saudi Arabia

 

Unknown        

Gold

 

Lingbao Gold Co., Ltd.

 

China

 

Unknown        

Gold

 

Lingbao Jinyuan Tonghui Refinery Co., Ltd.

 

China

 

Unknown        

Gold

 

LS-NIKKO Copper Inc.

 

Korea

 

Conflict-Free

Gold

 

Luoyang Zijin Yinhui Gold Refinery Co., Ltd.

 

China

 

Unknown        

Gold

 

Materion

 

USA

 

Conflict-Free

Gold

 

Matsuda Sangyo Co., Ltd.

 

Japan

 

Conflict-Free

Gold

 

Metalor Technologies (Suzhou) Ltd.

 

China

 

Conflict-Free

Gold

 

Metalor Technologies (Hong Kong) Ltd.

 

China

 

Conflict-Free

Gold

 

Metalor Technologies (Singapore) Pte., Ltd.

 

Singapore

 

Conflict-Free

Gold

 

Metalor Technologies S.A.

 

Switzerland

 

Conflict-Free

Gold

 

Metalor USA Refining Corporation

 

USA

 

Conflict-Free

Gold

 

Metalurgica Met-Mex Penoles S.A. De C.V.

 

Mexico

 

Conflict-Free

Gold

 

Mitsubishi Materials Corporation

 

Japan

 

Conflict-Free

Gold

 

Mitsui Mining and Smelting Co., Ltd.

 

Japan

 

Conflict-Free

Gold

 

MMTC-PAMP India Pvt., Ltd.

 

India

 

Conflict-Free

Gold

 

Modeltech Sdn Bhd

 

Malaysia

 

Unknown        

Gold

 

Morris and Watson

 

New Zealand

 

Unknown        

Gold

 

Moscow Special Alloys Processing Plant

 

Russian Federation

 

Conflict-Free

Gold

 

Nadir Metal Rafineri San. Ve Tic. A.S.

 

Turkey

 

Conflict-Free

Gold

 

Navoi Mining and Metallurgical Combinat

 

Uzbekistan

 

Unknown        

Gold

 

Nihon Material Co., Ltd.

 

Japan

 

Conflict-Free

Gold

 

Norddeutsche Affinererie AG

 

Germany

 

Unknown

Gold

 

Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH

 

Austria

 

Conflict-Free

Gold

 

Ohura Precious Metal Industry Co., Ltd.

 

Japan

 

Conflict-Free

Gold

 

OJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)

 

Russian Federation

 

Conflict-Free

Gold

 

OJSC Novosibirsk Refinery

 

Russian Federation

 

Conflict-Free

Gold

 

PAMP S.A.

 

Switzerland

 

Conflict-Free

Gold

 

Penglai Penggang Gold Industry Co., Ltd.

 

China

 

Unknown        

-9-

 


 

METAL

 

SMELTER OR REFINER NAME

 

FACILITY LOCATION

 

CONFLICT-FREE STATUS1

Gold

 

Prioksky Plant of Non-Ferrous Metals

 

Russian Federation

 

Conflict-Free

Gold

 

PT Aneka Tambang (Persero) Tbk

 

Indonesia

 

Conflict-Free

Gold

 

PX Precinox S.A.

 

Switzerland

 

Conflict-Free

Gold

 

Rand Refinery (Pty) Ltd.

 

South Africa

 

Conflict-Free

Gold

 

Refinery of Seemine Gold Co., Ltd.

 

China

 

Unknown        

Gold

 

Remondis Argentia B.V.

 

Netherlands

 

Unknown        

Gold

 

Republic Metals Corporation

 

USA

 

Conflict-Free

Gold

 

Royal Canadian Mint

 

Canada

 

Conflict-Free

Gold

 

SAAMP

 

France

 

Conflict-Free

Gold

 

Sabin Metal Corp.

 

USA

 

Unknown        

Gold

 

SAFINA A.S.

 

Czech Republic

 

Unknown        

Gold

 

Samduck Precious Metals

 

Korea

 

Conflict-Free

Gold

 

Samwon Metals Corp.

 

Korea

 

Unknown        

Gold

 

SAXONIA Edelmetalle GmbH

 

Germany

 

Conflict-Free

Gold

 

Schone Edelmetaal B.V.

 

Netherlands

 

Unknown

Gold

 

SEMPSA Joyeria Plateria S.A.

 

Spain

 

Conflict-Free

Gold

 

Shandong Tiancheng Biological Gold Industrial Co., Ltd.

 

China

 

Unknown

Gold

 

Shandong Zhaojin Gold & Silver Refinery Co., Ltd.

 

China

 

Conflict-Free

Gold

 

Sichuan Tianze Precious Metals Co., Ltd.

 

China

 

Conflict-Free

Gold

 

Singway Technology Co., Ltd.

 

Taiwan

 

Conflict-Free

Gold

 

So Accurate Group, Inc.

 

USA

 

Unknown        

Gold

 

SOE Shyolkovsky Factory of Secondary Precious Metals

 

Russian Federation

 

Conflict-Free

Gold

 

Solar Applied Materials Technology Corp.

 

Taiwan

 

Conflict-Free

Gold

 

Sumitomo Metal Mining Co., Ltd.

 

Japan

 

Conflict-Free

Gold

 

SungEel HiMetal Co., Ltd.

 

Korea

 

Conflict-Free

Gold

 

Tanaka Kikinzoku Kogyo K.K.

 

Japan

 

Conflict-Free

Gold

 

T.C.A S.p.A

 

Italy

 

Conflict-Free

Gold

 

The Refinery of Shandong Gold Mining Co., Ltd.

 

China

 

Conflict-Free

Gold

 

Tokuriki Honten Co., Ltd.

 

Japan

 

Conflict-Free

Gold

 

Tongling Nonferrous Metals Group Co., Ltd.

 

China

 

Unknown        

Gold

 

Tony Goetz NV

 

Belgium

 

Unknown        

Gold

 

TOO Tau-Ken-Altyn

 

Kazakhstan

 

Unknown        

Gold

 

Torecom

 

Korea

 

Conflict-Free

-10-

 


 

METAL

 

SMELTER OR REFINER NAME

 

FACILITY LOCATION

 

CONFLICT-FREE STATUS1

Gold

 

Umicore Brasil Ltda.

 

Brazil

 

Conflict-Free

Gold

 

Umicore Precious Metals Thailand

 

Thailand

 

Conflict-Free

Gold

 

Umicore S.A. Business Unit Precious Metals Refining

 

Belgium

 

Conflict-Free

Gold

 

United Precious Metal Refining, Inc.

 

USA

 

Conflict-Free

Gold

 

Valcambi S.A.

 

Switzerland

 

Conflict-Free

Gold

 

Western Australian Mint (T/a The Perth Mint)

 

Australia

 

Conflict-Free

Gold

 

WIELAND Edelmetalle GmbH

 

Germany

 

Conflict-Free

Gold

 

Yamakin Co., Ltd.

 

Japan

 

Conflict-Free

Gold

 

Yamamoto precious metal co., ltd.

 

Japan

 

Unknown

Gold

 

Yokohama Metal Co., Ltd.

 

Japan

 

Conflict-Free

Gold

 

Yunnan Copper Industry Co., Ltd.

 

China

 

unknown

Gold

 

Zhaoyuan Gold Group

 

China

 

Unknown

Gold

 

Zhao Yuan Gold Mine

 

China

 

Unknown

Gold

 

Zhongyuan Gold Smelter of Zhongjin Gold Corporation

 

China

 

Conflict-Free

Tantalum

 

Asaka Riken Co., Ltd.

 

Japan

 

Conflict-Free

Tantalum

 

Changsha South Tantalum Niobium Co., Ltd.

 

China

 

Conflict-Free

Tantalum

 

Conghua Tantalum and Niobium Smeltry

 

China

 

Unknown

Tantalum

 

D Block Metals, LLC

 

USA

 

Conflict-Free

Tantalum

 

Douluoshan Sapphire Rare Metal Co Ltd

 

China

 

Unknown

Tantalum

 

Exotech Inc.

 

USA

 

Conflict-Free

Tantalum

 

F&X Electro-Materials Ltd.

 

China

 

Conflict-Free

Tantalum

 

FIR Metals & Resource Ltd.

 

China

 

Conflict-Free

Tantalum

 

Global Advanced Metals Boyertown

 

USA

 

Conflict-Free

Tantalum

 

Global Advanced Metals Aizu

 

Japan

 

Conflict-Free

Tantalum

 

Guangdong Rising Rare Metals-EO Materials Ltd.

 

China

 

Conflict-Free

Tantalum

 

Guangdong Zhiyuan New Material Co., Ltd.

 

China

 

Conflict-Free

Tantalum

 

H.C. Starck Co., Ltd.

 

Thailand

 

Conflict-Free

Tantalum

 

H.C. Starck Tantalum and Niobium GmbH

 

Germany

 

Conflict-Free

Tantalum

 

H.C. Starck Hermsdorf GmbH

 

Germany

 

Conflict-Free

Tantalum

 

H.C. Starck Inc.

 

USA

 

Conflict-Free

Tantalum

 

H.C. Starck Ltd.

 

Japan

 

Conflict-Free

Tantalum

 

H.C. Starck Smelting GmbH & Co. KG

 

Germany

 

Conflict-Free

Tantalum

 

Hengyang King Xing Lifeng New Materials Co., Ltd.

 

China

 

Conflict-Free

Tantalum

 

Jiangxi Dinghai Tantalum & Niobium Co., Ltd.

 

China

 

Conflict-Free

-11-

 


 

METAL

 

SMELTER OR REFINER NAME

 

FACILITY LOCATION

 

CONFLICT-FREE STATUS1

Tantalum

 

Jiangxi Tuohong New Raw Material

 

China

 

Conflict-Free

Tantalum

 

JiuJiang JinXin Nonferrous Metals Co., Ltd.

 

China

 

Conflict-Free

Tantalum

 

Jiujiang Nonferrous Metals Smelting Company Limited

 

China

 

Unknown

Tantalum

 

Jiujiang Zhongao Tantalum & Niobium Co., Ltd.

 

China

 

Conflict-Free

Tantalum

 

KEMET Blue Powder

 

USA

 

Conflict-Free

Tantalum

 

KEMET Blue Metals

 

Mexico

 

Conflict-Free

Tantalum

 

King-Tan Tantalum Industry Ltd.

 

China

 

Unknown

Tantalum

 

LSM Brasil S.A.

 

Brazil

 

Conflict-Free

Tantalum

 

Metallurgical Products India Pvt., Ltd.

 

India

 

Conflict-Free

Tantalum

 

Mineracao Taboca S.A.

 

Brazil

 

Conflict-Free

Tantalum

 

Mitsui Mining and Smelting Co., Ltd.

 

Japan

 

Conflict-Free

Tantalum

 

NPM Silmet AS

 

Estonia

 

Conflict-Free

Tantalum

 

Ningxia Orient Tantalum Industry Co., Ltd.

 

China

 

Conflict-Free

Tantalum

 

Power Resources Ltd.

 

Macedonia

 

Conflict-Free

Tantalum

 

QuantumClean

 

USA

 

Conflict-Free

Tantalum

 

Resind Industria e Comercio Ltda.

 

Brazil

 

Conflict-Free

Tantalum

 

RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd.

 

China

 

Conflict-Free

Tantalum

 

Solikamsk Magnesium Works OAO

 

Russian Federation

 

Conflict-Free

Tantalum

 

Taki Chemical Co., Ltd.

 

Japan

 

Conflict-Free

Tantalum

 

Telex Metals

 

USA

 

Conflict-Free

Tantalum

 

Ulba Metallurgical Plant JSC

 

Kazakhstan

 

Conflict-Free

Tantalum

 

XinXing HaoRong Electronic Material Co., Ltd.

 

China

 

Conflict-Free

Tantalum

 

Yichun Jin Yang Rare Metal Co., Ltd.

 

China

 

Unknown

Tin

 

Alpha

 

USA

 

Conflict-Free

Tin

 

An Vinh Joint Stock Mineral Processing Company

 

Vietnam

 

Unknown

Tin

 

Chengfeng Metals Co Pte Ltd

 

China

 

Unknown

Tin

 

Chenzhou Yunxiang Mining and Metallurgy Co., Ltd.

 

China

 

Conflict-Free

Tin

 

China Rare Metal Material Co., Ltd.

 

China

 

Conflict-Free

Tin

 

China Tin Group Co., Ltd.

 

China

 

Conflict-Free

Tin

 

China Yunnan Tin Co Ltd.

 

China

 

Conflict-Free

Tin

 

CNMC (Guangxi) PGMA Co., Ltd.

 

China

 

Unknown

Tin

 

Cooperativa Metalurgica de Rondonia Ltda.

 

Brazil

 

Unknown

Tin

 

CV Ayi Jaya

 

Indonesia

 

Conflict-Free

Tin

 

CV Dua Sekawan

 

Indonesia

 

Conflict-Free

-12-

 


 

METAL

 

SMELTER OR REFINER NAME

 

FACILITY LOCATION

 

CONFLICT-FREE STATUS1

Tin

 

CV Gita Pesona

 

Indonesia

 

Conflict-Free

Tin

 

CV Serumpun Sebalai

 

Indonesia

 

Conflict-Free

Tin

 

CV Tiga Sekawan

 

Indonesia

 

Unknown

Tin

 

CV United Smelting

 

Indonesia

 

Conflict-Free

Tin

 

CV Venus Inti Perkasa

 

Indonesia

 

Conflict-Free

Tin

 

Dowa

 

Japan

 

Conflict-Free

Tin

 

Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company

 

Vietnam

 

Unknown

Tin

 

EM Vinto

 

Bolivia

 

Conflict-Free

Tin

 

Estanho de Rondonia S.A.

 

Brazil

 

Unknown

Tin

 

Fenix Metals

 

Poland

 

Conflict-Free

Tin

 

Gejiu Fengming Metallurgy Chemical Plant

 

China

 

Conflict-Free

Tin

 

Gejiu Jinye Mineral Company

 

China

 

Conflict-Free

Tin

 

Gejiu Kai Meng Industry and Trade LLC

 

China

 

Conflict-Free

Tin

 

Gejiu Non-Ferrous Metal Processing Co., Ltd.

 

China

 

Conflict-Free

Tin

 

Gejiu Yunxin Nonferrous Electrolysis Co., Ltd.

 

China

 

Conflict-Free

Tin

 

Gejiu Zili Mining And Metallurgy Co., Ltd.

 

China

 

Unknown

Tin

 

Guangdong Hanhe Non-Ferrous Metal Co., Ltd.

 

China

 

Conflict-Free

Tin

 

Guanyang Guida Nonferrous Metal Smelting Plant

 

China

 

Conflict-Free

Tin

 

HuiChang Hill Tin Industry Co., Ltd.

 

China

 

Conflict-Free

Tin

 

Huichang Jinshunda Tin Co., Ltd.

 

China

 

Conflict-Free

Tin

 

Jiangxi Ketai Advanced Material Co., Ltd.

 

China

 

Conflict-Free

Tin

 

Liuzhou China Tin

 

China

 

Conflict-Free

Tin

 

Magnu's Minerais Metais e Ligas Ltda.

 

Brazil

 

Conflict-Free

Tin

 

Malaysia Smelting Corporation (MSC)

 

Malaysia

 

Conflict-Free

Tin

 

Melt Metais e Ligas S.A.

 

Brazil

 

Conflict-Free

Tin

 

Metallic Resources, Inc.

 

USA

 

Conflict-Free

Tin

 

Metallo Belgium N.V.

 

Belgium

 

Conflict-Free

Tin

 

Metallo Spain S.L.U.

 

Spain

 

Conflict-Free

Tin

 

Mineracao Taboca S.A.

 

Brazil

 

Conflict-Free

Tin

 

Minsur

 

Peru

 

Conflict-Free

Tin

 

Mitsubishi Materials Corporation

 

Japan

 

Conflict-Free

Tin

 

Modeltech Sdn Bhd

 

Malaysia

 

Unknown

Tin

 

Nankang Nanshan Tin Manufactory Co., Ltd.

 

China

 

Unknown

Tin

 

Nghe Tinh Non-Ferrous Metals Joint Stock Company

 

Vietnam

 

Unknown

-13-

 


 

METAL

 

SMELTER OR REFINER NAME

 

FACILITY LOCATION

 

CONFLICT-FREE STATUS1

Tin

 

O.M. Manufacturing Philippines, Inc.

 

Philippines

 

Conflict-Free

Tin

 

O.M. Manufacturing (Thailand) Co., Ltd.

 

Thailand

 

Conflict-Free

Tin

 

OMSA

 

Bolivia

 

Unknown

Tin

 

Operaciones Metalurgical S.A.

 

Bolivia

 

Conflict-Free

Tin

 

PT Aries Kencana Sejahtera

 

Indonesia

 

Conflict-Free

Tin

 

PT Artha Cipta Langgeng

 

Indonesia

 

Conflict-Free

Tin

 

PT ATD Makmur Mandiri Jaya

 

Indonesia

 

Conflict-Free

Tin

 

PT Babel Inti Perkasa

 

Indonesia

 

Conflict-Free

Tin

 

PT Bangka Prima Tin

 

Indonesia

 

Conflict-Free

Tin

 

PT Bangka Tin Industry

 

Indonesia

 

Conflict-Free

Tin

 

PT Belitung Industri Sejahtera

 

Indonesia

 

Conflict-Free

Tin

 

PT Bukit Timah

 

Indonesia

 

Conflict-Free

Tin

 

PT DS Jaya Abadi

 

Indonesia

 

Conflict-Free

Tin

 

PT Eunindo Usaha Mandiri

 

Indonesia

 

Conflict-Free

Tin

 

PT Inti Stania Prima

 

Indonesia

 

Conflict-Free

Tin

 

PT Karimun Mining

 

Indonesia

 

Conflict-Free

Tin

 

PT Kijang Jaya Mandiri

 

Indonesia

 

Conflict-Free

Tin

 

PT Lautan Harmonis Sejahtera

 

Indonesia

 

Conflict-Free

Tin

 

PT Menara Cipta Mulia

 

Indonesia

 

Conflict-Free

Tin

 

PT Mitra Stania Prima

 

Indonesia

 

Conflict-Free

Tin

 

PT O.M. Indonesia

 

Indonesia

 

Unknown

Tin

 

PT Panca Mega Persada

 

Indonesia

 

Conflict-Free

Tin

 

PT Prima Timah Utama

 

Indonesia

 

Conflict-Free

Tin

 

PT Refined Bangka Tin

 

Indonesia

 

Conflict-Free

Tin

 

PT Sariwiguna Binasentosa

 

Indonesia

 

Conflict-Free

Tin

 

PT Stanindo Inti Perkasa

 

Indonesia

 

Conflict-Free

Tin

 

PT Sukses Inti Makmur

 

Indonesia

 

Conflict-Free

Tin

 

PT Sumber Jaya Indah

 

Indonesia

 

Conflict-Free

Tin

 

PT Tambang Timah

 

Indonesia

 

Unknown

Tin

 

PT Timah (Persero) Tbk Kundur

 

Indonesia

 

Conflict-Free

Tin

 

PT Timah (Persero) Tbk Mentok

 

Indonesia

 

Conflict-Free

Tin

 

PT Tinindo Inter Nusa

 

Indonesia

 

Conflict-Free

Tin

 

PT Tommy Utama

 

Indonesia

 

Conflict-Free

Tin

 

Resind Industria e Comercio Ltda.

 

Brazil

 

Conflict-Free

Tin

 

Rui Da Hung

 

Taiwan

 

Conflict-Free

-14-

 


 

METAL

 

SMELTER OR REFINER NAME

 

FACILITY LOCATION

 

CONFLICT-FREE STATUS1

Tin

 

Soft Metais Ltda.

 

Brazil

 

Conflict-Free

Tin

 

Super Ligas

 

Brazil

 

Unknown

Tin

 

Thailand Smelting & Refining Co Ltd

 

Thailand

 

Unknown

Tin

 

Thaisarco

 

Thailand

 

Conflict-Free

Tin

 

Tuyen Quang Non-Ferrous Metals Joint Stock Company

 

Vietnam

 

Unknown

Tin

 

White Solder Metalurgia e Mineracao Ltda.

 

Brazil

 

Conflict-Free

Tin

 

Yunnan Chengfeng Non-ferrous Metals Co., Ltd.

 

China

 

Conflict-Free

Tin

 

Yunan Gejiu Yunxin Electrolyze Limited

 

China

 

Unknown

Tin

 

Yunnan Tin Company Limited

 

China

 

Conflict-Free

Tungsten

 

ACL Metais Eireli

 

Brazil

 

Conflict-Free

Tungsten

 

A.L.M.T. TUNGSTEN Corp.

 

Japan

 

Conflict-Free

Tungsten

 

Asia Tungsten Products Vietnam Ltd.

 

Vietnam

 

Conflict-Free

Tungsten

 

Chenzhou Diamond Tungsten Products Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Chongyi Zhangyuan Tungsten Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Fujian Jinxin Tungsten Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Ganzhou Haichuang Tungsten Co., Ltd.

 

China

 

Unknown

Tungsten

 

Ganzhou Huaxing Tungsten Products Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Ganzhou Jiangwu Ferrotungsten Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Ganzhou Seadragon W & Mo Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Ganzhou Yatai Tungsten Co., Ltd.

 

China

 

Unknown

Tungsten

 

Global Tungsten & Powders Corp.

 

USA

 

Conflict-Free

Tungsten

 

Guangdong Xianglu Tungsten Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

H.C. Starck Smelting GmbH & Co. KG

 

Germany

 

Conflict-Free

Tungsten

 

H.C. Starck Tungsten GmbH

 

Germany

 

Conflict-Free

Tungsten

 

Hunan Chenzhou Mining Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji

 

China

 

Conflict-Free

Tungsten

 

Hunan Chuangda Vanadium Tungsten Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Hunan Chunchang Nonferrous Metals Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Hydrometallurg, JSC

 

Russian Federation

 

Conflict-Free

Tungsten

 

Japan New Metals Co., Ltd.

 

Japan

 

Conflict-Free

Tungsten

 

Jiangwu H.C. Starck Tungsten Products Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Jiangxi Dayu Longxintai Tungsten Co., Ltd.

 

China

 

Unknown

Tungsten

 

Jiangxi Gan Bei Tungsten Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.

 

China

 

Unknown

-15-

 


 

METAL

 

SMELTER OR REFINER NAME

 

FACILITY LOCATION

 

CONFLICT-FREE STATUS1

Tungsten

 

Jiangxi Yaosheng Tungsten Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Jiangxi Xinsheng Tungsten Industry Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Kennametal Huntsville

 

USA

 

Conflict-Free

Tungsten

 

Kennametal Fallon

 

USA

 

Conflict-Free

Tungsten

 

Malipo Haiyu Tungsten Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Moliren Ltd.

 

Russian Federation

 

Conflict-Free

Tungsten

 

Niagara Refining LLC

 

USA

 

Conflict-Free

Tungsten

 

Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC

 

Vietnam

 

Conflict-Free

Tungsten

 

Philippine Chuangxin Industrial Co., Inc.

 

Philippines

 

Conflict-Free

Tungsten

 

South-East Nonferrous Metal Company Limited of Hengyang City

 

China

 

Conflict-Free

Tungsten

 

Tejing (Vietnam) Tungsten Co., Ltd.

 

Vietnam

 

Conflict-Free

Tungsten

 

Unecha Refractory metals plant

 

Russian Federation

 

Conflict-Free

Tungsten

 

Vietnam Youngsun Tungsten Industry Co., Ltd.

 

Vietnam

 

Conflict-Free

Tungsten

 

Woltech Korea Co., Ltd.

 

Korea

 

Conflict-Free

Tungsten

 

Wolfram Bergbau und Hutten AG

 

Austria

 

Conflict-Free

Tungsten

 

Xiamen Tungsten Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Xinhai Rendan Shaoguan Tungsten Co., Ltd.

 

China

 

Conflict-Free

Tungsten

 

Xiamen Tungsten (H.C.) Co., Ltd.

 

China

 

Conflict-Free


-16-

 


 

Annex II

 

China

Russia

Taiwan

Spain

USA

Portugal

Japan

Turkey

United Arab Emirates

Korea

Canada

South Africa

Germany

India

Indonesia

Philippines

Uzbekistan

Sweden

Bolivia

Mexico

Brazil

Italy

Thailand

Russian Federation

Peru

Kazakhstan

Switzerland

Kyrgyzstan

Australia

Poland

Saudi Arabia

Singapore

New Zealand

Austria

Netherlands

Czech Republic

France

Belgium

Estonia

Vietnam

Macedonia

Poland

 

-17-