0001235802-17-000172.txt : 20171219
0001235802-17-000172.hdr.sgml : 20171219
20171219173526
ACCESSION NUMBER: 0001235802-17-000172
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171215
FILED AS OF DATE: 20171219
DATE AS OF CHANGE: 20171219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Simons James R.
CENTRAL INDEX KEY: 0001476267
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34628
FILM NUMBER: 171265061
MAIL ADDRESS:
STREET 1: C/O SPLIT ROCK PARTNERS
STREET 2: 10400 VIKING DRIVE, SUITE 250
CITY: EDEN PRAIRIE
STATE: MN
ZIP: 55344
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QUINSTREET, INC
CENTRAL INDEX KEY: 0001117297
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 770512121
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 950 TOWER LANE, 6TH FLOOR
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
BUSINESS PHONE: 650-578-7700
MAIL ADDRESS:
STREET 1: 950 TOWER LANE, 6TH FLOOR
CITY: FOSTER CITY
STATE: CA
ZIP: 94404
FORMER COMPANY:
FORMER CONFORMED NAME: QUINSTREET INC
DATE OF NAME CHANGE: 20000627
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-12-15
0
0001117297
QUINSTREET, INC
QNST
0001476267
Simons James R.
950 TOWER LANE, 6TH FLOOR
FOSTER CITY
CA
94404
1
0
0
0
Common Stock
2017-12-15
4
S
0
1462
8.6999
D
76209
D
Common Stock
2017-12-15
4
S
0
1604
8.6999
D
69240
I
SPVC Affiliates Fund
Common Stock
2017-12-15
4
S
0
74434
8.6999
D
3173144
I
SPVC V, LLC
Common Stock
2017-12-18
4
S
0
1216
8.5941
D
74993
D
Common Stock
2017-12-18
4
S
0
1334
8.5941
D
67906
I
SPVC Affiliates Fund
Common Stock
2017-12-18
4
S
0
61950
8.5941
D
3111194
I
SPVC V, LLC
Common Stock
2017-12-19
4
S
0
1655
8.6063
D
73338
D
Common Stock
2017-12-19
4
S
0
1815
8.6063
D
66091
I
SPVC Affiliates Fund
Common Stock
2017-12-19
4
S
0
84246
8.6063
D
3026948
I
SPVC V, LLC
Common Stock
34841
I
By Trust
These shares were sold under a pre-arranged sales instruction pursuant to Rule 10b5-1 under the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.52 to $8.87, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.
Includes 13,888 shares of common stock that are issuable pursuant to a Restricted Stock Unit (RSU) award. The vesting commencement date of the RSU award is November 10, 2017 and it vests daily over one year.
Pursuant to a letter agreement with SPVC V, LLC, the reporting person holds this security for the sole benefit of SPVC V, LLC.
Represents securities held directly by SPVC Affiliates Fund I, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Represents securities held directly by SPVC V, LLC, which is jointly managed by Split Rock Partners, LLC and Vesbridge Partners, LLC. Voting and investment power over the shares, however, has been delegated solely to Split Rock Partners, LLC. Split Rock Partners, LLC has delegated voting and investment decisions with respect to the shares to three individuals (one of whom is the reporting person) who require a two-thirds vote to act. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.43 to $8.85, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (7) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.49 to $8.85, inclusive. The reporting person undertakes to provide to Quinstreet, Inc., any security holder of Quinstreet, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (8) to this Form 4.
Represents securities held directly by the James Rexroad Simons Trust, which the reporting person is the trustee. The reporting person disclaims beneficial ownership of the reported securities, except to the extent of any pecuniary interest therein. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
/s/ Steven Schwen, attorney-in-fact
2017-12-19