President & CEO

0001606587-22-001376.txt : 20220720 0001606587-22-001376.hdr.sgml : 20220720 20220719202013 ACCESSION NUMBER: 0001606587-22-001376 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220720 DATE AS OF CHANGE: 20220719 EFFECTIVENESS DATE: 20220720 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE SECURITIES GROUP CORPORATION CENTRAL INDEX KEY: 0001117233 IRS NUMBER: 134120476 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21389 FILM NUMBER: 221092595 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 646-822-1450 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE SECURITIES GROUP CORP /BD DATE OF NAME CHANGE: 20020312 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001117233 XXXXXXXX 06-30-2022 06-30-2022 false SIGNATURE SECURITIES GROUP CORPORATION

1177 Avenue of the Americas, 11th Floor New York NY 10036

13F HOLDINGS REPORT 028-21389 N William Maguire President & CEO 646-822-1450 William Maguire New York NY 07-18-2022 0 170 270493 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE abrdn Precious Metals Basket E PHYSCL PRECS MET 003263100 554 6501 SH SOLE NONE 0 0 6501 Consumer Staples Select Sector SPDR ETF SBI CONS STPLS 81369Y308 1959 27143 SH SOLE NONE 0 0 27143 Financial Select Sector SPDR ETF FINANCIAL 81369Y605 419 13325 SH SOLE NONE 0 0 13325 First Trust Dev Mkts Ex-US AlphaDEX ETF DEV MRK EX US 33737J174 1305 27250 SH SOLE NONE 0 0 27250 First Trust Emerging Mrkts AlphaDEX ETF EMERG MKT ALPH 33737J182 215 10110 SH SOLE NONE 0 0 10110 First Trust Enhanced Shrt Mat Fd FIRST TR ENH NEW 33739Q408 567 9562 SH SOLE NONE 0 0 9562 First Trust Global Tact Cmdty Strat ETF FST TR GLB FD 33739H101 924 34563 SH SOLE NONE 0 0 34563 First Trust Indxx Invtv Tnsctn Prcs ETF INDXX INOVTV ETF 33741X201 239 7064 SH SOLE NONE 0 0 7064 First Trust Managed Municipal ETF MANAGD MUN ETF 33739N108 1380 27267 SH SOLE NONE 0 0 27267 First Trust NASDAQ Cybersecurity ETF NASDAQ CYB ETF 33734X846 291 7246 SH SOLE NONE 0 0 7246 First Trust NASDAQ Cln EdgeStGidIfsETF NASDQ CLN EDGE 33737A108 222 2874 SH SOLE NONE 0 0 2874 First Trust North Amer Engy InfrasETF NO AMER ENERGY 33738D101 5150 200107 SH SOLE NONE 0 0 200107 First Trust Preferred Sec Inc ETF PFD SECS INC ETF 33739E108 9284 538830 SH SOLE NONE 0 0 538830 First Trust Rising Dividend Achiev ETF RISNG DIVD ACHIV 33738R506 1625 39729 SH SOLE NONE 0 0 39729 First Trust SMID Cp Rising Div Achv ETF SMID RISNG ETF 33741X102 516 21649 SH SOLE NONE 0 0 21649 First Trust TCW Unconstrained Pls Bd ETF TCW UNCONSTRAI 33740F888 850 34728 SH SOLE NONE 0 0 34728 First Trust Value Line Dividend ETF SHS 33734H106 5859 150986 SH SOLE NONE 0 0 150986 First Trust Water ETF WTR ETF 33733B100 602 8375 SH SOLE NONE 0 0 8375 First Tst NYSE Arca Biotech Idx Fd NY ARCA BIOTECH 33733E203 413 3051 SH SOLE NONE 0 0 3051 First Tst Senior Loan ETF SENIOR LN FD 33738D309 449 10194 SH SOLE NONE 0 0 10194 FT Cboe Vest U.S. Equity Buffer CBOE VEST US EQT 33740U885 476 16800 SH SOLE NONE 0 0 16800 FT Cboe Vest US Equity Buffer CBOE VEST US BUF 33740F748 487 14185 SH SOLE NONE 0 0 14185 FT Cboe VST US Eqty Bufer ETF CBOE VEST US EQT 33740F722 271 7715 SH SOLE NONE 0 0 7715 Global X Robotics Artfcl Intllgnc ETF RBTCS ARTFL INTE 37954Y715 1163 57160 SH SOLE NONE 0 0 57160 Goldman Sachs ActiveBeta EMkts Eq ETF ACTIVEBETA EME 381430206 220 7421 SH SOLE NONE 0 0 7421 Hartford Multifactor Dev Mkts (exUS) ETF HARTFORD MLT ETF 518416102 1232 49527 SH SOLE NONE 0 0 49527 High Yield ETF HIGH YIELD ETF 30151E814 1394 52030 SH SOLE NONE 0 0 52030 Invesco DB US Dollar Index Bullish Fd BULLISH FD 46141D203 363 12983 SH SOLE NONE 0 0 12983 Invesco NASDAQ Next Gen 100 ETF NASDAQNXTGEN100 46138G631 677 29089 SH SOLE NONE 0 0 29089 Invesco Preferred ETF PFD ETF 46138E511 281 22781 SH SOLE NONE 0 0 22781 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 8234 29344 SH SOLE NONE 0 0 29344 Invesco S&P 500 Equal Weight ETF S&P500 EQL WGT 46137V357 750 5588 SH SOLE NONE 0 0 5588 iShares 1-3 Year Treasury Bond 1 3 YR TREAS BD 464287457 492 5949 SH SOLE NONE 0 0 5949 iShares 3-7 Year Treasury Bond ETF 3 7 YR TREAS BD 464288661 282 2363 SH SOLE NONE 0 0 2363 iShares Core Dividend Growth ETF CORE DIV GRWTH 46434V621 13657 286682 SH SOLE NONE 0 0 286682 iShares Core High Dividend ETF CORE HIGH DV ETF 46429B663 412 4111 SH SOLE NONE 0 0 4111 iShares Core International Aggt Bd ETF CORE INTL AGGR 46435G672 603 12120 SH SOLE NONE 0 0 12120 iShares Core MSCI EAFE CORE MSCI EAFE 46432F842 1279 21747 SH SOLE NONE 0 0 21747 iShares Core MSCI Emerging Markets ETF CORE MSCI EMKT 46434G103 900 18358 SH SOLE NONE 0 0 18358 iShares Core S&P 500 CORE S&P500 ETF 464287200 22632 59693 SH SOLE NONE 0 0 59693 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 7542 19892 SH SOLE NONE 0 0 19892 iShares Core S&P Mid Cap ETF CORE S&P MCP ETF 464287507 382 1689 SH SOLE NONE 0 0 1689 iShares Core S&P Mid-Cap CORE S&P MCP ETF 464287507 4160 18392 SH SOLE NONE 0 0 18392 iShares Core S&P Small-Cap CORE S&P SCP ETF 464287804 12439 134617 SH SOLE NONE 0 0 134617 iShares Core S&P SmallCap ETF CORE S&P SCP ETF 464287804 9529 103120 SH SOLE NONE 0 0 103120 iShares Core S&P US Value ETF CORE S&P US VLU 464287663 752 11249 SH SOLE NONE 0 0 11249 iShares Core Total US Aggregate CORE US AGGBD ET 464287226 336 3309 SH SOLE NONE 0 0 3309 iShares Core US Aggregate Bond CORE US AGGBD ET 464287226 2713 26681 SH SOLE NONE 0 0 26681 iShares Core US REIT ETF CRE U S REIT ETF 464288521 345 6474 SH SOLE NONE 0 0 6474 iShares Edge MSCI Min Vol USA MSCI USA MIN VOL 46429B697 801 11411 SH SOLE NONE 0 0 11411 iShares Floating Rate Bond ETF FLTG RATE NT ETF 46429B655 674 13519 SH SOLE NONE 0 0 13519 iShares Global Comm Services E GBL COMM SVC ETF 464287275 301 4934 SH SOLE NONE 0 0 4934 iShares Global REIT ETF GLOBAL REIT ETF 46434V647 235 9758 SH SOLE NONE 0 0 9758 iShares Gold Trust ISHARES NEW 464285204 1040 30339 SH SOLE NONE 0 0 30339 iShares Gold Trust ISHARES NEW 464285204 1245 36298 SH SOLE NONE 0 0 36298 iShares GSCI Cmd Dyn Roll Stgy ETF GSCI CMDTY STGY 46431W853 925 22600 SH SOLE NONE 0 0 22600 iShares iBoxx High Yield Corporate Bd IBOXX HI YD ETF 464288513 995 13524 SH SOLE NONE 0 0 13524 iShares iBoxx Investment Grade Corporate Bond ETF IBOXX INV CP ETF 464287242 498 4531 SH SOLE NONE 0 0 4531 iShares iBoxx Investment Grade IBOXX INV CP ETF 464287242 431 3922 SH SOLE NONE 0 0 3922 iShares MBS MBS ETF 464288588 386 3959 SH SOLE NONE 0 0 3959 iShares Morningstar Growth ETF MORNINGSTAR GRWT 464287119 605 12081 SH SOLE NONE 0 0 12081 iShares Morningstar Mid-Cap ETF MRGSTR MD CP ETF 464288208 1595 28322 SH SOLE NONE 0 0 28322 iShares Morningstar Mid-Cap Growth ETF MRGSTR MD CP GRW 464288307 691 13306 SH SOLE NONE 0 0 13306 iShares Morningstar Mid-Cap Value ETF MRGSTR MD CP VAL 464288406 5016 84512 SH SOLE NONE 0 0 84512 iShares Morningstar Mid-Cap Value ETF MRGSTR MD CP VAL 464288406 603 10164 SH SOLE NONE 0 0 10164 iShares Morningstar Small-Cap ETF MRGSTR SM CP ETF 464288505 401 9071 SH SOLE NONE 0 0 9071 iShares Morningstar Small-Cap Growth ETF MRGSTR SM CP GR 464288604 206 5842 SH SOLE NONE 0 0 5842 iShares Morningstar U.S. Equity ETF MORNINGSTR US EQ 464287127 588 11325 SH SOLE NONE 0 0 11325 iShares Morningstar Value ETF MORNINGSTAR VALU 464288109 477 7914 SH SOLE NONE 0 0 7914 iShares MSCI ACWI ex US ETF MSCI ACWI EX US 464288240 298 6633 SH SOLE NONE 0 0 6633 iShares MSCI EAFE MSCI EAFE ETF 464287465 4512 72210 SH SOLE NONE 0 0 72210 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 530 8492 SH SOLE NONE 0 0 8492 iShares MSCI Emerging Markets MSCI EMG MKT ETF 464287234 866 21614 SH SOLE NONE 0 0 21614 iShares MSCI Emerging Mkts MSCI EMG MKT ETF 464287234 306 7655 SH SOLE NONE 0 0 7655 iShares MSCI Intl Quality Factor ETF MSCI INTL QUALTY 46434V456 1725 55792 SH SOLE NONE 0 0 55792 iShares MSCI KLD 400 Social ET MSCI KLD400 SOC 464288570 290 4044 SH SOLE NONE 0 0 4044 iShares MSCI USA Momentum Factor ETF MSCI USA MMENTM 46432F396 860 6313 SH SOLE NONE 0 0 6313 iShares MSCI USA Quality Factor ETF MSCI USA QLT FCT 46432F339 1828 16361 SH SOLE NONE 0 0 16361 iShares New York Muni Bond ETF NEW YORK MUN ETF 464288323 582 11075 SH SOLE NONE 0 0 11075 iShares Preferred&Income Securities ETF PFD AND INCM SEC 464288687 1155 35154 SH SOLE NONE 0 0 35154 iShares Russell 1000 RUS 1000 ETF 464287622 582 2802 SH SOLE NONE 0 0 2802 iShares Russell 1000 Growth RUS 1000 GRW ETF 464287614 2768 12657 SH SOLE NONE 0 0 12657 iShares Russell 1000 Growth ET RUS 1000 GRW ETF 464287614 1108 5070 SH SOLE NONE 0 0 5070 iShares Russell 1000 Value RUS 1000 VAL ETF 464287598 6228 42961 SH SOLE NONE 0 0 42961 iShares Russell 1000 Value ETF RUS 1000 VAL ETF 464287598 1450 10003 SH SOLE NONE 0 0 10003 iShares Russell 2000 RUSSELL 2000 ETF 464287655 4609 27215 SH SOLE NONE 0 0 27215 iShares Russell 2000 ETF RUSSELL 2000 ETF 464287655 441 2606 SH SOLE NONE 0 0 2606 iShares Russell Mid-Cap RUS MID CAP ETF 464287499 4020 62179 SH SOLE NONE 0 0 62179 iShares Russell Mid-Cap ETF RUS MID CAP ETF 464287499 2445 37819 SH SOLE NONE 0 0 37819 iShares Russell Mid-Cap Value ETF RUS MDCP VAL ETF 464287473 1041 10252 SH SOLE NONE 0 0 10252 iShares Russell Top 200 Growth RUS TP200 GR ETF 464289438 1835 14653 SH SOLE NONE 0 0 14653 iShares Russell Top 200 Growth ETF RUS TP200 GR ETF 464289438 1768 14124 SH SOLE NONE 0 0 14124 iShares S&P 500 Growth S&P 500 GRWT ETF 464287309 4009 66444 SH SOLE NONE 0 0 66444 iShares S&P 500 Value S&P 500 VAL ETF 464287408 1462 10639 SH SOLE NONE 0 0 10639 iShares S&P 500 Value ETF S&P 500 VAL ETF 464287408 780 5676 SH SOLE NONE 0 0 5676 iShares Select Dividend SELECT DIVID ETF 464287168 1645 13985 SH SOLE NONE 0 0 13985 iShares Select Dividend ETF SELECT DIVID ETF 464287168 1111 9444 SH SOLE NONE 0 0 9444 iShares Short-Term National Muni Bond SHRT NAT MUN ETF 464288158 420 4021 SH SOLE NONE 0 0 4021 iShares TIPS Bond TIPS BD ETF 464287176 1072 9412 SH SOLE NONE 0 0 9412 iShares TIPS Bond ETF TIPS BD ETF 464287176 1085 9527 SH SOLE NONE 0 0 9527 Ishares Tr Intrm Tr Crp Etf ISHS 5-10YR INVT 464288638 223 4377 SH SOLE NONE 0 0 4377 Ishares Tr Sh Tr Crport Etf ISHS 1-5YR INVS 464288646 990 19597 SH SOLE NONE 0 0 19597 iShares U.S. Healthcare ETF US HLTHCARE ETF 464287762 256 955 SH SOLE NONE 0 0 955 iShares US Credit Bond USD INV GRDE ETF 464288620 261 5134 SH SOLE NONE 0 0 5134 iShares US Real Estate U.S. REAL ES ETF 464287739 648 7049 SH SOLE NONE 0 0 7049 JHancock Multifactor Mid Cap ETF MULTIFACTOR MI 47804J206 2651 60024 SH SOLE NONE 0 0 60024 JPMorgan Alerian MLP Index ETN ALERIAN ML ETN 46625H365 556 29349 SH SOLE NONE 0 0 29349 JPMorgan Ultra-Short Incm ETF ULTRA SHRT INC 46641Q837 1889 37718 SH SOLE NONE 0 0 37718 PGIM Ultra Short Bond ETF PGIM ULTRA SH BD 69344A107 495 10102 SH SOLE NONE 0 0 10102 PIMCO Active Bond ETF ACTIVE BD ETF 72201R775 318 3348 SH SOLE NONE 0 0 3348 ProShares S&P 500 Dividend Aristocrats S&P 500 DV ARIST 74348A467 621 7282 SH SOLE NONE 0 0 7282 Real Estate Select Sector SPDR RL EST SEL SEC 81369Y860 501 12282 SH SOLE NONE 0 0 12282 Select Sector Spdr Fund Shs Ben Consumer Discretionary SBI CONS DISCR 81369Y407 548 3989 SH SOLE NONE 0 0 3989 Select Sector Spdr Trust Shs Ben Int Energy ENERGY 81369Y506 865 12108 SH SOLE NONE 0 0 12108 Select Sector Spdr Trust The Health Care Select Sector Spdr Fund SBI HEALTHCARE 81369Y209 338 2642 SH SOLE NONE 0 0 2642 SPDR Bloomberg Investment Grad BLOOMBERG INVT 78468R200 341 11346 SH SOLE NONE 0 0 11346 SPDR Gold Trust ETF GOLD SHS 78463V107 1625 9651 SH SOLE NONE 0 0 9651 SPDR Portfolio S&P 500 High Di PRTFLO S&P500 HI 78468R788 372 9328 SH SOLE NONE 0 0 9328 SPDR S&P 500 ETF Trust TR UNIT 78462F103 2834 7492 SH SOLE NONE 0 0 7492 SPDR S&P MidCap 400 ETF Trust UTSER1 S&PDCRP 78467Y107 1687 4068 SH SOLE NONE 0 0 4068 SPDR Blackstone / GSO Senior Loan ETF BLACKSTONE SENR 78467V608 2423 58190 SH SOLE NONE 0 0 58190 SPDR Blmbg Barclays Convert Secs ETF BBG CONV SEC ETF 78464A359 2062 31942 SH SOLE NONE 0 0 31942 SPDR Blmbg Barclays High Yield Bd ETF BLOOMBERG HIGH Y 78468R622 627 6913 SH SOLE NONE 0 0 6913 SPDR Blmbg Barclays Intl Corp Bd ETF BLOOMBERG INTL 78464A151 265 9476 SH SOLE NONE 0 0 9476 SPDR DoubleLine Total Return Tact ETF SPDR TR TACTIC 78467V848 700 16605 SH SOLE NONE 0 0 16605 SPDR Dow Jones Global Real Estate ETF DJ GLB RL ES ETF 78463X749 599 13592 SH SOLE NONE 0 0 13592 SPDR Dow Jones Industrial Average ETF UT SER 1 78467X109 783 2542 SH SOLE NONE 0 0 2542 SPDR Nuveen BB Hi Yld Muncpl Bd ETF NUVEEN BLOOMBERG 78464A284 217 4223 SH SOLE NONE 0 0 4223 SPDR Portfolio TIPS ETF PORTFLI TIPS ETF 78464A656 1427 51865 SH SOLE NONE 0 0 51865 SPDR S&P Biotech ETF S&P BIOTECH 78464A870 298 4020 SH SOLE NONE 0 0 4020 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 1219 10273 SH SOLE NONE 0 0 10273 Technology Select Sector SPDR ETF TECHNOLOGY 81369Y803 1739 13685 SH SOLE NONE 0 0 13685 VanEck BDC Income ETF BDC INCOME ETF 92189F411 488 32381 SH SOLE NONE 0 0 32381 VanEck Digital Transformation DIGI TRANSFRM 92189H821 318 72871 SH SOLE NONE 0 0 72871 VanEck HIP Sustainable Muni ETF HIP SUSTBLE MUNI 92189H813 257 5663 SH SOLE NONE 0 0 5663 Vanguard 500 ETF S&P 500 ETF SHS 922908363 2215 6360 SH SOLE NONE 0 0 6360 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 2458 17132 SH SOLE NONE 0 0 17132 Vanguard Dividend Appreciation Index Fd DIV APP ETF 921908844 1721 11995 SH SOLE NONE 0 0 11995 Vanguard Financials ETF FINANCIALS ETF 92204A405 223 2900 SH SOLE NONE 0 0 2900 Vanguard FTSE Developed Markets ETF VAN FTSE DEV MKT 921943858 1393 34163 SH SOLE NONE 0 0 34163 Vanguard FTSE Developed Mrkt VAN FTSE DEV MKT 921943858 216 5311 SH SOLE NONE 0 0 5311 Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 922042858 1001 24056 SH SOLE NONE 0 0 24056 Vanguard FTSE Emg Mkts FTSE EMR MKT ETF 922042858 252 6051 SH SOLE NONE 0 0 6051 Vanguard Growth ETF GROWTH ETF 922908736 331 1485 SH SOLE NONE 0 0 1485 Vanguard High Dividend Yield ETF HIGH DIV YLD 921946406 846 8326 SH SOLE NONE 0 0 8326 Vanguard Information Technology Index Fd INF TECH ETF 92204A702 628 1924 SH SOLE NONE 0 0 1924 Vanguard Intermediate-Term Bond ETF INTERMED TERM 921937819 780 10046 SH SOLE NONE 0 0 10046 Vanguard Long-Term Bond ETF LONG TERM BOND 921937793 607 7625 SH SOLE NONE 0 0 7625 Vanguard Mega Cap ETF MEGA CAP INDEX 921910873 510 3871 SH SOLE NONE 0 0 3871 Vanguard Mid-Cap ETF MID CAP ETF 922908629 1040 5281 SH SOLE NONE 0 0 5281 Vanguard Mid-Cap ETF MID CAP ETF 922908629 438 2223 SH SOLE NONE 0 0 2223 Vanguard Mid-Cap Growth ETF MCAP GR IDXVIP 922908538 645 3680 SH SOLE NONE 0 0 3680 Vanguard Mortgage-Backed Secs ETF MTG-BKD SECS ETF 92206C771 213 4465 SH SOLE NONE 0 0 4465 Vanguard Real Estate ETF REAL ESTATE ETF 922908553 1038 11401 SH SOLE NONE 0 0 11401 Vanguard REIT ETF REAL ESTATE ETF 922908553 3217 35312 SH SOLE NONE 0 0 35312 Vanguard Russell 2000 ETF VNG RUS2000IDX 92206C664 325 4750 SH SOLE NONE 0 0 4750 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 236 683 SH SOLE NONE 0 0 683 Vanguard Short Term Bond ETF SHORT TRM BOND 921937827 459 5989 SH SOLE NONE 0 0 5989 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 3092 40275 SH SOLE NONE 0 0 40275 Vanguard Small-Cap ETF SMALL CP ETF 922908751 1244 7069 SH SOLE NONE 0 0 7069 Vanguard Small-Cap ETF SMALL CP ETF 922908751 1266 7189 SH SOLE NONE 0 0 7189 Vanguard Small-Cap Value ETF SM CP VAL ETF 922908611 518 3462 SH SOLE NONE 0 0 3462 Vanguard Total Bond Market ETF TOTAL BND MRKT 921937835 1799 23909 SH SOLE NONE 0 0 23909 Vanguard Total International Bond ETF TOTAL INT BD ETF 92203J407 579 11706 SH SOLE NONE 0 0 11706 Vanguard Total International Stock ETF VG TL INTL STK F 921909768 1310 25389 SH SOLE NONE 0 0 25389 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 2160 11453 SH SOLE NONE 0 0 11453 Vanguard Value ETF VALUE ETF 922908744 3909 29644 SH SOLE NONE 0 0 29644 Vanguard Value ETF VALUE ETF 922908744 1161 8810 SH SOLE NONE 0 0 8810 Vanguard World Funds(M)Health Care Vipers HEALTH CAR ETF 92204A504 2082 8844 SH SOLE NONE 0 0 8844 Wisdomtree Europe Hedged Equity ETF EUROPE HEDGED EQ 97717X701 1770 27019 SH SOLE NONE 0 0 27019