0001606587-22-000932.txt : 20220506 0001606587-22-000932.hdr.sgml : 20220506 20220505103155 ACCESSION NUMBER: 0001606587-22-000932 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220331 FILED AS OF DATE: 20220505 DATE AS OF CHANGE: 20220505 EFFECTIVENESS DATE: 20220505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SIGNATURE SECURITIES GROUP CORPORATION CENTRAL INDEX KEY: 0001117233 IRS NUMBER: 134120476 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-21389 FILM NUMBER: 22894715 BUSINESS ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 646-822-1450 MAIL ADDRESS: STREET 1: 1177 AVENUE OF THE AMERICAS, 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: SIGNATURE SECURITIES GROUP CORP /BD DATE OF NAME CHANGE: 20020312 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001117233 XXXXXXXX 03-31-2022 03-31-2022 false SIGNATURE SECURITIES GROUP CORPORATION

1177 Avenue of the Americas, 11th Floor New York NY 10036

13F HOLDINGS REPORT 028-21389 N William Maguire 646-822-1450 William Maguire New York NY 05-03-2022 0 161 318060 false INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE 1st Tst Glbl Tactical Comm Strat FST TR GLB FD 33739H101 272 9600 SH SOLE NONE 0 0 9600 Aberdeen Physical Precious Metals Basket ETF PHYSCL PRECS MET 003263100 624 6501 SH SOLE NONE 0 0 6501 Bonds ACTIVE BD ETF 72201R775 338 3323 SH SOLE NONE 0 0 3323 Consumer Disc Select Sector SPDR Fd SBI CONS DISCR 81369Y407 564 3048 SH SOLE NONE 0 0 3048 Consumer Staples Select Sector SPDR ETF SBI CONS STPLS 81369Y308 2430 32026 SH SOLE NONE 0 0 32026 Energy Select Sector SPDR Fd ENERGY 81369Y506 212 2774 SH SOLE NONE 0 0 2774 Financial Select Sector SPDR ETF FINANCIAL 81369Y605 458 11976 SH SOLE NONE 0 0 11976 First Tr Rising Div Achievers ETF RISNG DIVD ACHIV 33738R506 253 5174 SH SOLE NONE 0 0 5174 First Tr Tcw Unconstrnd Plus Bond TCW UNCONSTRAI 33740F888 640 25070 SH SOLE NONE 0 0 25070 First Trust Dev Mkts Ex-US AlphaDEX ETF DEV MRK EX US 33737J174 591 10227 SH SOLE NONE 0 0 10227 First Trust Dorsey Wright Focus 5 ETF DORSEY WRT 5 ETF 33738R605 225 4729 SH SOLE NONE 0 0 4729 First Trust Enhanced Shrt Mat Fd FIRST TR ENH NEW 33739Q408 568 9548 SH SOLE NONE 0 0 9548 First Trust Global Tact Cmdty Strat ETF FST TR GLB FD 33739H101 615 21633 SH SOLE NONE 0 0 21633 First Trust Indxx Invtv Tnsctn&Prcs ETF INDXX INOVTV ETF 33741X201 204 5080 SH SOLE NONE 0 0 5080 First Trust Managed Municipal ETF MANAGD MUN ETF 33739N108 1352 25484 SH SOLE NONE 0 0 25484 First Trust NASDAQ Cybersecurity ETF NASDAQ CYB ETF 33734X846 238 4483 SH SOLE NONE 0 0 4483 First Trust North Amer Engy InfrasETF NO AMER ENERGY 33738D101 2989 107975 SH SOLE NONE 0 0 107975 First Trust NYSE Arca Biotech ETF NY ARCA BIOTECH 33733E203 263 1769 SH SOLE NONE 0 0 1769 First Trust Preferred Sec & Inc ETF PFD SECS INC ETF 33739E108 5358 281733 SH SOLE NONE 0 0 281733 First Trust Rising Dividend Achiev ETF RISNG DIVD ACHIV 33738R506 1765 36033 SH SOLE NONE 0 0 36033 First Trust TCW Unconstrained Pls Bd ETF TCW UNCONSTRAI 33740F888 243 9527 SH SOLE NONE 0 0 9527 First Trust Value Line Dividend ETF SHS 33734H106 6258 147951 SH SOLE NONE 0 0 147951 First Trust Water ETF WTR ETF 33733B100 586 6952 SH SOLE NONE 0 0 6952 First Tst American Energy Infst NO AMER ENERGY 33738D101 2752 99400 SH SOLE NONE 0 0 99400 First Tst Developed Mkts US Alpha Fd DEV MRK EX US 33737J174 968 16738 SH SOLE NONE 0 0 16738 First Tst Pref Sec and Incm ETF PFD SECS INC ETF 33739E108 4535 238473 SH SOLE NONE 0 0 238473 First Tst Senior Loan ETF SENIOR LN FD 33738D309 475 10097 SH SOLE NONE 0 0 10097 Glbl X Robtcs & Artfcl Intel EFT RBTCS ARTFL INTE 37954Y715 301 10397 SH SOLE NONE 0 0 10397 Global X Robotics & Artfcl Intllgnc ETF RBTCS ARTFL INTE 37954Y715 1038 35811 SH SOLE NONE 0 0 35811 Goldman Sachs ActiveBeta EMkts Eq ETF ACTIVEBETA EME 381430206 257 7610 SH SOLE NONE 0 0 7610 Hartford Multifactor Developed Markets ex- US ETF HARTFORD MLT ETF 518416102 1384 47557 SH SOLE NONE 0 0 47557 Health Care Slct Sector SPDR Fd SBI HEALTHCARE 81369Y209 305 2231 SH SOLE NONE 0 0 2231 High Yield ETF HIGH YIELD ETF 30151E814 1494 51807 SH SOLE NONE 0 0 51807 Invesco DB US Dollar Index Bullish Fd BULLISH FD 46141D203 341 12983 SH SOLE NONE 0 0 12983 Invesco NASDAQ Next Gen 100 ETF NASDAQNXTGEN100 46138G631 829 28566 SH SOLE NONE 0 0 28566 Invesco Preferred ETF PFD ETF 46138E511 277 20421 SH SOLE NONE 0 0 20421 Invesco QQQ Trust Series 1 UNIT SER 1 46090E103 10975 30252 SH SOLE NONE 0 0 30252 Invesco S&P 500 Equal Weight ETF S&P500 EQL WGT 46137V357 1606 10185 SH SOLE NONE 0 0 10185 IShares MSCI USA Quality Facto MSCI USA QLT FCT 46432F339 1414 10508 SH SOLE NONE 0 0 10508 iShares 1-3 Year Treasury Bond 1 3 YR TREAS BD 464287457 495 5942 SH SOLE NONE 0 0 5942 iShares 3-7 Year Treasury Bond ETF 3 7 YR TREAS BD 464288661 301 2473 SH SOLE NONE 0 0 2473 iShares Core Dividend Growth ETF CORE DIV GRWTH 46434V621 14569 272788 SH SOLE NONE 0 0 272788 iShares Core High Dividend ETF CORE HIGH DV ETF 46429B663 452 4236 SH SOLE NONE 0 0 4236 iShares Core International Aggt Bd ETF CORE INTL AGGR 46435G672 636 12200 SH SOLE NONE 0 0 12200 iShares Core MSCI EAFE CORE MSCI EAFE 46432F842 1542 22186 SH SOLE NONE 0 0 22186 iShares Core MSCI Emerging Markets ETF CORE MSCI EMKT 46434G103 1020 18378 SH SOLE NONE 0 0 18378 iShares Core S&P 500 ETF CORE S&P500 ETF 464287200 38787 85493 SH SOLE NONE 0 0 85493 iShares Core S&P Mid Cap ETF CORE S&P MCP ETF 464287507 5400 20125 SH SOLE NONE 0 0 20125 iShares Core S&P SmallCap ETF CORE S&P SCP ETF 464287804 26426 244958 SH SOLE NONE 0 0 244958 iShares Core S&P US Value ETF CORE S&P US VLU 464287663 849 11201 SH SOLE NONE 0 0 11201 iShares Core Total US Aggregate CORE US AGGBD ET 464287226 334 3121 SH SOLE NONE 0 0 3121 Ishares Core U S Growth Etf CORE S&P US GWT 464287671 274 2598 SH SOLE NONE 0 0 2598 iShares Core US Aggregate Bond CORE US AGGBD ET 464287226 4213 39341 SH SOLE NONE 0 0 39341 iShares Core US REIT ETF CRE U S REIT ETF 464288521 440 6808 SH SOLE NONE 0 0 6808 iShares Edge MSCI Min Vol USA MSCI USA MIN VOL 46429B697 457 5901 SH SOLE NONE 0 0 5901 iShares ESG Aware MSCI USA Small-Cap ETF ESG AWARE MSCI 46435U663 281 7403 SH SOLE NONE 0 0 7403 iShares Floating Rate Bond ETF FLTG RATE NT ETF 46429B655 723 14312 SH SOLE NONE 0 0 14312 iShares Global Comm Services E GBL COMM SVC ETF 464287275 361 4887 SH SOLE NONE 0 0 4887 iShares Global REIT ETF GLOBAL REIT ETF 46434V647 288 9861 SH SOLE NONE 0 0 9861 iShares Gold Trust ISHARES NEW 464285204 2355 63962 SH SOLE NONE 0 0 63962 iShares GSCI Cmd Dyn Roll Stgy ETF GSCI CMDTY STGY 46431W853 905 22600 SH SOLE NONE 0 0 22600 iShares iBoxx High Yield Corporate Bd IBOXX HI YD ETF 464288513 1407 17101 SH SOLE NONE 0 0 17101 iShares iBoxx Investment Grade Corporate Bond ETF IBOXX INV CP ETF 464287242 584 4830 SH SOLE NONE 0 0 4830 iShares iBoxx Investment Grade IBOXX INV CP ETF 464287242 456 3775 SH SOLE NONE 0 0 3775 iShares Intermediate-Term Corporate Bond ETF ISHS 5-10YR INVT 464288638 452 8245 SH SOLE NONE 0 0 8245 iShares MBS ETF MBS ETF 464288588 402 3950 SH SOLE NONE 0 0 3950 iShares Morningstar Growth ETF MORNINGSTAR GRWT 464287119 990 15233 SH SOLE NONE 0 0 15233 iShares Morningstar Mid-Cap ETF MRGSTR MD CP ETF 464288208 2146 31899 SH SOLE NONE 0 0 31899 iShares Morningstar Mid-Cap Growth ETF MRGSTR MD CP GRW 464288307 1093 17016 SH SOLE NONE 0 0 17016 iShares Morningstar Mid-Cap Value ETF MRGSTR MD CP VAL 464288406 7417 107665 SH SOLE NONE 0 0 107665 iShares Morningstar Small-Cap ETF MRGSTR SM CP ETF 464288505 541 10120 SH SOLE NONE 0 0 10120 iShares Morningstar Small-Cap Growth ETF MRGSTR SM CP GR 464288604 281 6361 SH SOLE NONE 0 0 6361 iShares Morningstar U.S. Equity ETF MORNINGSTR US EQ 464287127 782 12447 SH SOLE NONE 0 0 12447 iShares Morningstar Value ETF MORNINGSTAR VALU 464288109 577 8427 SH SOLE NONE 0 0 8427 iShares MSCI ACWI ex US ETF MSCI ACWI EX US 464288240 314 6019 SH SOLE NONE 0 0 6019 iShares MSCI EAFE ETF MSCI EAFE ETF 464287465 5842 79380 SH SOLE NONE 0 0 79380 iShares MSCI EAFE Growth ETF EAFE GRWTH ETF 464288885 215 2234 SH SOLE NONE 0 0 2234 iShares MSCI Emerging Markets MSCI EMG MKT ETF 464287234 1238 27425 SH SOLE NONE 0 0 27425 iShares MSCI Intl Quality Factor ETF MSCI INTL QUALTY 46434V456 513 13932 SH SOLE NONE 0 0 13932 iShares MSCI KLD 400 Social ET MSCI KLD400 SOC 464288570 350 4049 SH SOLE NONE 0 0 4049 iShares MSCI USA ESG Select ETF MSCI USA ESG SLC 464288802 351 3628 SH SOLE NONE 0 0 3628 iShares MSCI USA Min Vol Facto MSCI USA MIN VOL 46429B697 432 5576 SH SOLE NONE 0 0 5576 iShares MSCI USA Momentum Factor ETF MSCI USA MMENTM 46432F396 1104 6565 SH SOLE NONE 0 0 6565 iShares MSCI USA Quality Factor ETF MSCI USA QLT FCT 46432F339 763 5669 SH SOLE NONE 0 0 5669 iShares New York Muni Bond ETF NEW YORK MUN ETF 464288323 433 7951 SH SOLE NONE 0 0 7951 iShares Preferred & Income Securities ETF PFD AND INCM SEC 464288687 1704 46796 SH SOLE NONE 0 0 46796 iShares Russell 1000 ETF RUS 1000 ETF 464287622 842 3369 SH SOLE NONE 0 0 3369 iShares Russell 1000 Growth ETF RUS 1000 GRW ETF 464287614 5410 19488 SH SOLE NONE 0 0 19488 iShares Russell 1000 Value ETF RUS 1000 VAL ETF 464287598 9716 58541 SH SOLE NONE 0 0 58541 iShares Russell 2000 ETF RUSSELL 2000 ETF 464287655 6283 30612 SH SOLE NONE 0 0 30612 iShares Russell Mid-Cap ETF RUS MID CAP ETF 464287499 8252 105744 SH SOLE NONE 0 0 105744 iShares Russell Mid-Cap Growth ETF RUS MD CP GR ETF 464287481 428 4259 SH SOLE NONE 0 0 4259 iShares Russell Mid-Cap Value ETF RUS MDCP VAL ETF 464287473 1419 11865 SH SOLE NONE 0 0 11865 iShares Russell Top 200 Growth ETF RUS TP200 GR ETF 464289438 4234 26651 SH SOLE NONE 0 0 26651 iShares S&P 500 Growth ETF S&P 500 GRWT ETF 464287309 5888 77098 SH SOLE NONE 0 0 77098 iShares S&P 500 Value ETF S&P 500 VAL ETF 464287408 2171 13946 SH SOLE NONE 0 0 13946 iShares Select Dividend ETF SELECT DIVID ETF 464287168 2992 23358 SH SOLE NONE 0 0 23358 iShares Short-Term Corporate Bond ETF ISHS 1-5YR INVS 464288646 328 6348 SH SOLE NONE 0 0 6348 iShares Short-Term National Muni Bond SHRT NAT MUN ETF 464288158 252 2409 SH SOLE NONE 0 0 2409 iShares TIPS Bond ETF TIPS BD ETF 464287176 2817 22617 SH SOLE NONE 0 0 22617 iShares U.S. Healthcare ETF US HLTHCARE ETF 464287762 275 952 SH SOLE NONE 0 0 952 iShares US Credit Bond USD INV GRDE ETF 464288620 579 10534 SH SOLE NONE 0 0 10534 iShares US Real Estate U.S. REAL ES ETF 464287739 761 7036 SH SOLE NONE 0 0 7036 JHancock Multifactor Mid Cap ETF MULTIFACTOR MI 47804J206 1966 37421 SH SOLE NONE 0 0 37421 John Hancock Multi-Factor MC ETF MULTIFACTOR MI 47804J206 1160 22077 SH SOLE NONE 0 0 22077 JPMorgan Alerian MLP Index ETN ALERIAN ML ETN 46625H365 648 31003 SH SOLE NONE 0 0 31003 JPMorgan Ultra-Short Income ETF ULTRA SHRT INC 46641Q837 2395 47644 SH SOLE NONE 0 0 47644 PGIM Ultra Short Bond ETF ULTRA SHORT 69344A107 495 10071 SH SOLE NONE 0 0 10071 ProShares S&P 500 Dividend Aristocrats S&P 500 DV ARIST 74348A467 690 7273 SH SOLE NONE 0 0 7273 Real Estate Select Sector SPDR RL EST SEL SEC 81369Y860 432 8953 SH SOLE NONE 0 0 8953 Select Sector Spdr Fund Shs Ben Consumer Discretionary SBI CONS DISCR 81369Y407 451 2439 SH SOLE NONE 0 0 2439 Select Sector Spdr Trust Shs Ben Int Energy ENERGY 81369Y506 488 6394 SH SOLE NONE 0 0 6394 SPDR Blackstone GSO Senior Loan ETF BLACKSTONE SENR 78467V608 2196 48861 SH SOLE NONE 0 0 48861 SPDR Blmbg Barclays Convert Secs ETF BLOOMBERG CONV 78464A359 2046 26593 SH SOLE NONE 0 0 26593 SPDR Blmbg Barclays High Yield Bd ETF BLOOMBERG HIGH Y 78468R622 520 5082 SH SOLE NONE 0 0 5082 SPDR Blmbg Barclays Intl Corp Bd ETF BLOOMBERG INTL 78464A151 266 8358 SH SOLE NONE 0 0 8358 SPDR Bloomberg High Yield Bond BLOOMBERG HIGH Y 78468R622 225 2196 SH SOLE NONE 0 0 2196 SPDR Bloomberg Investment Grad BLOOMBERG INVT 78468R200 345 11326 SH SOLE NONE 0 0 11326 SPDR DoubleLine Total Return Tact ETF SPDR TR TACTIC 78467V848 732 16355 SH SOLE NONE 0 0 16355 SPDR Dow Jones Global Real Estate ETF DJ GLB RL ES ETF 78463X749 733 13578 SH SOLE NONE 0 0 13578 SPDR Dow Jones Industrial Average ETF UT SER 1 78467X109 890 2564 SH SOLE NONE 0 0 2564 SPDR Gold Trust ETF GOLD SHS 78463V107 1842 10199 SH SOLE NONE 0 0 10199 SPDR Nuveen BB Hi Yld Muncpl Bd ETF NUVEEN BLOOMBERG 78464A284 230 4188 SH SOLE NONE 0 0 4188 SPDR Portfolio S&P 500 High Di PRTFLO S&P500 HI 78468R788 409 9328 SH SOLE NONE 0 0 9328 SPDR Portfolio TIPS ETF PORTFLI TIPS ETF 78464A656 1082 35763 SH SOLE NONE 0 0 35763 SPDR S&P 500 ETF Trust TR UNIT 78462F103 3723 8227 SH SOLE NONE 0 0 8227 SPDR S&P Biotech ETF S&P BIOTECH 78464A870 335 3730 SH SOLE NONE 0 0 3730 SPDR S&P Dividend ETF S&P DIVID ETF 78464A763 1408 10992 SH SOLE NONE 0 0 10992 SPDR S&P MidCap 400 ETF Trust UTSER1 S&PDCRP 78467Y107 1989 4049 SH SOLE NONE 0 0 4049 Tech Slct Sector SPDR Fd TECHNOLOGY 81369Y803 588 3704 SH SOLE NONE 0 0 3704 Technology Select Sector SPDR ETF TECHNOLOGY 81369Y803 1633 10277 SH SOLE NONE 0 0 10277 VanEck BDC Income ETF BDC INCOME ETF 92189F411 576 32203 SH SOLE NONE 0 0 32203 VanEck Digital Transformation ETF DIGI TRANSFRM 92189H821 639 42328 SH SOLE NONE 0 0 42328 VanEck HIP Sustainable Muni ETF HIP SUSTBLE MUNI 92189H813 265 5650 SH SOLE NONE 0 0 5650 Vanguard 500 ETF S&P 500 ETF SHS 922908363 2533 6103 SH SOLE NONE 0 0 6103 Vanguard Dividend Appreciation ETF DIV APP ETF 921908844 4675 28833 SH SOLE NONE 0 0 28833 Vanguard Financials ETF FINANCIALS ETF 92204A405 270 2900 SH SOLE NONE 0 0 2900 Vanguard FTSE Developed Markets ETF FTSE DEV MKT ETF 921943858 1971 41040 SH SOLE NONE 0 0 41040 Vanguard FTSE Emerging Markets ETF FTSE EMR MKT ETF 922042858 1548 33568 SH SOLE NONE 0 0 33568 Vanguard Growth ETF GROWTH ETF 922908736 391 1361 SH SOLE NONE 0 0 1361 Vanguard Health Care ETF HEALTH CAR ETF 92204A504 1837 7224 SH SOLE NONE 0 0 7224 Vanguard High Dividend Yield ETF HIGH DIV YLD 921946406 876 7811 SH SOLE NONE 0 0 7811 Vanguard Information Technology Index Fd INF TECH ETF 92204A702 801 1923 SH SOLE NONE 0 0 1923 Vanguard Intermediate-Term Bond ETF INTERMED TERM 921937819 800 9775 SH SOLE NONE 0 0 9775 Vanguard Long-Term Bond ETF LONG TERM BOND 921937793 711 7764 SH SOLE NONE 0 0 7764 Vanguard Mega Cap ETF MEGA CAP INDEX 921910873 756 4759 SH SOLE NONE 0 0 4759 Vanguard Mid-Cap ETF MID CAP ETF 922908629 1707 7178 SH SOLE NONE 0 0 7178 Vanguard Mid-Cap Growth ETF MCAP GR IDXVIP 922908538 781 3508 SH SOLE NONE 0 0 3508 Vanguard Mortgage-Backed Secs ETF MTG-BKD SECS ETF 92206C771 237 4750 SH SOLE NONE 0 0 4750 Vanguard REIT ETF REAL ESTATE ETF 922908553 6280 57957 SH SOLE NONE 0 0 57957 Vanguard Russell 2000 ETF VNG RUS2000IDX 92206C664 393 4750 SH SOLE NONE 0 0 4750 Vanguard S&P 500 ETF S&P 500 ETF SHS 922908363 283 683 SH SOLE NONE 0 0 683 Vanguard Short-Term Bond ETF SHORT TRM BOND 921937827 2379 30544 SH SOLE NONE 0 0 30544 Vanguard Small-Cap ETF SMALL CP ETF 922908751 2700 12705 SH SOLE NONE 0 0 12705 Vanguard Total Bond Market ETF TOTAL BND MRKT 921937835 2340 29420 SH SOLE NONE 0 0 29420 Vanguard Total International Bond ETF TOTAL INT BD ETF 92203J407 699 13345 SH SOLE NONE 0 0 13345 Vanguard Total International Stock ETF VG TL INTL STK F 921909768 1503 25161 SH SOLE NONE 0 0 25161 Vanguard Total Stock Market ETF TOTAL STK MKT 922908769 2609 11462 SH SOLE NONE 0 0 11462 Vanguard Value ETF VALUE ETF 922908744 5252 35542 SH SOLE NONE 0 0 35542 Vanguard World Funds M Health Care Vipers HEALTH CAR ETF 92204A504 203 801 SH SOLE NONE 0 0 801 Wisdomtree Europe Hedged Equity ETF EUROPE HEDGED EQ 97717X701 1989 27031 SH SOLE NONE 0 0 27031