0001213900-19-018052.txt : 20190913
0001213900-19-018052.hdr.sgml : 20190913
20190913202133
ACCESSION NUMBER: 0001213900-19-018052
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190823
FILED AS OF DATE: 20190913
DATE AS OF CHANGE: 20190913
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Xue J. Simon
CENTRAL INDEX KEY: 0001531104
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32898
FILM NUMBER: 191093535
MAIL ADDRESS:
STREET 1: 3353 ROBERT BURNS DRIVE
CITY: RICHFIELD
STATE: OH
ZIP: 44286
FORMER NAME:
FORMER CONFORMED NAME: Xue Simon
DATE OF NAME CHANGE: 20110926
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CBAK Energy Technology, Inc.
CENTRAL INDEX KEY: 0001117171
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 880442833
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET
STREET 2: HUAYUANKOU ECONOMIC ZONE
CITY: DALIAN
STATE: F4
ZIP: 116422
BUSINESS PHONE: (86)(411)6251-0619
MAIL ADDRESS:
STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET
STREET 2: HUAYUANKOU ECONOMIC ZONE
CITY: DALIAN
STATE: F4
ZIP: 116422
FORMER COMPANY:
FORMER CONFORMED NAME: CHINA BAK BATTERY INC
DATE OF NAME CHANGE: 20050214
FORMER COMPANY:
FORMER CONFORMED NAME: MEDINA COFFEE INC
DATE OF NAME CHANGE: 20000626
4
1
ownership.xml
OWNERSHIP DOCUMENT
X0306
4
2019-08-23
0
0001117171
CBAK Energy Technology, Inc.
CBAT
0001531104
Xue J. Simon
BAK INDUSTRIAL PARK, MEIGUI STREET
HUAYUANKOU ECONOMIC ZONE
DALIAN
F4
116450
CHINA
1
0
0
0
Restricted Share Units
2019-08-23
4
A
0
20000
0
A
Common Stock
20000
20000
D
On August 23, 2019, pursuant to the CBAK Energy Technology, Inc. 2015 Equity Incentive Plan, the company granted 20,000 restricted share units (the "RSUs") to the Reporting Person. Each RSU represents a contingent right to receive one share of common stock.
The RSUs vest semi-annually in six equity installments over a three year period with the first vesting on September 30, 2019.
/s/ J. Simon Xue
2019-09-13