0001213900-19-017996.txt : 20190913 0001213900-19-017996.hdr.sgml : 20190913 20190913165149 ACCESSION NUMBER: 0001213900-19-017996 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190904 FILED AS OF DATE: 20190913 DATE AS OF CHANGE: 20190913 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Li Dawei CENTRAL INDEX KEY: 0001764910 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32898 FILM NUMBER: 191093068 MAIL ADDRESS: STREET 1: NO. 11 MEIGUI STREET (EAST) STREET 2: HUAYUANKOU ECONOMIC DISTRICT CITY: DALIAN STATE: F4 ZIP: 116450 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CBAK Energy Technology, Inc. CENTRAL INDEX KEY: 0001117171 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 880442833 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET STREET 2: HUAYUANKOU ECONOMIC ZONE CITY: DALIAN STATE: F4 ZIP: 116422 BUSINESS PHONE: (86)(411)6251-0619 MAIL ADDRESS: STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET STREET 2: HUAYUANKOU ECONOMIC ZONE CITY: DALIAN STATE: F4 ZIP: 116422 FORMER COMPANY: FORMER CONFORMED NAME: CHINA BAK BATTERY INC DATE OF NAME CHANGE: 20050214 FORMER COMPANY: FORMER CONFORMED NAME: MEDINA COFFEE INC DATE OF NAME CHANGE: 20000626 4 1 ownership.xml OWNERSHIP DOCUMENT X0306 4 2019-09-04 0 0001117171 CBAK Energy Technology, Inc. CBAK 0001764910 Li Dawei NO. 11 MEIGUI STREET(EAST), HUAYUANKOU ECONOMIC DISTRICT DALIAN F4 116450 CHINA 0 0 1 0 COMMON STOCK 2019-09-04 4 P 0 1384717 1.05 A 6733359 D On September 4, 2019, the Reporting Person acquired 1,384,717 shares of common stock of the Issuer by cancelling a loan of $1.45 million that the Issuer owed to the Reporting Person, at the exchange price of $1.05 per share. /s/ Dawei Li 2019-09-13