X0306 4 2015-06-15 0001117171 CHINA BAK BATTERY INC CBAK 0001315122 Li Xiangqian BAK INDUSTRIAL PARK, MEIGUI STREET HUAYUANKOU ECONOMIC ZONE DALIAN F4 116422 CHINA 1 1 1 0 Chief Executive Officer Common Stock 2015-06-15 4 S 0 23100 3.6368 D 3827865 D Common Stock 2015-06-16 4 S 0 2500 3.6368 D 3825365 D Common Stock 2015-06-17 4 S 0 8500 3.7339 D 3816865 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.63 to $3.69 inclusive. The reporting person undertakes to provide to China BAK Battery, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.61 to $3.65, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.65 to $3.85, inclusive. /s/ Xiangqian Li 2015-06-17