0001013762-23-003191.txt : 20231011
0001013762-23-003191.hdr.sgml : 20231011
20231011163002
ACCESSION NUMBER: 0001013762-23-003191
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230411
FILED AS OF DATE: 20231011
DATE AS OF CHANGE: 20231011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pei Xiangyu
CENTRAL INDEX KEY: 0001786555
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32898
FILM NUMBER: 231320963
MAIL ADDRESS:
STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET
STREET 2: HUAYUANKOU ECONOMIC ZONE
CITY: DALIAN
STATE: F4
ZIP: 116450
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CBAK Energy Technology, Inc.
CENTRAL INDEX KEY: 0001117171
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 880442833
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET
STREET 2: HUAYUANKOU ECONOMIC ZONE
CITY: DALIAN
STATE: F4
ZIP: 116422
BUSINESS PHONE: (86)(411)6251-0619
MAIL ADDRESS:
STREET 1: BAK INDUSTRIAL PARK, MEIGUI STREET
STREET 2: HUAYUANKOU ECONOMIC ZONE
CITY: DALIAN
STATE: F4
ZIP: 116422
FORMER COMPANY:
FORMER CONFORMED NAME: CHINA BAK BATTERY INC
DATE OF NAME CHANGE: 20050214
FORMER COMPANY:
FORMER CONFORMED NAME: MEDINA COFFEE INC
DATE OF NAME CHANGE: 20000626
4
1
ownership.xml
X0508
4
2023-04-11
0
0001117171
CBAK Energy Technology, Inc.
CBAT
0001786555
Pei Xiangyu
BAK INDUSTRIAL PARK, MEIGUI STREET
HUAYUANKOU ECONOMIC ZONE
DALIAN
F4
116450
CHINA
1
0
0
0
0
Restricted Share Units
2023-04-11
4
A
0
50000
0
A
Common Stock
50000
50000
D
Stock Option (right to buy)
0.9503
2023-04-11
4
A
0
100000
0
A
2029-02-11
Common Stock
100000
100000
D
On April 11, 2023, pursuant to the CBAK Energy Technology, Inc. 2015 Equity Incentive Plan, the company granted 50,000 restricted share units (the "RSUs") to the Reporting Person. Each RSU represents a contingent right to receive one share of common stock.
The RSUs vest in two equal installments on June 30 and December 31, 2023, respectively.
On April 11, 2023, pursuant to the CBAK Energy Technology, Inc. 2015 Equity Incentive Plan, the company granted the Reporting Person an option to purchase 100,000 shares of common stock. The option will vest in four equal installments semi-annually with the first installment vesting on June 30, 2024.
/s/ Xiangyu Pei
2023-10-11