0001116943-15-000001.txt : 20150113
0001116943-15-000001.hdr.sgml : 20150113
20150113155045
ACCESSION NUMBER: 0001116943-15-000001
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20141231
FILED AS OF DATE: 20150113
DATE AS OF CHANGE: 20150113
EFFECTIVENESS DATE: 20150113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: HABERER REGISTERED INVESTMENT ADVISOR INC
CENTRAL INDEX KEY: 0001116943
IRS NUMBER: 310903352
STATE OF INCORPORATION: OH
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05833
FILM NUMBER: 15524761
BUSINESS ADDRESS:
STREET 1: 201 E. 5TH STREET, SUITE 1100
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 5133818200
MAIL ADDRESS:
STREET 1: 201 E. 5TH STREET, SUITE 1100
CITY: CINCINNATI
STATE: OH
ZIP: 45202
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0001116943
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12-31-2014
12-31-2014
HABERER REGISTERED INVESTMENT ADVISOR INC
201 E. 5TH STREET, SUITE 1100
CINCINNATI
OH
45202
13F HOLDINGS REPORT
028-05833
N
adonis caneris
cco
5133818200
adonis caneris
cincinnati
OH
01-13-2015
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COM
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COM
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ACCENTURE PLC
COM
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ACTAVIS INC.
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COM
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AMERICAN ELECTRIC POWER
COM
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COM
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AMERICAN INT`L GROUP
COM
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COM
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AMGEN INC.
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AMERICAN SUPERCONDUCTOR CORP.
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COM
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YAMANA GOLD INC.
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BOEING CO.
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BB&T CORPORATION
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BECTON DICKINSON & CO.
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BIOGEN IDEC INC.
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0
0
ISHARES S&P 500 INDEX FUND
COM
464287200
200
965
SH
SOLE
0
965
0
0
ISHARES S&P 500 GROWTH INDEX FD
COM
464287309
448
4011
SH
SOLE
0
4011
0
0
ISHARES RUSSELL 1000 INDEX FUND
COM
464287622
184
1602
SH
SOLE
0
1602
0
0
ISHARES RUSSELL 1000 VALUE
COM
464287598
11
103
SH
SOLE
0
103
0
0
ISHARES RUSSELL 1000 GROWTH
COM
464287614
22
225
SH
SOLE
0
225
0
0
ISHARES RUSSELL 2000 INDEX FUND
COM
464287655
16
134
SH
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0
134
0
0
ISHARES RUSSELL 2000 VALUE INDEX
COM
464287630
26
253
SH
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0
253
0
0
ISHARES RUSSELL 2000 GROWTH
COM
464287648
14
98
SH
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0
98
0
0
ISHARES RUSSELL MIDCAP GROWTH INDEX FUND
COM
464287481
93
1001
SH
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0
1001
0
0
ISHARES RUSSELL MIDCAP VALUE
COM
464287473
34
466
SH
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0
466
0
0
ISHARES RUSSELL 3000 VALUE INDEX
COM
464287663
4
32
SH
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0
32
0
0
ISHARES DOW JONES REAL ESTATE
COM
464287739
138
1800
SH
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0
1800
0
0
ISHARES DOW JONES US INDEX FUND
COM
464287846
6
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SH
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0
55
0
0
JACK IN THE BOX INC
COM
466367109
16
200
SH
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0
200
0
0
JONES LANG LASALLE INCORPORATED
COM
48020Q107
9
61
SH
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0
61
0
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JOHNSON & JOHNSON
COM
478160104
608
5818
SH
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0
5818
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0
J.P. MORGAN CHASE & CO.
COM
46625H100
2860
45702
SH
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0
45702
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0
KINROSS GOLD
COM
496902404
1
222
SH
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0
222
0
0
KINDER MORGAN INC.
COM
49456B101
93
2193
SH
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0
2193
0
0
COCA COLA
COM
191216100
2417
57236
SH
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0
57236
0
0
KROGER CO.
COM
501044101
1380
21490
SH
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0
21490
0
0
SPDR S & P REGIONAL BANKING
COM
78464A698
13
325
SH
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0
325
0
0
KRAFT FOODS GROUP, INC.
COM
50076Q106
64
1029
SH
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0
1029
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0
L BRANDS INC.
COM
501797104
61
708
SH
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0
708
0
0
LIBERTY STAR URANIUM & METAL
COM
53123T206
0
1750
SH
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0
1750
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0
LARGO RESOURCES LTD.
COM
517103404
1
400
SH
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0
400
0
0
LKQ CORPORATION
COM
501889208
15
525
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0
525
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0
ELI LILLY
COM
532457108
92
1337
SH
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0
1337
0
0
LOCKHEED MARTIN CORP.
COM
539830109
48
250
SH
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0
250
0
0
LINCOLN NATIONAL CORP. IND.
COM
534187109
6
100
SH
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0
100
0
0
LOWES COMPANIES INC.
COM
548661107
83
1200
SH
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0
1200
0
0
SOUTHWEST AIRLINES CO.
COM
844741108
42
1000
SH
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0
1000
0
0
MACY`S INC.
COM
55616P104
49
746
SH
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0
746
0
0
MARRIOTT INTERNATIONAL CLASS A
COM
571903202
8
100
SH
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0
100
0
0
MCDONALD`S CORP.
COM
580135101
846
9029
SH
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0
9029
0
0
MONDELEZ INTERNATIONAL, INC.
COM
609207105
2743
75521
SH
SOLE
0
75521
0
0
MEDTRONIC, INC.
COM
585055106
164
2275
SH
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0
2275
0
0
S&P MIDCAP 400 SPDR TRUST
COM
78467Y107
42
158
SH
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0
158
0
0
MANULIFE FINANCIAL CORPORATION
COM
56501R106
15
760
SH
SOLE
0
760
0
0
MIDDLEBY CORPORATION
COM
596278101
3
26
SH
SOLE
0
26
0
0
MARKEL CORPORATION
COM
570535104
68
100
SH
SOLE
0
100
0
0
3M COMPANY
COM
88579Y101
278
1693
SH
SOLE
0
1693
0
0
MALLINCKRODT PLC
COM
G5785G107
5
51
SH
SOLE
0
51
0
0
ALTRIA GROUP INC.
COM
02209S103
73
1475
SH
SOLE
0
1475
0
0
MERCK & CO. INC.
COM
58933Y105
1039
18288
SH
SOLE
0
18288
0
0
MORGAN STANLEY DEAN WITTER & CO.
COM
617446448
12
300
SH
SOLE
0
300
0
0
MICROSOFT CORP.
COM
594918104
800
17214
SH
SOLE
0
17214
0
0
MYLAN LABORATORIES, INC.
COM
628530107
128
2273
SH
SOLE
0
2273
0
0
NORTHERN DYNASTY MINERALS
COM
66510M204
2
5000
SH
SOLE
0
5000
0
0
NCR CORP.
COM
62886E108
31
1050
SH
SOLE
0
1050
0
0
NEXTERA ENERGY INC.
COM
65339F101
2494
23466
SH
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0
23466
0
0
NEWMONT MINING CORP.
COM
651639106
5
278
SH
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0
278
0
0
NEPTUNE TECHS & BIORESOURCES
COM
64077P108
1
500
SH
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0
500
0
0
NIKE, INC. CLASS B
COM
654106103
40
414
SH
SOLE
0
414
0
0
ANNALY MORTGAGE MANAGEMENT
COM
035710409
4
400
SH
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0
400
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NRG ENERGY INC.
COM
629377508
0
3
SH
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0
3
0
0
NORTEL NETWORKS CORP
COM
656568508
0
67
SH
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0
67
0
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NORFOLK SOUTHERN
COM
655844108
22
200
SH
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0
200
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NORTHEAST UTILITIES
COM
664397106
18
345
SH
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0
345
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NUCOR CORP.
COM
670346105
1872
38159
SH
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0
38159
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OHA INVESTMENT CORP.
COM
67091U102
0
100
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0
100
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0
OCEAN POWER TECHNOLOGIES INC.
COM
674870308
0
600
SH
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0
600
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0
ORACLE CORP.
COM
68389X105
3063
68121
SH
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0
68121
0
0
ORAMED PHARMACEUTICALS INC.
COM
68403P203
2
334
SH
SOLE
0
334
0
0
OCCIDENTAL PETROLEUM
COM
674599105
3104
38510
SH
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0
38510
0
0
PETROLEO BRASILEIRO S.A.-ADR
COM
71654V408
3
450
SH
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0
450
0
0
PLUM CREEK TIMBER CO. INC.
COM
729251108
90
2100
SH
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0
2100
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0
PUBLIC SERVICE ENTERPRISE GROUP INC.
COM
744573106
5
112
SH
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0
112
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PEPSICO, INC.
COM
713448108
178
1887
SH
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0
1887
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PETSMART INC.
COM
716768106
7
90
SH
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0
90
0
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PFIZER, INC.
COM
717081103
645
20691
SH
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0
20691
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PROCTER & GAMBLE
COM
742718109
5847
64192
SH
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0
64192
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PROGRESSIVE CORP.
COM
743315103
11
400
SH
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0
400
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PHILIP MORRIS INTERNATIONAL
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718172109
122
1500
SH
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0
1500
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PNC FINANCIAL SERVICES GP INC.
COM
693475105
2
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SH
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0
25
0
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PENTAIR, LTD
COM
G7S00T104
23
352
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0
352
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PANERA BREAD COMPANY CLASS `A`
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69840W108
17
100
SH
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0
100
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PIEDMONT NATURAL GAS CO.
COM
720186105
12
300
SH
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0
300
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POWER RESOURCE EXPLORATION
COM
73933D100
0
20
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0
20
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PRUDENTIAL FINANCIAL INC.
COM
744320102
2
23
SH
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23
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PHILLIPS 66
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718546104
242
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SH
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0
3375
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QUANTA SERVICES, INC.
COM
74762E102
10
362
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0
362
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POWERSHARES DYNAMIC LARGE CAP VALUE
COM
73935X708
16
500
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0
500
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PRAXAIR INC.
COM
74005P104
104
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0
806
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POWERSHARES CLEANTECH PORTFOLIO
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73935X278
59
2035
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0
2035
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QUALCOMM, INC.
COM
747525103
3609
48551
SH
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0
48551
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0
QEP RESOURCES, INC.
COM
74733V100
2
114
SH
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0
114
0
0
NASDAQ 100 UNIT TRUST
COM
73935A104
14
140
SH
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0
140
0
0
ROYAL DUTCH SHELL PLC-ADR A
COM
780259206
6
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SH
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0
94
0
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ROYAL DUTCH SHELL PLC-ADR B
COM
780259107
37
530
SH
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0
530
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0
EVEREST RE GROUP LTD.
COM
G3223R108
102
600
SH
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0
600
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0
RED HOT CONCEPTS, INC.
COM
756601308
0
5153
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0
5153
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TRANSOCEAN LTD.
COM
H8817H100
7
384
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0
384
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0
ROSS STORES INC.
COM
778296103
47
500
SH
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0
500
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RAYTHEON COMPANY
COM
755111507
12
109
SH
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0
109
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0
RYLAND GROUP INC.
COM
783764103
4
100
SH
SOLE
0
100
0
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BOSTON BEER COMPANY, INC.
COM
100557107
10
33
SH
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0
33
0
0
STARBUCKS CORP.
COM
855244109
23
284
SH
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0
284
0
0
SPECTRA ENERGY CORP.
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847560109
114
3143
SH
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0
3143
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0
SEALED AIR CORPORATION
COM
81211K100
1132
26675
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0
26675
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SOFTBANK CORP. - UNSPON ADR
COM
83404D109
48
1586
SH
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0
1586
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SWIFT ENERGY CO
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870738101
26
6500
SH
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0
6500
0
0
SIGMA-ALDRICH CORPORATION
COM
826552101
5
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0
39
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SILEX SYSTEMS LTD
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Q85045104
0
300
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0
300
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THE JM SMUCKER CO.
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832696405
20
200
SH
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0
200
0
0
SCHLUMBERGER LTD.
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806857108
2026
23724
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0
23724
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0
SCRIPPS NETWORKS INTER - CLASS `A`
COM
811065101
301
4000
SH
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0
4000
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0
SOUTHERN COMPANY
COM
842587107
58
1174
SH
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0
1174
0
0
STRATA OIL & GAS INC.
COM
86270C105
2
12000
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0
12000
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0
SIMON PROPERTY GROUP INC.
COM
828806109
18
100
SH
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0
100
0
0
SPDR S & P 500 ETF TRUST
COM
78462F103
2830
13770
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0
13770
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0
SEMPRA ENERGY
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816851109
33
300
SH
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0
300
0
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SEVENTY SEVEN ENERGY INC.
COM
818097107
0
28
SH
SOLE
0
28
0
0
SCRIPPS E.W. CO. CLASS A
COM
811054402
17
773
SH
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0
773
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SUNCOKE ENERGY INC.
COM
86722A103
1
53
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0
53
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0
SYSCO CORP.
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871829107
8
200
SH
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0
200
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AT&T INC
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00206R102
373
11103
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0
11103
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0
TERADATA CORP.
COM
88076W103
46
1050
SH
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0
1050
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0
TE CONNECTIVITY LTD.
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H84989104
26
418
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0
418
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TFS FINANCIAL CORP
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87240R107
1
100
SH
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0
100
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0
TARGET CORP.
COM
87612E106
121
1599
SH
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0
1599
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0
TJX COMPANIES
COM
872540109
69
1000
SH
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0
1000
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THERMO FISHER SCIENTIFIC INC.
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883556102
27
213
SH
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0
213
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TENNANT COMPANY
COM
880345103
16
220
SH
SOLE
0
220
0
0
T ROWE PRICE GROUP INC.
COM
74144T108
7
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SH
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0
84
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TRAVELERS COMPANIES INC.
COM
89417E109
1695
16010
SH
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0
16010
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0
TUFFNELL LTD.
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89904P104
0
30000
SH
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0
30000
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0
TEXAS INSTRUMENTS
COM
882508104
37
698
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0
698
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0
TEXTRON INC.
COM
883203101
34
800
SH
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0
800
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0
TYCO INTERNATIONAL PLC
COM
G91442106
65
1479
SH
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0
1479
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0
UNITED BANKSHARES INC.
COM
909907107
194
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SH
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0
5177
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0
UIL HOLDINGS CORP
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902748102
4
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SH
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0
83
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UNITEDHEALTH GROUP INC
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91324P102
572
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SH
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0
5663
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0
UNION PACIFIC
COM
907818108
66
550
SH
SOLE
0
550
0
0
ULTRA PETROLEUM CORP.
COM
903914109
23
1750
SH
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0
1750
0
0
U.S. BANCORP
COM
902973304
2284
50805
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0
50805
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0
COHEN & STEERS INFRASTRUCTURE FUND
COM
19248A109
1271
55963
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SOLE
0
55963
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0
UNITED TECHNOLOGIES
COM
913017109
997
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SH
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0
8667
0
0
VISA INC. - CLASS `A`
COM
92826C839
3762
14346
SH
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0
14346
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0
MARRIOTT VACATIONS WORLDWIDE CORPORATION
COM
57164Y107
1
10
SH
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0
10
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VANGUARD SMALL CAP GROWTH FUND
COM
922908595
4
30
SH
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0
30
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0
VANGUARD MSCI EAFE
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19
500
SH
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0
500
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0
VF CORP.
COM
918204108
40
540
SH
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0
540
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0
VIACOM INC-B
COM
92553P201
41
542
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0
542
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0
VANGUARD REIT ETF
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922908553
2582
31872
SH
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0
31872
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0
VIRTUAL SCOPICS INC.
COM
928269208
0
150
SH
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0
150
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VITESSE SEMICONDUCTOR CORP.
COM
928497304
0
5
SH
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0
5
0
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VANGUARD GROWTH ETF
COM
922908736
534
5115
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0
5115
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0
VANGUARD EMERGING MARKETS
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922042858
99
2480
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0
2480
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0
VERIZON COMMUNICATIONS
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92343V104
2888
61741
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0
61741
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0
WALGREEN CO.
COM
931422109
11
138
SH
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0
138
0
0
WELLS FARGO & CO.
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1269
23149
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0
23149
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WHOLE FOODS MARKET, INC.
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966837106
16
324
SH
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0
324
0
0
W HOLDING COMPANY INC.
COM
929251874
0
238
SH
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0
238
0
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WILLIAMS COMPANIES INC.
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969457100
45
1000
SH
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0
1000
0
0
WMI HOLDINGS CORP
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92936P100
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14
SH
SOLE
0
14
0
0
WAL-MART STORES, INC.
COM
931142103
369
4300
SH
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0
4300
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0
WASHINGTON PRIME GROUP
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939647103
1
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SH
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0
50
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0
WPX ENERGY INC.
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98212B103
4
333
SH
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0
333
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0
WESBANCO INC.
COM
950810101
23
657
SH
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0
657
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AQUA AMERICA IN.
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03836W103
4
135
SH
SOLE
0
135
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0
WHITEWAVE FOODS COMPANY
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SH
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0
13090
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962166104
11
300
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0
300
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SPDR BASIC INDUSTRIES INDEX
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81369Y100
10
200
SH
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0
200
0
0
SPDR ENERGY INDEX
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81369Y506
298
3759
SH
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0
3759
0
0
SPDR FINANCIAL INDEX
COM
81369Y605
454
18350
SH
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0
18350
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0
SPDR INDUSTRIAL INDEX
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81369Y704
330
5831
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0
5831
0
0
SPDR TECHNOLOGY INDEX
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81369Y803
2160
52237
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0
52237
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0
SPDR CONSUMER STAPLES SELECT
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81369Y308
36
745
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0
745
0
0
SPDR UTILITIES SELECT SECTOR
COM
81369Y886
769
16288
SH
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0
16288
0
0
SPDR HEALTH CARE SELECT SECTOR
COM
81369Y209
177
2588
SH
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0
2588
0
0
SPDR CONSUMER DISCRETIONARY
COM
81369Y407
72
1004
SH
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0
1004
0
0
EXXON MOBIL CORPORATION
COM
30231G102
1485
16066
SH
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0
16066
0
0
EXETER RESOURCE
COM
301835104
1
1000
SH
SOLE
0
1000
0
0
YANDEX NV - A
COM
N97284108
2
100
SH
SOLE
0
100
0
0
YUM! BRANDS INC
COM
988498101
1
17
SH
SOLE
0
17
0
0
ZAZA ENERGY CORP.
COM
98919T407
0
100
SH
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0
100
0
0
ZWEIG FUND INC.
COM
989834205
21
1382
SH
SOLE
0
1382
0
0
ZIMMER HOLDINGS INC
COM
98956P102
2
20
SH
SOLE
0
20
0
0