0001019687-13-000758.txt : 20130307 0001019687-13-000758.hdr.sgml : 20130307 20130307200015 ACCESSION NUMBER: 0001019687-13-000758 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130307 DATE AS OF CHANGE: 20130307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALABAN HOWARD CENTRAL INDEX KEY: 0001116698 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54389 FILM NUMBER: 13675035 BUSINESS ADDRESS: STREET 1: 740 LOMAS SANTA FE #210 CITY: SOLANA BEACH STATE: CA ZIP: 92075 MAIL ADDRESS: STREET 1: 740 LOMAS SANTA FE. #210 CITY: SOLANA BEACH STATE: CA ZIP: 92075 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Genius Brands International, Inc. CENTRAL INDEX KEY: 0001355848 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 204118216 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3111 CAMINO DEL RIO NORTH, SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92108 BUSINESS PHONE: 619-481-6511 MAIL ADDRESS: STREET 1: 3111 CAMINO DEL RIO NORTH, SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92108 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC ENTERTAINMENT CORP DATE OF NAME CHANGE: 20060310 4 1 hbalaban_frm4-123112.xml FORM 4 X0306 4 2012-12-31 0 0001355848 Genius Brands International, Inc. GNUS 0001116698 BALABAN HOWARD 5820 OBERLIN DRIVE, SUITE 203 SAN DIEGO CA 92121 1 1 1 0 Executive VP of New Bus. Dev. Options 0.20 2012-12-31 4 A 0 100000 A 2012-12-31 2017-12-31 Comon Stock 100000 3200000 D Issued directly from the Issuer pursuant to the Issuer's Stock Option Plan on December 31, 2012. Represents, in addition to those options that are the subject of this report: (i) 2,000,000 options exercisable as of 1/20/2009 and expiring on 1/20/2014, at an exercise price of $0.40, (ii) 1,000,000 options at an exercise price of $0.44, granted on 4/11/2011, with 250,000 of such options vesting on the grant date and 250,000 vesting upon each of the first three anniversaries of the grant date, and (iii) 100,000 options exercisable on 12/31/2011 and expiring on 12/31/2016 at an exercise price of $0.22. /s/ Howard Balaban 2013-03-07