0001019687-13-000758.txt : 20130307
0001019687-13-000758.hdr.sgml : 20130307
20130307200015
ACCESSION NUMBER: 0001019687-13-000758
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121231
FILED AS OF DATE: 20130307
DATE AS OF CHANGE: 20130307
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BALABAN HOWARD
CENTRAL INDEX KEY: 0001116698
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54389
FILM NUMBER: 13675035
BUSINESS ADDRESS:
STREET 1: 740 LOMAS SANTA FE #210
CITY: SOLANA BEACH
STATE: CA
ZIP: 92075
MAIL ADDRESS:
STREET 1: 740 LOMAS SANTA FE. #210
CITY: SOLANA BEACH
STATE: CA
ZIP: 92075
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Genius Brands International, Inc.
CENTRAL INDEX KEY: 0001355848
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812]
IRS NUMBER: 204118216
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3111 CAMINO DEL RIO NORTH, SUITE 400
CITY: SAN DIEGO
STATE: CA
ZIP: 92108
BUSINESS PHONE: 619-481-6511
MAIL ADDRESS:
STREET 1: 3111 CAMINO DEL RIO NORTH, SUITE 400
CITY: SAN DIEGO
STATE: CA
ZIP: 92108
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC ENTERTAINMENT CORP
DATE OF NAME CHANGE: 20060310
4
1
hbalaban_frm4-123112.xml
FORM 4
X0306
4
2012-12-31
0
0001355848
Genius Brands International, Inc.
GNUS
0001116698
BALABAN HOWARD
5820 OBERLIN DRIVE, SUITE 203
SAN DIEGO
CA
92121
1
1
1
0
Executive VP of New Bus. Dev.
Options
0.20
2012-12-31
4
A
0
100000
A
2012-12-31
2017-12-31
Comon Stock
100000
3200000
D
Issued directly from the Issuer pursuant to the Issuer's Stock Option Plan on December 31, 2012.
Represents, in addition to those options that are the subject of this report: (i) 2,000,000 options exercisable as of 1/20/2009 and expiring on 1/20/2014, at an exercise price of $0.40, (ii) 1,000,000 options at an exercise price of $0.44, granted on 4/11/2011, with 250,000 of such options vesting on the grant date and 250,000 vesting upon each of the first three anniversaries of the grant date, and (iii) 100,000 options exercisable on 12/31/2011 and expiring on 12/31/2016 at an exercise price of $0.22.
/s/ Howard Balaban
2013-03-07