0001019687-12-004365.txt : 20121203 0001019687-12-004365.hdr.sgml : 20121203 20121203140302 ACCESSION NUMBER: 0001019687-12-004365 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121127 FILED AS OF DATE: 20121203 DATE AS OF CHANGE: 20121203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALABAN HOWARD CENTRAL INDEX KEY: 0001116698 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54389 FILM NUMBER: 121237113 BUSINESS ADDRESS: STREET 1: 740 LOMAS SANTA FE #210 CITY: SOLANA BEACH STATE: CA ZIP: 92075 MAIL ADDRESS: STREET 1: 740 LOMAS SANTA FE. #210 CITY: SOLANA BEACH STATE: CA ZIP: 92075 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Genius Brands International, Inc. CENTRAL INDEX KEY: 0001355848 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 204118216 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3111 CAMINO DEL RIO NORTH, SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92108 BUSINESS PHONE: 619-481-6511 MAIL ADDRESS: STREET 1: 3111 CAMINO DEL RIO NORTH, SUITE 400 CITY: SAN DIEGO STATE: CA ZIP: 92108 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC ENTERTAINMENT CORP DATE OF NAME CHANGE: 20060310 4 1 balaban_f4.xml OWNERSHIP DOCUMENT X0306 4 2012-11-27 0 0001355848 Genius Brands International, Inc. GNUS 0001116698 BALABAN HOWARD C/O GENIUS BRANDS INTERNATIONAL, INC. 3111 CAMINO DEL RIO NORTH, SUITE 400 SAN DIEGO CA 92108 1 1 1 0 Executive VP of New Bus. Dev. Common Stock 2012-11-27 4 G 0 75000 D 10808924 D Common Stock 2012-11-27 4 G 0 75000 D 10733924 D The shares were transferred as a bona fide gift by the Reporting Person to a third party for no value. /s/ Howard Balaban 2012-12-03