0001019687-12-001862.txt : 20120517 0001019687-12-001862.hdr.sgml : 20120517 20120517111736 ACCESSION NUMBER: 0001019687-12-001862 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120517 DATE AS OF CHANGE: 20120517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALABAN HOWARD CENTRAL INDEX KEY: 0001116698 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54389 FILM NUMBER: 12850755 BUSINESS ADDRESS: STREET 1: 740 LOMAS SANTA FE #210 CITY: SOLANA BEACH STATE: CA ZIP: 92075 MAIL ADDRESS: STREET 1: 740 LOMAS SANTA FE. #210 CITY: SOLANA BEACH STATE: CA ZIP: 92075 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Genius Brands International, Inc. CENTRAL INDEX KEY: 0001355848 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812] IRS NUMBER: 204118216 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5820 OBERLIN DRIVE STREET 2: SUITE 203 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 7604502900 MAIL ADDRESS: STREET 1: 5820 OBERLIN DRIVE STREET 2: SUITE 203 CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC ENTERTAINMENT CORP DATE OF NAME CHANGE: 20060310 4 1 balaban_f4.xml OWNERSHIP DOCUMENT X0305 4 2011-12-31 0 0001355848 Genius Brands International, Inc. GNUS 0001116698 BALABAN HOWARD 5820 OBERLIN DR. SUITE 203 SAN DIEGO CA 92121 1 1 1 0 EVP of New Business Dev. Common Stock 2012-05-02 4 A 0 2209041 A 10883924 D Options 0.22 2011-12-31 4 A 0 100000 A 2011-12-31 2016-12-31 Common Stock 100000 2600000 D Acquired on May 2, 2012 pursuant to a conversion of a then outstanding note balance of $441,808.24 into 2,209,041 shares of the Company's common stock. Issued directly from the Issuer pursuant to the Issuer's Stock Option Plan on December 31, 2011. /s/ Howard Balaban 2012-05-16