0001019687-12-001862.txt : 20120517
0001019687-12-001862.hdr.sgml : 20120517
20120517111736
ACCESSION NUMBER: 0001019687-12-001862
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120517
DATE AS OF CHANGE: 20120517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BALABAN HOWARD
CENTRAL INDEX KEY: 0001116698
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-54389
FILM NUMBER: 12850755
BUSINESS ADDRESS:
STREET 1: 740 LOMAS SANTA FE #210
CITY: SOLANA BEACH
STATE: CA
ZIP: 92075
MAIL ADDRESS:
STREET 1: 740 LOMAS SANTA FE. #210
CITY: SOLANA BEACH
STATE: CA
ZIP: 92075
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Genius Brands International, Inc.
CENTRAL INDEX KEY: 0001355848
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION [7812]
IRS NUMBER: 204118216
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5820 OBERLIN DRIVE
STREET 2: SUITE 203
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 7604502900
MAIL ADDRESS:
STREET 1: 5820 OBERLIN DRIVE
STREET 2: SUITE 203
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: PACIFIC ENTERTAINMENT CORP
DATE OF NAME CHANGE: 20060310
4
1
balaban_f4.xml
OWNERSHIP DOCUMENT
X0305
4
2011-12-31
0
0001355848
Genius Brands International, Inc.
GNUS
0001116698
BALABAN HOWARD
5820 OBERLIN DR. SUITE 203
SAN DIEGO
CA
92121
1
1
1
0
EVP of New Business Dev.
Common Stock
2012-05-02
4
A
0
2209041
A
10883924
D
Options
0.22
2011-12-31
4
A
0
100000
A
2011-12-31
2016-12-31
Common Stock
100000
2600000
D
Acquired on May 2, 2012 pursuant to a conversion of a then outstanding note balance of $441,808.24 into 2,209,041 shares of the Company's common stock.
Issued directly from the Issuer pursuant to the Issuer's Stock Option Plan on December 31, 2011.
/s/ Howard Balaban
2012-05-16