1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Avnish Kalra
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Chief Risk and Compliance Officer (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, or auctioneer
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2020 under the Prudential PCA Long Term
Incentive Plan by the trustee of the Prudential plc Employee Share
Trust (the "Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2020 under the Prudential Long Term Incentive
Plan by the Trustee
(iii)
Acquisition of shares for nil consideration following the release
of an award made in 2021 under the Prudential Corporation Asia
Deferred Bonus Plan by the Trustee
(iv)
Acquisition of shares for nil consideration following the release
of an award made in 2022 under the Prudential Africa and Asia (PAA)
Long Term Incentive Plan by the Trustee
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
31,030
|
||
(ii)
|
Nil
|
11,477
|
||
(iii)
|
Nil
|
25,392
|
||
(iv)
|
Nil
|
17,778
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
85,677
N/A
|
||
e)
|
Date of the transaction
|
2023-05-19
|
||
f)
|
Place of the transaction
|
Hong Kong Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Lilian Ng
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Managing Director, Strategic Business Group (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, or auctioneer
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2020 under the Prudential PCA Long Term
Incentive Plan by the trustee of the Prudential plc Employee Share
Trust (the "Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2020 under the Prudential Long Term Incentive
Plan by the Trustee
(iii)
Acquisition of shares for nil consideration following the release
of an award made in 2021 under the Prudential Corporation Asia
Deferred Bonus Plan by the Trustee
(iv)
Acquisition of shares for nil consideration following the release
of an award made in 2022 under the Prudential Africa and Asia (PAA)
Long Term Incentive Plan by the Trustee
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
79,758
|
||
(ii)
|
Nil
|
29,510
|
||
(iii)
|
Nil
|
57,654
|
||
(iv)
|
Nil
|
43,531
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
210,453
N/A
|
||
e)
|
Date of the transaction
|
2023-05-19
|
||
f)
|
Place of the transaction
|
Hong Kong Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Lilian Ng
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Managing Director, Strategic Business Group (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, or auctioneer
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Sale of shares in relation to the release of vested share
awards
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
HKD
113.10
|
210,453
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
210,453
HKD 113.10
|
||
e)
|
Date of the transaction
|
2023-05-19
|
||
f)
|
Place of the transaction
|
Hong Kong Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Dennis Tan
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Managing Director, Strategic Business Group and CEO Prudential
Assurance Company Singapore (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, or auctioneer
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Acquisition of shares for nil consideration following the release
of an award made in 2020 under the Prudential PCA Long Term
Incentive Plan by the trustee of the Prudential plc Employee Share
Trust (the "Trustee")
(ii)
Acquisition of shares for nil consideration following the release
of an award made in 2020 under the Prudential Long Term Incentive
Plan by the Trustee
(iii)
Acquisition of shares for nil consideration following the release
of an award made in 2021 under the Prudential Corporation Asia
Deferred Bonus Plan by the Trustee
(iv)
Acquisition of shares for nil consideration following the release
of an award made in 2022 under the Prudential Africa and Asia (PAA)
Long Term Incentive Plan by the Trustee
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
Nil
|
29,311
|
||
(ii)
|
Nil
|
10,717
|
||
(iii)
|
Nil
|
36,097
|
||
(iv)
|
Nil
|
20,929
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
97,054
N/A
|
||
e)
|
Date of the transaction
|
2023-05-19
|
||
f)
|
Place of the transaction
|
Hong Kong Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Anil Wadhwani
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Chief Executive Officer (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, or auctioneer
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Deferred Annual Incentive Plan to be
released in April 2026
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
HKD
109.90
|
33,301
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
33,301
HKD 109.90
|
||
e)
|
Date of the transaction
|
2023-05-22
|
||
f)
|
Place of the transaction
|
Hong Kong Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Solmaz Altin
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Managing Director, Strategic Business Group (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, or auctioneer
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2024
(ii)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2025
(iii)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2026
(iv)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2024 subject to the
achievement of performance criteria
(v)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2025 subject to the
achievement of performance criteria
(vi)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2026 subject to the
achievement of performance criteria
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
HKD
109.90
|
35,456
|
||
(ii)
|
HKD
109.90
|
35,456
|
||
(iii)
|
HKD
109.90
|
35,456
|
||
(iv)
|
HKD
109.90
|
17,728
|
||
(v)
|
HKD
109.90
|
17,728
|
||
(vi)
|
HKD
109.90
|
17,728
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
159,552
HKD 109.90
|
||
e)
|
Date of the transaction
|
2023-05-22
|
||
f)
|
Place of the transaction
|
Hong Kong Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Catherine Chia
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Chief Human Resources Officer (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, or auctioneer
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Africa Receipt of an award
under the Prudential Africa and Asia (PAA) Long Term Incentive Plan
to be released in April 2024
(ii)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2025
(iii)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2026
(iv)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2026 subject to the
achievement of performance criteria
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
HKD
108
|
1,777
|
||
(ii)
|
HKD
108
|
1,777
|
||
(iii)
|
HKD
108
|
1,778
|
||
(iv)
|
HKD
108
|
3,855
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
9,187
HKD 108
|
||
e)
|
Date of the transaction
|
2023-05-22
|
||
f)
|
Place of the transaction
|
Hong Kong Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Avnish Kalra
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Chief Risk and Compliance Officer (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, or auctioneer
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2024
(ii)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2025
(iii)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2026
(iv)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2024 subject to the
achievement of performance criteria
(v)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2025 subject to the
achievement of performance criteria
(vi)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2026 subject to the
achievement of performance criteria
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
HKD
109.90
|
22,191
|
||
(ii)
|
HKD
109.90
|
22,191
|
||
(iii)
|
HKD
109.90
|
22,191
|
||
(iv)
|
HKD
109.90
|
11,095
|
||
(v)
|
HKD
109.90
|
11,095
|
||
(vi)
|
HKD
109.90
|
11,095
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
99,858
HKD 109.90
|
||
e)
|
Date of the transaction
|
2023-05-22
|
||
f)
|
Place of the transaction
|
Hong Kong Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Lilian Ng
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Managing Director, Strategic Business Group (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, or auctioneer
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2024
(ii)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2025
(iii)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2026
(iv)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2024 subject to the
achievement of performance criteria
(v)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2025 subject to the
achievement of performance criteria
(vi)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2026 subject to the
achievement of performance criteria
(vii)
Receipt of an award under the Prudential Deferred Bonus Plan to be
released in April 2025
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
HKD
109.90
|
37,052
|
||
(ii)
|
HKD
109.90
|
37,052
|
||
(iii)
|
HKD
109.90
|
37,052
|
||
(iv)
|
HKD
109.90
|
18,526
|
||
(v)
|
HKD
109.90
|
18,526
|
||
(vi)
|
HKD
109.90
|
18,526
|
||
(vii)
|
HKD
109.90
|
89,067
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
255,801
HKD 109.90
|
||
e)
|
Date of the transaction
|
2023-05-22
|
||
f)
|
Place of the transaction
|
Hong Kong Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
Dennis Tan
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Managing Director, Strategic Business Group and CEO Prudential
Assurance Company Singapore (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, or auctioneer
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2024
(ii)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2025
(iii)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2026
(iv)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2024 subject to the
achievement of performance criteria
(v)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2025 subject to the
achievement of performance criteria
(vi)
Receipt of an award under the Prudential Africa and Asia (PAA) Long
Term Incentive Plan to be released in April 2026 subject to the
achievement of performance criteria
(vii)
Receipt of an award under the Prudential Deferred Bonus Plan to be
released in April 2025
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
HKD
109.90
|
20,841
|
||
(ii)
|
HKD
109.90
|
20,841
|
||
(iii)
|
HKD
109.90
|
20,841
|
||
(iv)
|
HKD
109.90
|
10,420
|
||
(v)
|
HKD
109.90
|
10,420
|
||
(vi)
|
HKD
109.90
|
10,420
|
||
(vii)
|
HKD
109.90
|
52,819
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
146,602
HKD 109.90
|
||
e)
|
Date of the transaction
|
2023-05-22
|
||
f)
|
Place of the transaction
|
Hong Kong Stock Exchange
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
|||
a)
|
Name
|
James Turner
|
||
2
|
Reason for the notification
|
|||
a)
|
Position/status
|
Group Chief Financial Officer (PDMR)
|
||
b)
|
Initial notification /Amendment
|
Initial notification
|
||
3
|
Details of the issuer, emission allowance market participant,
auction platform, or auctioneer
|
|||
a)
|
Name
|
Prudential plc
|
||
b)
|
LEI
|
5493001Z3ZE83NGK8Y12
|
||
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
|||
a)
|
Description of the financial instrument, type of
instrument
Identification code
|
Ordinary shares of 5 pence each
GB0007099541
|
||
b)
|
Nature of the transactions
|
(i)
Receipt of an award under the Prudential Long Term Incentive Plan
to be released in April 2026 subject to the achievement of
performance criteria
(ii)
Receipt of an award under the Deferred Annual Incentive Plan to be
released in April 2026
|
||
c)
|
Price(s) and volume(s)
|
|
Price(s)
|
Volume(s)
|
(i)
|
HKD
112.13
|
199,991
|
||
(ii)
|
HKD
109.90
|
50,353
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
250,344
HKD 111.68
|
||
e)
|
Date of the transaction
|
2023-05-22
|
||
f)
|
Place of the transaction
|
Hong Kong Stock Exchange
|
|
PRUDENTIAL
PUBLIC LIMITED COMPANY
|
|
|
|
By:
/s/ Sylvia Edwards
|
|
|
|
Sylvia
Edwards
|
|
Deputy
Group Secretary
|