0001654954-21-011120.txt : 20211015 0001654954-21-011120.hdr.sgml : 20211015 20211015080547 ACCESSION NUMBER: 0001654954-21-011120 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211015 FILED AS OF DATE: 20211015 DATE AS OF CHANGE: 20211015 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 211324845 BUSINESS ADDRESS: STREET 1: 1 ANGEL COURT CITY: LONDON STATE: X0 ZIP: EC2R 7AG BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: 1 ANGEL COURT CITY: LONDON ENGLAND STATE: X0 ZIP: EC2R 7AG 6-K 1 a2369p.htm DIRECTOR/PDMR SHAREHOLDING a2369p
 
SECURITIES AND EXCHANGE COMMISSION 
 
Washington, D.C. 20549 
 
FORM 6-K 
 
REPORT OF FOREIGN PRIVATE ISSUER 
 
Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934 
 
For the month of October, 2021
 
PRUDENTIAL PUBLIC LIMITED COMPANY 
 
(Translation of registrant's name into English) 
 
1 Angel Court, London,

England, EC2R 7AG
(Address of principal executive offices)


 
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.



Form 20-F X           Form 40-F




Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 
Yes              No X


 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Michael Wells
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Executive (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
(i)    Adjustment of awards granted under the Prudential Long Term Incentive Plan with respect to the demerger of Jackson Financial Inc. on 13 September 2021,
(ii)   Adjustment of awards granted under the Annual Incentive Plan with respect to the demerger of Jackson Financial Inc. on 13 September 2021,
 
The number of additional shares accumulated is based on the ten-day average of the Prudential plc share price from 20 September to 1 October 2021 and on the Jackson Financial Inc. share price that regular shareholders received if they used the Company share sale facility shortly after the demerger.
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
(i)
Nil
37,017
(ii)
Nil
6,089
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
N/A
 
43,106
 
Nil
e)
 
Date of the transaction(s)
 
2021-10-13
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mark FitzPatrick
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Financial Officer and Chief Operating Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)    Adjustment of awards granted under the Prudential Long Term Incentive Plan with respect to the demerger of Jackson Financial Inc. on 13 September 2021,
(ii)   Adjustment of awards granted under the Annual Incentive Plan with respect to the demerger of Jackson Financial Inc. on 13 September 2021,
 
The number of additional shares accumulated is based on the ten-day average of the Prudential plc share price from 20 September to 1 October 2021 and on the Jackson Financial Inc. share price that regular shareholders received if they used the Company share sale facility shortly after the demerger.
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
Nil
15,302
(ii)
Nil
3,819
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
N/A
 
19,121
 
Nil
e)
 
Date of the transactions
 
2021-10-13
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 1
 
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
James Turner
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Risk and Compliance Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
(i)    Adjustment of awards granted under the Prudential Long Term Incentive Plan with respect to the demerger of Jackson Financial Inc. on 13 September 2021,
(ii)   Adjustment of awards granted under the Annual Incentive Plan with respect to the demerger of Jackson Financial Inc. on 13 September 2021,
 
The number of additional shares accumulated is based on the ten-day average of the Prudential plc share price from 20 September to 1 October 2021 and on the Jackson Financial Inc. share price that regular shareholders received if they used the Company share sale facility shortly after the demerger.
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
(i)
Nil
14,071
(ii)
Nil
3,124
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
N/A
 
17,195
 
Nil
e)
 
Date of the transaction(s)
 
2021-10-13
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Jolene Chen
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Human Resources Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
(i)    Adjustment of awards granted under the Prudential Long Term Incentive Plan with respect to the demerger of Jackson Financial Inc. on 13 September 2021,
(ii)   Adjustment of awards granted under the PCA Long Term Incentive Plan with respect to the demerger of Jackson Financial Inc. on 13 September 2021,
(iii)  Adjustment of awards granted under the PCA Deferred Bonus Plan with respect to the demerger of Jackson Financial Inc. on 13 September 2021,
(iv)  Adjustment of awards granted under the Annual Incentive Plan with respect to the demerger of Jackson Financial Inc. on 13 September 2021,
 
The number of additional shares accumulated is based on the ten-day average of the Prudential plc share price from 20 September to 1 October 2021 and on the Jackson Financial Inc. share price that regular shareholders received if they used the Company share sale facility shortly after the demerger.
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
(i)
Nil
5,260
(ii)
Nil
968
(iii)
Nil
2,011
(iv)
Nil
519
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
N/A
 
8,758
 
Nil
e)
 
Date of the transaction(s)
 
2021-10-13
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Nicolaos Nicandrou
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Executive, Prudential Corporation Asia (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
(i)    Adjustment of awards granted under the Prudential Long Term Incentive Plan with respect to the demerger of Jackson Financial Inc. on 13 September 2021,
(ii)   Adjustment of awards granted under the Annual Incentive Plan with respect to the demerger of Jackson Financial Inc. on 13 September 2021,
 
The number of additional shares accumulated is based on the ten-day average of the Prudential plc share price from 20 September to 1 October 2021 and on the Jackson Financial Inc. share price that regular shareholders received if they used the Company share sale facility shortly after the demerger.
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
(i)
Nil
22,030
(ii)
Nil
5,557
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
N/A
 
27,587
 
Nil
e)
 
Date of the transaction(s)
 
2021-10-13
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
Additional information
 
About Prudential plc
Prudential plc provides life and health insurance and asset management, with a focus on Asia and Africa. The business helps people get the most out of life, by making healthcare affordable and accessible and by promoting financial inclusion. Prudential protects people's wealth, helps them grow their assets, and empowers them to save for their goals. The business has more than 17 million life customers in Asia and Africa and is listed on stock exchanges in London, Hong Kong, Singapore and New York. Prudential is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America, nor with The Prudential Assurance Company Limited, a subsidiary of M&G plc, a company incorporated in the United Kingdom.
 
Contact
 
Jennie Webb, Share Plans and Share Capital Manager, +44 (0)20 3977 9750
 
Sylvia Edwards, Deputy Group Secretary, +44 (0)20 3977 9214

 
 
SIGNATURES
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 
 
 
 
 
Date: 15 October 2021
 
 
 
 
PRUDENTIAL PUBLIC LIMITED COMPANY
 
 
 
By: /s/ Sylvia Edwards
 
 
 
Sylvia Edwards
 
Deputy Group Secretary