0001654954-20-010751.txt : 20201002 0001654954-20-010751.hdr.sgml : 20201002 20201002074140 ACCESSION NUMBER: 0001654954-20-010751 CONFORMED SUBMISSION TYPE: 6-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201002 FILED AS OF DATE: 20201002 DATE AS OF CHANGE: 20201002 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PRUDENTIAL PLC CENTRAL INDEX KEY: 0001116578 STANDARD INDUSTRIAL CLASSIFICATION: LIFE INSURANCE [6311] IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FILING VALUES: FORM TYPE: 6-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15040 FILM NUMBER: 201218072 BUSINESS ADDRESS: STREET 1: 1 ANGEL COURT CITY: LONDON STATE: X0 ZIP: EC2R 7AG BUSINESS PHONE: 011442075483737 MAIL ADDRESS: STREET 1: 1 ANGEL COURT CITY: LONDON ENGLAND STATE: X0 ZIP: EC2R 7AG 6-K 1 a9752a.htm DIRECTOR/PDMR SHAREHOLDING a9752a
 
SECURITIES AND EXCHANGE COMMISSION 
 
Washington, D.C. 20549 
 
FORM 6-K 
 
REPORT OF FOREIGN PRIVATE ISSUER 
 
Pursuant to Rule 13a-16 or 15d-16 of

the Securities Exchange Act of 1934 
 
For the month of October, 2020
 
PRUDENTIAL PUBLIC LIMITED COMPANY 
 
(Translation of registrant's name into English) 
 
1 Angel Court, London,

England, EC2R 7AG
(Address of principal executive offices)


 
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.



Form 20-F X           Form 40-F




Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.

 
Yes              No X


 
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82-
 
 
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Michael Wells
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Executive (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
(i)     Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan
(ii)    Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
(i)
GBP 11.40308000
3
(ii)
GBP 11.06
796
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
799
 
GBP 11.06
 
e)
 
Date of the transaction(s)
 
2020.10.01
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Mark FitzPatrick
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Financial Officer and Chief Operating Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transactions
 
 
(i)     Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders
(ii)    Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan
(iii)   Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan
 
c)
 
Price(s) and volume(s)
 
 
 
Price(s)
Volume(s)
(i)
GBP 11.385010
151
(ii)
GBP 11.40308000
2
(iii)
GBP 11.06
462
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
615
 
GBP 11.14
 
e)
 
Date of the transactions
 
2020.10.01
f)
 
Place of the transactions
 
London Stock Exchange
 
 
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
James Turner
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Risk and Compliance Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
(i)         Acquisition of shares under the Dividend Re-investment Plan for ordinary shareholders
(ii)        Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan
(iii)       Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan
 
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
(i)
GBP 11.172670
163
(ii)
GBP 11.40308000
3
(iii)
GBP 11.06
255
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
421
 
GBP 11.11
 
e)
 
Date of the transaction(s)
 
2020.10.01
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Michael Falcon
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Executive Officer of Jackson Holdings LLC (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
American Depositary Receipt ("ADR")
 
 
74435K204
 
b)
 
Nature of the transaction(s)
 
 
Acquisition of ADRs in respect of dividends accruing to deferred share awards under the Annual Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
Price(s)
Volume(s)
USD 28.08
374
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
374
 
USD 28.08
 
e)
 
Date of the transaction(s)
 
2020.10.01
f)
 
Place of the transaction(s)
 
New York Stock Exchange
 
 
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Nicolaos Nicandrou
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Executive of Prudential Corporation Asia (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
(i)         Acquisition of shares under the dividend re-investment associated with the Prudential Group Share Incentive Plan
(ii)        Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan
(iii)       Acquisition of shares under the dividend re-investment associated with the Prudential Corporation Asia All Employee Share Purchase Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
(i)
GBP 11.40308000
7
(ii)
GBP 11.06
640
(iii)
GBP 11.095
1
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
648
 
GBP 11.06
 
e)
 
Date of the transaction(s)
 
2020.10.01
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Al-Noor Ramji
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Chief Digital Officer (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
Price(s)
Volume(s)
GBP 11.06
468
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
468
 
GBP 11.06
 
e)
 
Date of the transaction(s)
 
2020.10.01
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
 
 
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Jolene Chen
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Group Human Resources Director (PDMR)
b)
 
Initial notification /Amendment
 
Initial notification
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
Prudential plc
b)
 
LEI
 
5493001Z3ZE83NGK8Y12
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 5 pence each
 
 
GB0007099541
 
b)
 
Nature of the transaction(s)
 
 
(i)         Acquisition of shares under the dividend re-investment associated with the Prudential Corporation Asia All Employee Share Purchase Plan
(ii)        Acquisition of shares in respect of dividends accruing to deferred share awards under the Prudential Corporation Asia Deferred Bonus Plan.
(iii)       Acquisition of shares in respect of dividends accruing to deferred share awards under the Annual Incentive Plan
c)
 
Price(s) and volume(s)
 
 
 
 
 
Price(s)
Volume(s)
(i)
GBP 11.095
11
(ii)
GBP 11.06
269
(iii)
GBP 11.06
33
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
 
313
 
GBP 11.06
 
e)
 
Date of the transaction(s)
 
2020.10.01
f)
 
Place of the transaction(s)
 
London Stock Exchange
 
Additional information
 
Prudential plc is an Asia-led portfolio of businesses focused on structural growth markets. The business helps people get the most out of life through life and health insurance, and retirement and asset management solutions. Prudential plc has 20 million customers and is listed on stock exchanges in London, Hong Kong, Singapore and New York. Prudential plc is not affiliated in any manner with Prudential Financial, Inc. a company whose principal place of business is in the United States of America, nor with The Prudential Assurance Company Limited, a subsidiary of M&G plc, a company incorporated in the United Kingdom.
 
Contact
 
Chris Worlock, Company Secretarial Assistant, +44 (0)20 3977 9049
 
Tom Clarkson, Company Secretary, +44 (0)20 3977 9172
 
 
 
 
 
 
 
SIGNATURES
 
 
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 
 
 
 
 
Date: 02 October 2020
 
 
 
 
PRUDENTIAL PUBLIC LIMITED COMPANY
 
 
 
By: /s/ Thomas S Clarkson
 
 
 
Thomas S Clarkson
 
Company Secretary